The Beginning of Infinity: Explanations That Transform the World
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Book Front Matter
- Identifies the book as David Deutsch’s The Beginning of Infinity: Explanations that Transform the World, published by Allen Lane/Penguin.
- Provides publication and copyright details, including publisher locations, first publication year, ISBN, and reproduction restrictions.
- Acknowledges permissions for reproduced materials and notes efforts to credit copyright holders.
- Lists the table of contents, including chapters on explanations, creativity, infinity, optimism, the multiverse, culture, and progress.
- Includes acknowledgements thanking draft readers, commenters, copy-editor, and illustrators.
The Beginning of Infinity
- Rapid and stable progress is a unique historical phenomenon that began with the scientific revolution and spans science, morality, and art.
- Progress is defined by the objective transition from false to true explanations and from chronic failure to successful problem-solving.
- The fundamental driver of all human progress is the quest for 'good explanations,' which aligns human activity with the universal laws of nature.
- Progress is inherently unbounded and infinite, rather than destined for a final completion or an inevitable catastrophic end.
- The ability to understand distant cosmic phenomena, such as the nuclear transmutation in stars, demonstrates the immense reach of human explanations.
Behind it all is surely an idea so simple, so beautiful, that when we grasp it – in a decade, a century, or a millennium – we will all say to each other, how could it have been otherwise?
Cosmic Violence and Creation
- The universe is characterized by extreme violence, with stars converting mass to energy at rates equivalent to millions of atom bombs per second.
- Supernovae are both destructive and creative, wiping out entire planetary systems while forging the heavy elements necessary for life.
- Gamma-ray bursts and quasars represent even greater scales of energy, with quasars consuming entire stars to outshine trillions of suns.
- The vastness of the cosmos extends from our Milky Way to a relentlessly expanding universe and potentially an even larger multiverse.
- Despite the chaotic and extreme nature of these phenomena, the entire universe operates according to elegant and understandable laws of physics.
- Intelligence is one of the few forces in the universe capable of transmuting base metals into gold, a process otherwise reserved for stars.
Its neutrino radiation alone would kill a human at a range of billions of kilometres, even if that entire distance were filled with lead shielding.
The Reach of Theory
- Science reveals a striking contrast between the vast reach of our theories and the local, limited sensory data used to create them.
- Empiricism historically suggested that knowledge is passively received from sensory experience, treating the mind as a blank slate.
- In reality, scientific theories are bold conjectures and creative guesses rather than direct derivations from observation.
- The primary role of experience in science is to serve as a filter to choose between competing theories that have already been imagined.
- Despite its flaws, empiricism was a vital step forward because it rejected traditional authority and promoted an optimistic search for new knowledge.
We do not read them in nature, nor does nature write them into us. They are guesses – bold conjectures.
The Failure of Inductivism
- Inductivism is the traditional belief that scientific knowledge is derived by generalizing patterns from repeated experiences.
- The 'principle of induction' suggests that the future will resemble the past, yet this principle has never been successfully formulated for practical use.
- A major flaw of inductivism is that it focuses on predicting experiences rather than explaining the reality that lies behind those experiences.
- Science primarily concerns things never directly observed, such as the internal composition of stars, the Big Bang, or the laws of physics.
- Inductivism fails to account for scientific breakthroughs that create phenomena unlike anything in the past, such as human flight or nuclear explosions.
- True scientific progress moves from explanatory theory to experience, rather than from experience to theory.
For millennia people dreamed about flying, but they experienced only falling.
The Failure of Inductivism
- The principle of induction is logically empty because any law of nature, true or false, claims the future will resemble the past in some way.
- Human expectations are guided by explanatory theories rather than simple repetition, as seen in the transition from the year 1999 to 2000.
- The concept of a 'repeated' experience is itself a theoretical construct, as we must use theories to decide which variables in our environment are relevant.
- Empiricism is flawed because explanations cannot be derived mechanically from sensory data; they require creative acts of guessing.
- Historical observations of the stars as dots on a celestial sphere prove that 'reading' nature directly often leads to false conclusions.
- Scientific progress relies on criticizing and testing creative ideas rather than accumulating sensory experiences.
To the extent that experiencing dots ‘writes’ something into our brains, it does not write explanations but only dots.
Fallibilism and the Senses
- The apparent stillness of the Earth demonstrates that sensory experience is inherently deceptive and requires interpretive theories to be understood.
- Empiricism failed to liberate science from authority because it merely replaced traditional authorities with the false authority of sensory data.
- Justificationism is the flawed philosophical pursuit of certainty or endorsement through authoritative sources of knowledge.
- Fallibilism is the recognition that no knowledge is final or perfectly justified, which is the essential catalyst for the growth of knowledge.
- The quest for certainty converts the search for truth into a social or psychological status, whereas fallibilism actively seeks to correct hidden misconceptions.
- True scientific progress relies on conjecture and criticism rather than the passive extraction of theories from experience.
It converts the quest for truth into a quest for certainty (a feeling) or for endorsement (a social status).
The Fallacy of Raw Data
- The traditional empiricist view that data must precede theory is fundamentally flawed because all observations are 'theory-laden.'
- Human perception is an act of interpretation where the brain translates internal electrical signals into externalized experiences like color or location.
- Because our senses and interpretations are fallible, we never perceive reality directly; instead, we rely on conjecture and theoretical frameworks.
- The central mystery of science is how local guesswork in the human mind can accurately describe distant or unobservable phenomena like the Big Bang.
- Despite having identical biological hardware for millennia, humans only recently developed the specific process required to generate objective knowledge.
There is nothing more deceptive than an obvious fact.
The Rebellion Against Authority
- For most of human history, the desire for progress was thwarted by an inability to create new, functional knowledge.
- Early humans lived in a world where life-improving discoveries were so rare that the world appeared static across individual lifetimes.
- The Scientific Revolution marked a sudden shift from stagnation to a noticeable and accelerating rate of discovery.
- The Enlightenment was fundamentally a rebellion against the authority of ancient writings and traditional dogmas.
- Progress required the realization that important knowledge had not yet been discovered and that existing authorities were often mistaken.
Discoveries such as fire, clothing, stone tools, bronze, and so on, happened so rarely that from an individual’s point of view the world never improved.
The Tradition of Criticism
- The Enlightenment's success stemmed not just from rejecting authority, but from establishing a rare tradition of criticism aimed at improvement.
- Empiricism, while philosophically flawed, served a vital historical role by shifting the focus of knowledge-seeking away from dogma and toward the senses.
- A key outcome of this critical tradition was the requirement for testability, allowing theories to be refuted by contradictory observations.
- The transition from ancient untestable theories to modern science is illustrated by the shift from elemental mysticism to Rutherford's transmutation experiments.
- Testability alone is insufficient for progress, as evidenced by the testable but stagnant predictions of prophets, gamblers, and rules of thumb.
- Scientific progress requires more than prediction because physical appearances are not self-explanatory; they are like conjuring tricks that hide their mechanisms.
The usual sequel has merely been that new authorities replaced the old. What was needed for the sustained, rapid growth of knowledge was a tradition of criticism.
Explanation Versus Prediction
- Predicting the outcome of a conjuring trick is not the same as understanding the underlying mechanism that makes the trick work.
- Instrumentalism is the philosophical view that science should only predict observations rather than describe an underlying reality.
- Denying realism leads to relativism, where objective truth is replaced by arbitrary cultural standards or 'useful fictions'.
- Purely predictive theories are an illusion because every prediction relies on a sophisticated, often invisible, explanatory framework.
- Rules of thumb are simply predictive theories where the explanatory content has become uncontroversial background knowledge.
That leaves no term for assertions about reality itself, except perhaps ‘useful fiction’.
The Nature of Problems
- Rules of thumb are parochial and fail in unfamiliar circumstances, whereas explanations provide the reach to predict outcomes in new scenarios.
- Explanations are necessary to even identify relevant concepts, such as distinguishing the function of a cup from its color.
- Scientific progress and rational thought are driven by problems, defined as situations where two or more ideas or theories conflict.
- Observations only become problems when they contradict our existing explanatory theories and expectations.
- A conjuring trick only mystifies an audience because they possess a rich set of prior theories about what is physically possible.
- Problems can be purely theoretical, arising when our best explanations of how things are conflict with our criteria for how they should be.
That is why a trick that mystifies an adult may be uninteresting to a young child who has not yet learned to have the expectations on which the trick relies.
The Logic of Scientific Problems
- Scientific inquiry is described as a lifelong marriage to a problem, where solutions often reveal a family of new, enchanting challenges.
- The refutation of a theory shares the logic of a conjuring trick, where a problem arises only because our existing knowledge is flawed or inadequate.
- Observations alone cannot correct a misconception; a better idea or conjecture must be thought of before the data can be correctly interpreted.
- The term 'data' is misleading because theory must first dictate what to look for and how to interpret the information obtained.
- Scientific progress is built upon the creative modification of existing myths, rules of thumb, and inborn human assumptions.
- Even testable theories existed in antiquity, such as the myth of Persephone, suggesting that testability alone is not the sole driver of progress.
The refutation of a scientific theory has, from the point of view of someone who expected it to be true, the same logic as a conjuring trick – the only difference being that a conjurer does not normally have access to unknown laws of nature to make a trick work.
The Flaw of Easy Variability
- The Greek myth of Persephone provides a testable explanation for seasons that is easily refuted by the existence of opposite seasons in the Southern Hemisphere.
- Myths like those of Persephone and Freyr are 'easy to vary' because their specific details are not constrained by the physical phenomena they attempt to explain.
- Alternative versions of these myths can be invented to fit the same observations while asserting completely different underlying realities.
- The details of such myths are chosen for cultural or artistic reasons rather than being derived from the actual attributes of the natural world.
- Because there is no way to distinguish between competing myths based on their merits, they fail as robust explanations of reality.
He made that choice – and all his substantive choices as author – for cultural and artistic reasons, and not because of the attributes of winter at all.
The Flaw of Easy Variability
- Mythical explanations are fundamentally flawed because their details are not tightly coupled to the phenomena they attempt to explain.
- When an explanation can be easily varied to account for any observation, it provides no rational basis for choosing it over a competing myth.
- The ability to adapt a bad explanation to fit new data, such as changing seasons or failed prophecies, prevents any real progress toward understanding.
- Experimental testing is largely useless for correcting errors in theories that are 'easily variable' because they can be reinterpreted to fit any outcome.
- A scientific frame of mind requires not just the willingness to drop a refuted theory, but the active pursuit of hard-to-vary, good explanations.
If an explanation could easily explain anything in the given field, then it actually explains nothing.
The Quest for Good Explanations
- The search for good explanations is the fundamental principle that distinguishes the Enlightenment and science from all other approaches to knowledge.
- A good explanation must be hard to vary, meaning every detail plays a functional role that cannot be easily swapped without losing explanatory power.
- This intellectual shift necessitates the rejection of authority and the establishment of a tradition of criticism to prevent self-delusion.
- The 'criterion for reality' suggests we should only consider something real if it is an essential part of our best explanation for a phenomenon.
- The Enlightenment represents a unique historical 'sea change' where a whole community adopted values like dissent and openness, leading to sustained progress.
- Scientific explanations, such as the Earth's axial tilt causing seasons, succeed because they are independently testable and geometrically consistent.
It is the feature that distinguishes those approaches to knowledge from all others, and it implies all those other conditions for scientific progress I have discussed: It trivially implies that prediction alone is insufficient.
The Power of Good Explanations
- Scientific theories are superior to myths not just because they are testable, but because they are hard to vary without losing their explanatory power.
- The axis-tilt theory of seasons is a good explanation because its internal logic—geometry and heat—makes it impossible to swap components like the sun for the moon.
- Testability is secondary to explanatory quality; a theory must first be a 'good explanation' before it is even worth the effort of an experimental test.
- Bad explanations, like the myth of Demeter, are easily variable because they rely on arbitrary elements like a god's mood which cannot be independently verified.
- The common interpretation of Occam's razor is often a misconception, as simplicity alone does not prevent a theory from being easily variable and thus a bad explanation.
- Science progresses by rejecting the vast majority of false theories out of hand based on their failure as explanations, rather than through exhaustive testing.
If their guess was easy to vary, they might just as well have saved themselves the boat fare, stayed at home, and tested the easily testable theory that winter can be staved off by yodelling.
The Power of Good Explanations
- Scientific progress is driven by the quest for good explanations that are highly constrained by existing knowledge and difficult to vary.
- While imagination easily produces fiction and myths, the rule of testability alone is insufficient to filter out all falsehoods.
- A 'good explanation' is characterized by being hard to vary; its internal logic is so tight that changing one part ruins the whole.
- Explanatory theories allow us to predict phenomena in regions of reality we have never visited and for which we have no prior experience.
- The reach of a good explanation is often involuntary; once a theory is accepted, its logical consequences cannot be easily modified to suit our preferences.
- The ultimate goal of science is to find ideas so simple and beautiful that they eventually seem self-evident.
You have never experienced any seasons other than Mediterranean ones. You have never read, nor heard tell, of seasons that were out of phase with the ones you have experienced. But you know about them.
The Reach of Explanations
- Good explanations are 'hard to vary,' meaning they cannot be easily modified to fit arbitrary constraints without losing their explanatory power.
- A theory's 'reach' is its ability to solve problems and make predictions far beyond the specific evidence or location it was originally created to address.
- The reach of an explanation is an autonomous property of the theory itself, not something added or extrapolated by the creator.
- Attempting to limit a theory's reach to only known data points often turns a robust explanation into a mere rule of thumb.
- The phenomenon of reach represents 'the beginning of infinity,' where finite human thoughts can describe universal realities across time and space.
The theory reaches out, as it were, from its finite origins inside one brain that has been affected only by scraps of patchy evidence from a small part of one hemisphere of one planet – to infinity.
The Reach of Explanations
- Explanatory theories are unique because they possess 'reach,' the ability to solve problems beyond the specific ones they were originally designed to address.
- Before the Enlightenment, knowledge was static and parochial, consisting of bad explanations that were brittle and lacked the capacity for error correction.
- The emergence of science marked a transition to the rapid creation of knowledge with ever-increasing reach, raising the question of whether this process is bounded or infinite.
- The capacity for reason and creativity may grant humans a cosmic significance that was previously stripped away by the rejection of ancient myths.
- The creation of gold serves as a metaphor for the power of intelligence, as it can only be forged by the extreme physics of stars or the intentional actions of intelligent beings.
If you find a nugget of gold anywhere in the universe, you can be sure that in its history there was either a supernova or an intelligent being with an explanation.
The Mechanics of Knowledge
- Knowledge is not derived from sensory experience but through a cycle of conjecture and criticism.
- The Enlightenment represents a fundamental shift from seeking authoritative justification to establishing a tradition of criticism.
- A 'good explanation' is defined by its resistance to variation, meaning its details cannot be easily changed without losing its explanatory power.
- Fallibilism is the essential recognition that no source of knowledge is infallible and that progress depends on active error correction.
- The 'reach' of an explanation is an intrinsic property that allows it to solve problems beyond its original intent.
- The scientific revolution was driven more by the pursuit of hard-to-vary explanations than by simple experimental testing.
The real source of our theories is conjecture, and the real source of our knowledge is conjecture alternating with criticism.
Closer to Reality
- The sheer physical scale of the universe, from stars to galaxy clusters, is difficult for the human mind to fully grasp.
- Early astronomical research relied on human judgment to distinguish distant galaxies from foreground stars on photographic plates.
- Scientific rules of thumb for identifying celestial objects are tested through higher resolution comparisons but can never reach absolute certainty.
- Feeling insignificant due to the universe's size is a logical error; scale does not dictate value or adequacy.
- The universe should be viewed as a home and a resource for humanity rather than an overwhelming force.
- Every nondescript smudge on a telescope plate represents a galaxy containing billions of worlds, each with its own unique history and potential for life.
Feeling insignificant because the universe is large has exactly the same logic as feeling inadequate for not being a cow.
The Creative Perspiration of Science
- The vast temporal and spatial distances of astronomy mean that observing distant galaxies is equivalent to looking back at Earth's biological past.
- Scientific research is often mischaracterized as mindless toil, but the human experience of 'perspiration' is fundamentally creative and driven by thought.
- While computers can perform tasks like galaxy cataloguing or chess through brute force, humans achieve these results through enjoyable, conceptual exploration.
- The 'fun' and intellectual engagement of testing ideas are what actually power the inspiration necessary for scientific breakthroughs.
- A mistake in classification—mistaking a film defect for a galaxy—highlights how scientific observation is always an act of theoretical interpretation.
- Most of reality is inaccessible to unaided human senses, requiring us to bridge the gap between microscopic evidence and cosmic phenomena through theory.
I had overestimated the mass of what I was looking at by some fifty powers of ten.
The Paradox of Indirect Observation
- Scientific instruments physically separate us from reality while simultaneously bringing us closer to its true nature.
- Modern astronomy relies on digitized signals and data processing rather than direct visual observation of the night sky.
- Every layer of technological mediation requires a corresponding chain of theoretical interpretation to remain meaningful.
- The primary function of scientific tools is to strip away 'parochial errors' like the twinkling of stars to reveal underlying facts.
- Accurate observation is inherently indirect because it must actively correct for the limitations and biases of human senses.
The primary function of the telescope’s optics is to reduce the illusion that the stars are few, faint, twinkling and moving.
The Miracle of Observation
- Observation is the process of accurately attributing internal evidence to external physical reality through theories.
- Scientific instruments act as 'conjuring tricks in reverse,' allowing us to see what is really there by manipulating local matter.
- The physical gap between an observer and a distant object is bridged by explanatory theories that interpret local phenomena like pixels or ink.
- Instruments are fragile configurations of matter that only reveal external truths when operated according to precise explanatory instructions.
- All observation is theory-laden, meaning we never perceive the world directly but always through the lens of our best explanations.
- The growth of knowledge is a process of correcting misconceptions within our theories rather than just accumulating data.
Like conjuring tricks in reverse, such instruments fool our senses into seeing what is really there.
The Decline of Anthropocentrism
- Ancient worldviews were fundamentally anthropocentric, attributing natural phenomena like seasons and disasters to the intentions and emotions of supernatural beings.
- Pre-Enlightenment thought combined explanatory anthropocentrism with a geocentric physical model, placing humans at both the moral and physical center of the universe.
- While ancient geometry offered a model for impersonal reasoning, it remained an outlier until the Enlightenment, as even astronomers continued to practice astrology.
- Modern science has systematically replaced human-centric explanations with impersonal laws of nature, such as mathematical equations and elementary particles.
- The shift toward impersonal explanations in physics and biology suggests that human intentions are cosmically insignificant compared to titanic astrophysical phenomena.
- Scientific significance is now defined by the breadth and fundamental nature of a theory rather than its relevance to human affairs or desires.
So, winter might be attributed to someone’s sadness, harvests to someone’s generosity, natural disasters to someone’s anger, and so on.
Mediocrity and Spaceship Earth
- Modern science has replaced anthropocentric explanations with the 'Principle of Mediocrity,' viewing humans as insignificant 'chemical scum' in a vast universe.
- This principle suggests that human values and intentions are merely the result of microscopic physical processes rather than cosmic design.
- Parochialism is defined as the error of mistaking local perspectives or rules of thumb for objective, universal laws.
- The 'Spaceship Earth' metaphor depicts the biosphere as a finite, fragile life-support system that humans have evolved to depend upon.
- While the Principle of Mediocrity emphasizes our typicality, the Spaceship Earth idea emphasizes our unique and precarious dependence on a specific environment.
- Both concepts have become scientific truisms despite their seemingly contradictory views on human significance and uniqueness.
As the physicist Stephen Hawking put it, humans are ‘just a chemical scum on the surface of a typical planet that’s in orbit round a typical star on the outskirts of a typical galaxy’.
The Myth of Mediocrity
- The Principle of Mediocrity and the Spaceship Earth metaphor both suggest that humans and Earth are insignificant, ephemeral, and fragile.
- The author argues that these philosophical frameworks are factually false and that humans are actually significant in the cosmic scheme.
- While we occupy a typical planet, we are composed of 'ordinary matter,' which makes up only 20 percent of the universe's total mass.
- Humanity represents an extremely rare form of matter capable of existing at low temperatures and creating complex chemicals.
- Human technology, such as physics laboratories, creates conditions like extreme cold that are likely unique and do not exist anywhere else in the natural universe.
- Our perception of being 'typical' is a parochial misconception based on our proximity to rare concentrations of dense matter.
It may well be that the interiors of refrigerators constructed by physicists are by far the coldest and darkest places in the universe.
The Desolation of Typical Space
- A truly typical location in the universe is deep in intergalactic space, far removed from the warmth and light of any star or galaxy.
- In these typical regions, the universe is pitch black, so vast that even a nearby supernova would be invisible to the naked eye.
- Intergalactic space is characterized by extreme vacuum and cold, with a density of less than one atom per cubic metre and temperatures near absolute zero.
- The vast majority of the universe is chemically inert and incapable of supporting life or intelligence, highlighting how rare Earth's conditions are.
- The 'Spaceship Earth' metaphor is flawed because the primeval biosphere is actually a 'death trap' for unprotected humans without technology.
The nearest star would be so far away that if it were to explode as a supernova, and you were staring directly at it when its light reached you, you would not see even a glimmer.
The Hostile Biosphere
- The Great Rift Valley and the wider biosphere are not benevolent life-support systems but environments defined by predation, disease, and starvation.
- Biological populations naturally expand until they reach the limits of their resources, ensuring that most individuals live on the edge of disaster.
- Evolutionary stability is achieved only through the continual neglect and death of individuals, making the 'Spaceship Earth' metaphor perverse.
- The biosphere is not a preserver of species, as evidenced by the fact that 99.9 percent of all species that have ever existed are now extinct.
- Human survival, even in prehistoric times, has always depended on cultural knowledge rather than the inherent hospitality of the environment.
The biosphere only ever achieves stability – and only temporarily at that – by continually neglecting, harming, disabling and killing individuals.
Knowledge as Life Support
- Humans are unique among species because we lack the innate genetic knowledge required to survive in our natural environments.
- The Earth's capacity to support human life is not a natural gift but a product of human thought and cultural transmission.
- The 'Spaceship Earth' metaphor is flawed because it suggests humans are passengers rather than the designers and builders of their own survival systems.
- Raw materials provided by the biosphere are not a life-support system until converted by knowledge, much like a radio telescope.
- The 'Principle of Mediocrity' is inherently paradoxical as it uses anthropocentric value judgments to criticize human-centered perspectives.
Before the designs created by humans, it was not a vehicle, but only a heap of dangerous raw materials.
The Limits of Mediocrity
- The author challenges the 'Principle of Mediocrity' by questioning why human arrogance or morality should dictate our understanding of the objective universe.
- Historical anthropocentrism is framed not as a moral failing of arrogance, but as a parochial error caused by a lack of knowledge on how to seek better explanations.
- The 'Spaceship Earth' and 'Garden of Eden' myths share a common misconception that there was once a time when human needs were effortlessly met by providence.
- Richard Dawkins applies evolutionary theory to suggest that our brains, like our eyes, are biologically limited to understanding only survival-relevant phenomena.
- This perspective implies a hard limit on scientific progress, suggesting the universe is ultimately 'queerer than we can suppose' and beyond human comprehension.
- The author suggests the real problem for early humans was not being 'arrogant enough' to believe the world was fundamentally comprehensible.
In a sense their whole problem was that they were not arrogant enough: they assumed far too easily that the world was fundamentally incomprehensible to them.
The Limits of Parochialism
- The Principle of Mediocrity and the Spaceship Earth metaphor both suggest human capacity is confined to a small, friendly bubble.
- These views imply that the scientific revolution is inherently parochial and cannot reach beyond its immediate environment.
- Assuming the universe is inexplicable outside this bubble leads back to pre-scientific, mythological thinking.
- The author argues that if the world is inexplicable on the outside, then our explanations of the inside are also fundamentally flawed.
- The core claim of these philosophies is that human problem-solving and knowledge-creation have fixed, narrow bounds.
- The effectiveness of human adaptations beyond their evolutionary origins requires a deeper explanation than biology alone.
For an inexplicable world is indistinguishable from one ‘tricked out with capricious ad hoc magic’.
Knowledge and Physical Possibility
- Biological adaptations have limited reach, functioning only within specific environmental parameters like air density and temperature.
- Human ancestors transitioned from slow genetic evolution to faster cultural evolution using rules of thumb.
- The Enlightenment shifted progress toward explanatory knowledge, enabling control over the world through understanding underlying laws.
- A fundamental dichotomy exists: any physical transformation is either forbidden by the laws of physics or achievable through the right knowledge.
- This principle suggests that human reach is potentially universal rather than parochial, contradicting the idea that the universe is inherently 'un-understandable'.
That is to say, every putative physical transformation, to be performed in a given time with given resources or under any other conditions, is either impossible because it is forbidden by the laws of nature; or achievable, given the right knowledge.
The Power of Explanatory Knowledge
- Explanatory knowledge distinguishes humans from all other species by allowing them to transform nature according to universal laws rather than parochial biological limits.
- The DNA of non-human species acts as a coded description of ancestral environments, strictly limiting their survival to specific ecological niches.
- While other primates are biologically tethered to environments that provide vitamin C, humans use knowledge to synthesize it through agriculture and chemistry.
- Human survival on the moon or in hostile environments depends on the creation of knowledge rather than the quirks of human biochemistry.
- All technological progress can eventually be automated, suggesting that the 'perspiration' of labor is secondary to the 'inspiration' of knowledge creation.
In theory a knowledgeable zoologist, presented with the complete transcript of a genome, should be able to reconstruct the environmental circumstances that did the carving.
Knowledge and Universal Construction
- Technological advancement shortens the gap between inspiration and automation, eventually making hostile environments like the moon feel as natural as Earth.
- The distinction between a hospitable environment and a deathtrap is defined solely by the presence of explanatory knowledge.
- While all organisms use knowledge to survive, humans are unique because they use explanatory knowledge created through conjecture and criticism.
- Human beings function as 'universal constructors,' capable of transforming any matter into anything allowed by the laws of physics.
- Unlike other species with limited cultural knowledge, humans possess a universal reach that allows them to transcend their biological niches.
- The ability to create explanations is a universal property that would be shared by any other intelligent beings in the universe.
In the unique case of humans, the difference between a hospitable environment and a deathtrap depends on what knowledge they have created.
The Reach of Explanatory Knowledge
- Genetically altering humans does not diminish their personhood because the defining human trait is the ability to create new explanations, not biological stasis.
- Physical limitations, such as brain size or manual dexterity, are irrelevant to human reach because we are universal constructors who can build tools to overcome them.
- The argument that certain aspects of reality are qualitatively beyond human comprehension is rejected as a form of supernaturalism that denies the world is explicable.
- Human reach is functionally identical to the reach of explanatory knowledge itself, provided the environment allows for an open-ended stream of creativity.
- The sustainability of progress depends on minimal physical requirements like access to matter and energy rather than the inherent biological 'capacity' of the brain.
As Einstein remarked, ‘My pencil and I are more clever than I.’
Requirements for Knowledge Creation
- Open-ended knowledge creation requires a continuous supply of raw materials and energy to power transformations and store new information.
- Evidence is the third essential requirement, consisting of the information needed to test scientific theories and understand the laws of nature.
- The Earth's biosphere is saturated with untapped evidence, from cosmic light hitting our roofs to the biological data stored in our own DNA.
- The Moon and other environments possess the same fundamental resources as Earth, meaning they are equally capable of hosting open-ended progress.
- Humans as universal constructors can automate the transformation of resources, making environmental limitations merely transient problems.
- The necessity of solving problems to survive and advance is a permanent condition of human existence, regardless of technological level.
On any clear night, the chances are that your roof will be struck by evidence falling from the sky which, if you only knew what to look for and how, would win you a Nobel prize.
The Necessity of Problems
- The survival of the human species depends on creating scientific and technological knowledge to defend against low-probability but inevitable astronomical disasters.
- Establishing self-sufficient space colonies is a vital hedge against extinction, as life on a single planet is vulnerable to numerous accidents.
- As medical progress eliminates disease and aging, human concern will shift toward increasingly long-term risks and the desire for personal survival.
- An 'unproblematic state' is not a desirable utopia but a state devoid of creative thought, which the author equates to death.
- The search for explanations is infinite because every deep explanation creates new problems, ensuring that knowledge and values can improve indefinitely.
- Moral knowledge and physical knowledge are interconnected, as our values are often based on our understanding of how the world functions.
An unproblematic state is a state without creative thought. Its other name is death.
The Beginning of Infinity
- Knowledge-creation is inherently fallible, meaning that problems are inevitable and every solution will eventually reveal new, better problems.
- While problems are unavoidable, they are also soluble, meaning that progress is limited only by the laws of physics and the acquisition of the right knowledge.
- The concept of 'perfectibility' is split between the pursuit of a final utopian state and the belief that any state can be indefinitely improved.
- The Continental Enlightenment sought a perfected state, often resulting in dogmatism and political violence like the Reign of Terror.
- The British Enlightenment embraced fallibilism and gradual change, focusing on institutions that allow for continuous, unbounded improvement.
- True progress is defined by the realization that we will never reach a state of perfection but will always be at the beginning of infinity.
Neither the human condition in particular nor our explanatory knowledge in general will ever be perfect, nor even approximately perfect. We shall always be at the beginning of infinity.
Resources of Intergalactic Space
- Intergalactic space, often viewed as a void, contains over a billion tonnes of matter per solar-system-sized cube, primarily in the form of hydrogen.
- The ultimate reach of human progress depends on 'knowing how' to utilize these diffuse resources rather than relying on the natural abundance of Earth.
- Nuclear fusion and transmutation could provide both the energy and the diverse chemical elements necessary to sustain a complex civilization in the void.
- Scientific discovery remains possible in deep space because laboratories can synthesize materials and telescopes can still observe distant galaxies.
- The constraints on human expansion are not physical laws or a lack of resources, but rather the current state of our knowledge and technology.
It is empty, cold and dark. Or is it? Actually, that is yet another parochial misconception.
The Ubiquity of Evidence
- A single cube of intergalactic space contains enough light to map every celestial body in nearby galaxies to a ten-kilometer resolution.
- The fundamental laws of physics are uniform across the cosmos, ensuring that the same scientific progress is possible anywhere in the universe.
- Intergalactic space, despite its emptiness, provides nearly all the same electromagnetic channels for evidence that we have on Earth.
- The universe is inherently 'knowledge-friendly,' meaning that any environment with matter and energy is amenable to the open-ended creation of knowledge.
- The distinction between a hospitable and a hostile environment depends entirely on whether the inhabitants possess the relevant knowledge to survive and thrive.
All people in the universe, once they have understood enough to free themselves from parochial obstacles, face essentially the same opportunities.
The Cosmic Significance of Knowledge
- The 'spaceship Earth' metaphor is flawed because the technology required to survive in space would also allow humans to thrive on a ruined biosphere.
- While humans appear insignificant compared to stars and atoms, this perspective is a parochial error based on our current limited vantage point.
- Advanced knowledge could allow civilizations to control cosmic events, such as preventing a supernova by manipulating a star's mass.
- Astrophysics is fundamentally incomplete without a theory of people and knowledge, as the future behavior of matter depends on what intelligent agents intend to do with it.
- Knowledge is a significant physical phenomenon because any prediction about the universe must account for the presence or absence of technological intervention.
Outside our parochial perspective, astrophysics is incomplete without a theory of people, just as it is incomplete without a theory of gravity or nuclear reactions.
The Power of Knowledge
- The range of spontaneous physical transformations is negligible compared to those made possible by intelligent beings using knowledge.
- Explaining extreme physical phenomena, such as cooling an object to near absolute zero, requires explaining the actions of people.
- Human brains can create accurate working models of distant, hostile environments like quasar jets, despite having no ancestral connection to them.
- Scientific knowledge represents a unique physical process where two vastly different systems embody the same mathematical and causal structures.
- The presence of a champagne cork in a refrigerator can serve as a proxy for the existence of extraterrestrial intelligence across the universe.
- Knowledge creation is the only physical process in nature that exhibits an underlying unity between disparate physical objects.
Somehow that jet happens in such a way that billions of years later, on the other side of the universe, a chemical scum can know and predict what the jet will do, and can understand why.
The Cosmic Significance of Knowledge
- The behavior of simple physical objects, like a champagne cork, can become unpredictable without accounting for the presence of extraterrestrial radio signals.
- SETI instruments demonstrate an extreme degree of discrimination, ignoring millions of tons of nearby matter to detect specific technological signatures light-years away.
- Knowledge is one of the most prominent phenomena in the universe, as its effects are detectable across stellar distances where most other matter is invisible.
- Scientific knowledge allows for the creation of adaptations to phenomena that have never been experienced, a feat impossible for biological evolution.
- The study of human-driven proxies is logically equivalent to studying everything significant in the cosmos because people are the only entities linked to all fundamental laws.
- A self-sufficient lunar colony illustrates that the only truly significant export from Earth to the stars is knowledge, rather than matter or energy.
Thus the study of the behaviour of champagne corks and other proxies for what people do is logically equivalent to the study of everything significant.
The Spark of Knowledge
- Knowledge acts as a physical catalyst that reorganizes matter into increasingly complex and purposeful structures.
- A knowledge-bearing environment differs from a typical one by actively capturing matter, converting mass to energy, and resisting external interference.
- The universe currently appears largely dormant, but it is filled with environments that are 'primed' for transformation if reached by explanatory knowledge.
- The creation of knowledge represents a 'beginning of infinity,' where the physical properties of the universe are fundamentally altered by the pursuit of explanations.
- Humanity has the potential to be the 'spark' that initiates this irreversible transformation across the cosmos.
Like an explosive awaiting a spark, unimaginably numerous environments in the universe are waiting out there, for aeons on end, doing nothing at all or blindly generating evidence and storing it up or pouring it out into space.
The Beginning of Infinity
- People are universal constructors capable of transforming any raw materials into any physically possible state given the right knowledge.
- The Principle of Mediocrity and the Spaceship Earth idea are rejected as parochial; humans are cosmically significant because they support themselves through knowledge creation.
- Both biological evolution and human thought create knowledge through a process of variation and selection, though human knowledge is uniquely explanatory.
- Knowledge is defined as information that, once physically embodied, tends to cause itself to remain so through error-correcting processes.
- Good biological adaptations share a key property with good explanations: they are hard to vary while still fulfilling their specific functions.
- While biological knowledge is inherently bounded, human explanatory knowledge has the potential for unlimited reach and progress.
The fact that everything that is not forbidden by laws of nature is achievable, given the right knowledge. ‘Problems are soluble.’
The Failure of Creationism
- Creationism is categorized as a bad explanation because it fails to address the origin of the knowledge required to build complex biological adaptations.
- The theory faces a dilemma: a designer who was 'just there' is no more explanatory than a biosphere that 'just happened' without a cause.
- If a designer's methods are explained through specific mechanisms, they cease to be supernatural and instead become unseen physical entities like extraterrestrials.
- Biological flaws, such as the inverted wiring of the vertebrate eye, contradict the notion of an intentional, omnipotent divine designer.
- The presence of vestigial, non-functional genes like the faulty vitamin C gene in primates points to common descent rather than purposeful creation.
- The inherent cruelty and lack of benevolence in the biosphere's design further challenge the traditional religious conception of a deity.
A being who was ‘just there’ would serve no explanatory purpose (in regard to the biosphere), since then one could more economically say that the biosphere itself ‘just happened’.
Creationism and Spontaneous Generation
- The 'problem of evil' in the biosphere is often dismissed by theologians, but it renders creationist explanations indistinguishable from magic.
- Creationism shares a central flaw with pre-Enlightenment thought: it fails to explain how the complex knowledge within adaptations is actually created.
- Future technology will allow children to design superior, more moral biospheres in simulations, making a divine designer seem intellectually unremarkable.
- Religions tend to abandon claims of divine authorship for natural phenomena, such as thunder or biological design, as they become scientifically understood.
- The theory of spontaneous generation persisted for millennia because it was difficult to experimentally refute until Louis Pasteur's work in 1859.
- Scientific reasoning alone should have dismissed spontaneous generation by asking how the complex knowledge required to build an organism could appear without a source.
At that point, a supposed designer of our biosphere will seem not only morally deficient, but intellectually unremarkable.
Spontaneous Generation and Design
- St Augustine proposed that 'seeds' distributed across the Earth allowed species to regenerate after the Flood without being on Noah's Ark.
- Augustine’s theory is categorized as a form of creationism because it assumes pre-existing knowledge within the seeds rather than true spontaneous generation.
- The laws of physics allow for the spontaneous formation of complex structures like crystals and rainbows, which repeat without transmitted information.
- The 'argument from design' suggests that the intricate, functional complexity of biological features implies a purposeful creator or craftsman.
- Socrates argued that the specific placement of eyelids, eyebrows, and waste outlets proves that the human body is a product of foresight rather than chance.
- While the argument from design fails as a final explanation by not accounting for the designer's origin, it correctly identifies the presence of functional knowledge.
I ask you, when you see all these things constructed with such show of foresight, can you doubt whether they are products of chance or design?
The Appearance of Design
- Socrates identified that the instinct for procreation and survival in living things signals a presence of knowledge that cannot be attributed to mere chance.
- The text distinguishes between simple natural phenomena like crystals or rainbows and complex biological adaptations like eyebrows or eyes.
- William Paley’s 1802 thought experiment uses a watch found on a heath to illustrate why certain objects require an explanation involving intentional design.
- A key characteristic of design is that the object's parts are specifically framed and adjusted to serve a functional purpose, such as a watch telling time.
- Paley argues that living organisms, like mice, exhibit even more complex functional integration than mechanical watches.
- The hallmark of 'good design' is that it is hard to vary; if the components were slightly altered, the object would fail to perform its intended function.
A good design is hard to vary: If the different parts had been differently shaped from what they are, or placed after any other manner, or in any other order, than that in which they are placed, either no motion at all would have been carried on in the machine, or none which would have answered the use now served by it.
The Paradox of Design
- Adaptation is defined not just by utility, but by the difficulty of varying a system's components without destroying its function.
- While humans can find uses for non-adapted objects like the sun, the knowledge for that utility resides in the user, not the object.
- Paley correctly identified that biological complexity requires an explanation for the knowledge embodied within it.
- The 'argument from design' contains a logical contradiction: if complexity requires a designer, then the designer must also require a maker.
- Evolution provides the necessary explanation for 'design without a designer,' allowing for the creation of knowledge without a conscious person.
- Paley's failure to see the infinite regress in his logic does not diminish his contribution in setting the benchmark for explaining complex entities.
There cannot be design without a designer; contrivance without a contriver; order without choice; arrangement without anything capable of arranging.
Evolution and Knowledge Creation
- Darwinian evolution is more accurately described as 'evolution by variation and selection' rather than just 'evolution'.
- The central problem of biological improvement is explaining how the knowledge required for that improvement is created.
- Lamarckism fails because it assumes that improvements acquired during a lifetime, like muscle growth, can be inherited as new genetic knowledge.
- Lamarck's theory relied on a 'tendency toward complexity' and spontaneous generation, which are essentially unexplained knowledge or 'fudges'.
- Biological adaptations differ from lifetime changes because adaptations require the creation of new information, whereas lifetime changes rely on existing genetic mechanisms.
- Lamarckism cannot explain how a tiger would 'know' to change its fur color or synthesize new pigments to better suit its environment.
If a tiger is placed in a habitat in which its colouration makes it stand out more instead of less, it takes no action to change the colour of its fur, nor would that change be inherited if it did.
The Logic of Neo-Darwinism
- Lamarckism and inductivism share the same logical error by assuming knowledge is derived directly from experience rather than through conjecture and criticism.
- Darwinian evolution functions through random mutation followed by natural selection, where mutations occur without regard for the problems they solve.
- A common misconception is that evolution acts for the 'good of the species,' but it actually optimizes for the genes that spread best through a population.
- The 'good of the species' is often unstable because a mutant gene that benefits an individual's reproductive success can outcompete genes that maximize the total population.
- Evolutionary pressure can lead a species to become less well-adapted to its environment in terms of total population size or extinction risk.
- The shift toward earlier nesting in the bird thought experiment demonstrates how individual genetic advantages can harm the collective welfare of the species.
There will be evolutionary pressure to make the genes become less well adapted to that function.
The Fallacy of Evolutionary Progress
- Evolutionary changes can drive a population toward a lower quality of life and even extinction if a gene's relative spread is prioritized over functional adaptation.
- The phrase 'survival of the fittest' is often a misconception, as evolution does not always constitute progress or optimize useful functionality.
- A gene may dominate a population simply because it is better at preventing variants of itself from procreating, even if it harms every individual organism.
- The peacock's tail serves as a classic example of a trait that diminishes viability but persists because it successfully spreads through the population.
- Biological evolution lacks a mechanism to prevent the spread of genes that impose disadvantages so large they lead to species extinction.
- The 'selfish gene' concept emphasizes that evolution promotes the propagation of genes rather than the welfare of species, individuals, or even the genes' own long-term survival.
The early-nesting gene that replaced it may still be tolerably functional, but it is fittest for nothing except preventing variants of itself from procreating.
The Purpose of Replicators
- Genes act as masters that use organisms as tools or 'slaves' to achieve the singular goal of spreading themselves through a population.
- The functional benefits an organism receives from its genes are incidental side effects of the gene's drive to outcompete rival variants.
- The concept of 'reach' explains why genes sometimes provide benefits beyond what is strictly necessary for replication, such as keeping sterile animals alive.
- Neo-Darwinism is a universal theory of replicators that applies to any entity, biological or otherwise, that contributes to its own copying.
- Memes are the cultural equivalent of genes, consisting of ideas like jokes, languages, or scientific theories that cause themselves to be transmitted between minds.
- The core of evolutionary theory is that populations are dominated by variants best at causing their own replication, regardless of the benefit to the individual.
Organisms are the slaves, or tools, that genes use to achieve their ‘purpose’ of spreading themselves through the population.
Evolution of Abstract Replicators
- Genes and non-explanatory human knowledge evolve by encoding environmental regularities and surviving through replication success.
- Non-explanatory rules of thumb often survive based on ease of transmission, such as rhyming, rather than pure accuracy.
- Explanatory theories evolve primarily through human creativity and criticism rather than accidental errors in transmission.
- Good explanations are resistant to random variation because their internal logic makes errors easier for the receiver to detect and correct.
- Knowledge and genes are both abstract replicators that can exist in multiple physical forms while maintaining their essential information.
- The survival of a gene or meme depends on its ability to cause its own continued embodiment in a physical system.
The most important source of variation in explanatory theories is creativity.
Refutation and Fine-Tuning
- A single fossilized rabbit in Cambrian rock would not necessarily refute the theory of evolution, as scientific explanations must account for potential misidentifications or complex geological histories.
- The core of Darwinism is only refuted if evidence suggests that biological knowledge—complex adaptations—is created through a mechanism other than random variation and natural selection.
- Specific refutations would include organisms undergoing only favorable mutations or possessing complex adaptations that were never favored by ancestral selection pressures.
- The 'fine-tuning' of physical constants, such as the strength of particle interactions and the universe's expansion rate, appears necessary for the existence of complex chemistry and life.
- The apparent precision of these physical laws has led to a modern revival of the design argument, suggesting the universe was intentionally tuned by a supernatural being.
Given the supposed evidence, that is still an infinitely better explanation than, for instance, creationism or Lamarckism, neither of which gives any account of the origin of the apparent knowledge in the rabbit.
The Fine-Tuning Problem
- The apparent fine-tuning of physical constants for life has led some to argue for a supernatural designer, but this is a flawed explanation.
- Unsolved problems in physics are inevitable and do not justify supernatural claims any more than an unsolved crime justifies a belief in ghosts.
- Our understanding of what constitutes life is limited, as life might evolve in environments without chemistry or planets, such as on the surface of a neutron star.
- If the constants of nature are not fine-tuned and life is common across many variations, that regularity itself would still require a scientific explanation.
- The 'anthropic reasoning' approach suggests that we observe fine-tuning only because we exist in one of the rare universes that permits life.
- Fine-tuning presents a choice between a single universe with an unexplained appearance of design or a multiverse where our perspective is merely parochial.
Therefore the existence of an unsolved problem in physics is no more evidence for a supernatural explanation than the existence of an unsolved crime is evidence that a ghost committed it.
Limits of Anthropic Explanations
- The 'weak' anthropic principle is a matter of logic, stating that we can only observe values of physical constants that allow for our existence.
- Physicist Dennis Sciama argues that if a constant's value were exactly at the optimal midpoint for life, it would actually refute the anthropic explanation.
- Statistically, we should expect physical constants to fall at 'typical' points within a habitable range rather than at the extreme center or edges.
- As the number of fine-tuned constants increases, the probability that at least one of them sits at the very edge of its habitable range increases dramatically.
- In a universe with many fine-tuned constants, anthropic reasoning predicts that the conditions for life will 'only just' be met.
- If constants are found to be near-optimal or extremely fine-tuned, the anthropic principle fails as a complete explanatory tool, suggesting a deeper cause is needed.
Whatever anthropic reasoning predicts about the values of multiple constants, it predicts will only just happen.
Anthropic Explanations and Fermi's Problem
- Sciama argued that if multiple physical constants are fine-tuned, the anthropic principle predicts a universe only just capable of supporting life.
- This 'edge of capability' prediction suggests a potential solution to Fermi's problem: life might be so rare that it only occurs once per universe.
- The Fermi problem highlights the paradox between the high probability of extraterrestrial life and the total lack of evidence for its existence.
- Focusing solely on fundamental constants is criticized as parochial because it ignores the infinite variety of logically possible laws of physics.
- Feynman’s argument suggests that if we were in a 'typical' anthropic universe, we should expect chaos and instant death just outside our immediate vicinity.
- The failure of these anthropic models demonstrates that they function like a gambler's fallacy, failing to provide robust scientific explanations.
Fermi’s problem is that we do not see any such civilizations, probes or signals.
The Limits of Anthropic Reasoning
- Anthropic explanations often predict universes where life is only momentarily possible, making them poor scientific explanations.
- The theory that all logically possible laws are instantiated fails because most such universes would be dominated by 'bad explanations' and irrationality.
- Without specific laws of nature, anthropic arguments collapse into a form of spontaneous generation where complex entities 'just happen' without cause.
- Bad explanations like creationism, Lamarckism, and over-extended anthropic reasoning are interchangeable because they lack the constraints of hard-to-vary theories.
- Fine-tuning cannot be explained by a single act of selection; it requires a specific, hard-to-tweak theory similar to neo-Darwinism.
- The ultimate solution to the fine-tuning puzzle must be a simple, specific explanation rather than a statistical coincidence across infinite universes.
For instance, infinitely many of them contain nothing other than one bison, in various poses, and last for exactly 42 seconds.
The Paradox of Creation
- The fundamental problem of understanding the world is not its complexity, but a simplicity that is only apparent through hindsight.
- Creationism is ironically a form of 'creation denial' because it attributes the origin of knowledge to an explanationless realm rather than the creative process itself.
- Scientific discovery is inherently unpredictable because if the content of a discovery could be predicted, the prediction would itself be the discovery.
- Both biological evolution and creative thought achieve 'unpredictable creation ex nihilo,' a feat no other process can claim.
- Neo-Darwinism and Popperian epistemology are the only theories that truly describe the actual creation of knowledge through variation and selection.
Creationism is really creation denial – and so are all those other false explanations.
The Reality of Abstractions
- Biological evolution is a process of knowledge creation that optimizes for gene propagation rather than the benefit of the species or individual.
- The 'fine-tuning' of physical constants is often used as a modern argument for design, but both supernatural and anthropic selection explanations are currently inadequate.
- General relativity reveals that our sensory perception of gravity is an illusion; we feel the upward force of our own muscles, not a downward pull of gravity.
- Scientific realism dictates that we must accept the existence of entities required by our best explanations and reject those that our best theories deny.
- High-level phenomena exhibit 'quasi-autonomy,' allowing us to predict complex systems like boiling water without calculating the behavior of every individual atom.
- The complexity of the universe resolves into higher-level simplicity, where abstractions can be explained in terms of each other rather than fundamental physics.
The existence of a force of gravity is, astonishingly, denied by Einstein’s general theory of relativity, one of the two deepest theories of physics.
Emergence and Reductionist Limits
- Emergence occurs when high-level phenomena become explicable through quasi-autonomous rules rather than microscopic details.
- Most microscopic properties are parochial and irrelevant to our high-level goals, such as making tea or understanding the cosmos.
- Reductionism is the flawed doctrine that all scientific explanations must function by analyzing systems into their smallest components.
- High-level explanations involving ideas, leadership, and history are often the only way to truly explain the location of specific atoms.
- A purely reductive 'theory of everything' would merely describe trajectories without providing any meaningful explanation of why events occur.
Thus we explain a low-level physical observation – the presence of a copper atom at a particular location – through extremely high-level theories about emergent phenomena such as ideas, leadership, war and tradition.
The Limits of Reductionism
- Low-level physical laws often fail to explain why specific atoms are arranged in complex configurations, such as those resulting from human leadership or war.
- The second law of thermodynamics serves as a primary example of a fundamental physical law that is not yet successfully derived from the behavior of individual atoms.
- Reductionism, instrumentalism, and holism are criticized as irrational because they prioritize philosophical dogmas over the quality of explanations.
- High-level and low-level theories may be mutually dependent, with high-level laws placing necessary constraints on the underlying physics.
- The 'fine-tuning' of the universe might be explained if certain high-level principles, like the universality of computation, are actually fundamental laws of nature.
A scrambled egg never becomes unscrambled by the whisk, and never extracts energy from the pan to propel itself upwards into the shell, which never seamlessly reseals itself.
Emergence and Scientific Progress
- Emergent phenomena are essential to the world's explicability, allowing for high-level regularities to be understood without constant reference to microscopic physics.
- Knowledge creation, from genetic evolution to human discovery, is fundamentally dependent on and physically composed of emergent phenomena.
- The scientific method relies on emergence because it allows for discoveries to be made in successive layers of improving theories.
- Successive scientific theories often radically deny the existence of entities proposed by their predecessors, such as Newton's 'force' being replaced by Einstein's 'spacetime curvature'.
- Instrumentalists argue that changing explanations mean we aren't learning about reality, but this ignores the underlying truths that persist across theoretical shifts.
- Scientific progress is real because even when a theory's entities are swept away, its core explanatory insights are often refined and endorsed by the next theory.
From Kepler to Newton to Einstein we have successively: no force needed to explain orbits; an inverse-square-law force responsible for every orbit; and again no force needed.
The Evolution of Explanations
- Successive scientific theories retain the truths of their predecessors while correcting their errors, allowing old theories to live on as limiting cases.
- Progress in science depends on creatively varying the underlying explanations of a theory rather than just its predictive outputs.
- Scientific theories can exhibit massive discontinuities in meaning and scale that have no direct analogue in the gradual process of biological evolution.
- Human creativity allows for the internal rejection of 'non-viable' intermediate ideas, enabling us to let our theories die in our place.
- Explanatory knowledge acts as an abstract replicator that allows human thought to escape the parochial limitations of biological evolution.
- The influence of abstract knowledge on physical reality represents a higher level of emergent explanation where non-physical entities affect the physical world.
As Popper put it, ‘We can let our theories die in our place.’
The Reality of Abstractions
- Reductionism fails to explain complex phenomena because it ignores the causal power of abstract concepts like computer programs.
- A program's logic remains constant even as it is instantiated across different physical substrates, such as neurons, radio waves, or silicon.
- The reason a computer wins at chess lies in the knowledge content of the program, not the specific behavior of its atoms.
- Douglas Hofstadter’s domino computer illustrates how physical events can be dictated by mathematical properties like primality.
- In the domino experiment, a specific domino remains standing not because of mechanical failure, but because the number 641 is prime.
- Abstractions must be considered 'real' because they are indispensable to any coherent explanation of why certain physical objects move or stay still.
The observer points at [that domino] and asks with curiosity, ‘How come that domino there is never falling?’
Primality and Emergent Explanations
- Douglas Hofstadter uses a domino-based prime-number computer to illustrate that physical reductionism often fails to provide the most meaningful explanation.
- A purely physical account of why a specific domino remains standing is 'myopic' because it merely passes the buck through billions of individual interactions.
- The most accurate and concise explanation for the domino's state is an abstract mathematical truth: that the number 641 is prime.
- This example serves as a refutation of reductionism by showing that abstract entities, which are not part of physics, possess genuine explanatory power.
- Despite this insight, Hofstadter ultimately retreats to reductionism regarding the human mind, viewing the 'I' as a powerless illusion dictated by physical law.
- The author counters that physical laws themselves do not 'push' matter; they are explanatory tools, just as mathematical abstractions are.
The second type of answer would be, ‘Because 641 is prime.’
The Reality of Abstractions
- Reductionism fails to account for causation because the laws of physics are time-reversible and information-conservative, making cause and effect interchangeable at the particle level.
- Emergent explanations, such as mathematical properties, are not merely approximations of physics but can be more fundamental and provide better explanatory power.
- The 'reach' of mathematical theories allows humans to understand infinite sets, which are more coherent and less arbitrary than theories restricted to finite cases.
- While we use abstractions to model physical systems like kettles, we use physical computers as imperfect approximations of perfect, abstract mathematical models.
- Human brains are computers capable of accessing and understanding non-physical entities, a phenomenon that puzzled Plato regarding the perfection of geometric forms.
Regarding microphysical explanations as more fundamental than emergent ones is arbitrary and fallacious.
The Origin of Abstractions
- Plato correctly identified that abstract knowledge cannot be derived from observation, but he wrongly attributed its source to the supernatural.
- Knowledge of abstractions, like scientific knowledge, arises from conjecture, criticism, and the search for good explanations rather than sensory data.
- The 'is-ought' problem is a misconception based on the false premise that knowledge must be justified or deduced from facts to be valid.
- Experience serves philosophy not as a test of truth, but as a source of problems that arise when existing ideas come into conflict.
- Factual knowledge and moral explanations are interconnected; new facts can ruin the explanatory power of a moral theory even if they don't logically disprove it.
The growth of knowledge does not consist of finding ways to justify one’s beliefs. It consists of finding good explanations.
The Unity of Truth
- Moral and factual truths are deeply interconnected through the mechanism of explanation.
- Advocating for immoral doctrines often requires the uncritical acceptance of factual falsehoods and conspiracy theories.
- Scientific progress depends on a specific set of moral values, including integrity, tolerance, and an openness to change.
- Moral philosophy is defined as the problem of 'what to do next' and what kind of life an individual should want to lead.
- The author argues for moral realism, asserting that the distinction between right and wrong is an objective attribute of reality.
- Utilitarianism is criticized for failing to account for the fact that human preferences are shaped by moral judgments rather than the other way around.
Those are purely factual misconceptions, yet they bear the imprint of moral wrongness just as clearly as a fossil – made of purely inorganic material – bears the imprint of ancient life.
The Reality of Abstractions
- Abstractions exist objectively and exert causal power over the physical world, even though they cannot be physically encountered like tangible objects.
- The laws of physics and the concept of causation are themselves abstractions, known only through our best explanations rather than direct physical observation.
- Rejecting the reality of abstractions in favor of viewing the world as a mere sequence of unexplained regularities would effectively halt human progress.
- Morality may be autonomous from physics, suggesting that certain laws of physics could be judged as more or less 'moral' based on how they facilitate or hinder knowledge.
- A person is defined as an abstraction with a unique form of infinite reach: the capacity to understand and generate explanations.
- Reductionism is a misconception because higher-level emergent explanations can be just as fundamental as those involving subatomic particles.
My guess is that morality is more autonomous than that, and so it makes sense to say that such laws of physics would be immoral.
The Reach of Alphabetic Rules
- Early writing systems shifted from expanding pictograms to implementing rules based on phonetic sounds.
- The transition to phonetic rules allowed for 'reach,' where new words could be written and understood without being explicitly added to the system.
- Rules are more efficient than lists because they exploit the underlying regularity of a language's elementary sounds.
- A significant threshold is crossed when a writing system becomes universal, capable of representing every possible word in a language.
- Unlike pictograms, alphabetic systems encode knowledge of how words sound, allowing them to be used for learning speech and grammar.
- The evolution from pictograms to alphabets was driven by the need to communicate new meanings without the tedious process of informing all readers of new symbols.
That tiny change in the rules would make the system universal. It is thought that the earliest alphabets evolved from rules like that.
The Jump to Universality
- The transition from pictograms to universal alphabets was rarely intentional and often ignored for centuries.
- Historians suggest that the alphabet may have been invented only once in human history, likely by predecessors of the Phoenicians.
- The failure to adopt universal systems may have been due to scribes protecting their status or a simple lack of vision regarding the system's potential.
- Universality in human systems often occurs as a 'jump'—an accidental byproduct of solving a specific, parochial problem.
- There is a hierarchy of universality, moving from simple tallying to the abstract counting of numerals.
- Early systems like unary tallying were universal in theory but impractical for complex operations like arithmetic or copying.
A small change in a system to meet a parochial purpose just happened to make the system universal as well. This is the jump to universality.
The Evolution of Numerals
- The transition from tally marks to grouped symbols was an incremental improvement designed to solve specific problems like comparison and arithmetic.
- Roman numerals introduced rules for ordering and simplification that ensured each number had a unique representation.
- By manipulating symbols according to rules, users could discover abstract mathematical truths without the need for physical counting.
- The system of numerals acts as a program that humans execute, effectively using the human brain to perform its operations.
- Knowledge survives by being useful enough to cause its own replication across generations through human embodiment.
- The relationship between humans and their tools is one of mutual information processing rather than simple mastery.
Hence the process that we call ‘using Roman numerals to do arithmetic’ also consists of the Roman-numeral system using us to do arithmetic.
The Evolution of Universal Numerals
- The author argues that following the internal logic of a system or the laws of physics is not 'slavery' but a function of different levels of emergence.
- Roman numerals allowed for basic arithmetic and conceptual advances but lacked universality because they relied on tallying for increasingly large numbers.
- True universality in arithmetic requires a positional system where a small set of symbols changes value based on their placement.
- The Indian numeral system, featuring the placeholder zero, provided the first truly efficient universal system for mathematics and trade.
- History shows a recurring 'lack of enthusiasm' for universality, as both the Arab world and Europe took centuries to adopt the superior Indian system.
- Ancient Babylonians created a positional system as early as 1900 BCE, but its complexity and lack of a zero symbol prevented it from becoming a practical universal tool.
By that argument, it is slavery to escape from slavery.
Archimedes and the Universal System
- Archimedes developed sophisticated systems for calculating massive numbers, such as the grains of sand required to fill the celestial sphere.
- Despite his genius, Archimedes repeatedly imposed arbitrary limits on his notation, preventing it from becoming a truly universal system.
- The ancient Greeks utilized a system where symbols placed above a 'myriad' (10,000) acted as multipliers, yet they failed to apply this rule recursively.
- The mathematician Laplace marveled that the simplicity of the modern decimal system escaped the greatest minds of antiquity.
- Archimedes' reluctance to embrace universality may stem from a cultural lack of the concept of abstract numbers, viewing them only as counts of physical or imagined objects.
- The persistent avoidance of universal systems by ancient mathematicians suggests a deliberate conceptual boundary rather than a lack of technical skill.
It is as though everyone in the ancient world was avoiding universality on purpose.
The Enlightenment Jump to Universality
- Archimedes may have avoided universality because innovation was unpredictable and undervalued in a society that rarely experienced change.
- The Enlightenment shifted the cultural paradigm to view progress as both desirable and attainable, making universality a sought-after property.
- This shift led to the rejection of parochialism in politics and morality, demanding universal laws and explanations rather than arbitrary exceptions.
- Movable-type printing represents a physical jump to universality where a single set of tools can produce any possible document.
- The transition to universality typically involves moving from creating specialized objects to programming a universal object for specific tasks.
- Technologies like the Jacquard loom and modern computers exemplify this transition by using universal hardware to execute arbitrary programs.
In all those cases, universality was being sought deliberately, as a desirable feature in its own right – even a necessary feature for an idea to be true – and not just as a means of solving a parochial problem.
The Jump to Universality
- Charles Babbage's Difference Engine was originally designed to automate the error-prone work of human 'computers' in calculating mathematical tables.
- The machine relied on Brook Taylor's discovery that all analytic functions can be approximated through repeated addition and multiplication.
- Babbage's design achieved a form of universality for analytic functions and utilized movable type for automated printing.
- The transition from the Difference Engine to the Analytical Engine represented a qualitative leap toward computational universality.
- By incorporating punched cards and conditional logic, the Analytical Engine could theoretically perform any task a human computer could, from algebra to music.
- Despite sound designs, Babbage's poor organizational skills prevented the physical realization of these machines during his lifetime.
At the time, they were compiled by armies of clerks known as ‘computers’ (which is the origin of the word), and were notoriously error-prone.
The Tragic Might-Have-Beens
- Babbage and Lovelace envisioned the Analytical Engine as a universal simulator capable of predicting the behavior of any physical object.
- The authors failed to recognize that electrical relays, already being mass-produced for telegraphy, could have powered a computer revolution a century early.
- A Victorian-era computer revolution might have triggered an early internet, mirroring the social phenomena seen in early telegraph networks.
- Despite understanding computational universality, Lovelace famously denied that machines could ever originate original thought or achieve artificial intelligence.
- Lovelace's rejection of AI, later termed 'Lady Lovelace’s objection' by Alan Turing, stemmed from a contemporary lack of understanding regarding the physics of the brain.
And so the Analytical Engine became one of the tragic might-have-beens of history.
The Jump to Universality
- John Searle argues that viewing the brain as a computer is merely a modern metaphor, similar to historical comparisons with steam engines or gears.
- The author counters Searle by noting that computers are universal simulators, making the comparison a matter of physics rather than just a metaphor.
- Lady Lovelace and Douglas Hofstadter both mistakenly assume that low-level computational steps cannot produce a high-level 'I' with agency.
- The first electronic computers like Colossus and ENIAC were built for specific wartime tasks rather than the intentional pursuit of universality.
- ENIAC eventually achieved a 'jump to universality' by being repurposed for complex tasks like weather forecasting and nuclear research.
- The 1970s invention of the microprocessor consolidated universal classical computing onto a single silicon chip, transforming technology.
A steam engine is not a universal simulator. But a computer is, so expecting it to be able to do whatever neurons can is not a metaphor: it is a known and proven property of the laws of physics as best we know them.
The Jump to Universality
- Modern microprocessors are universal, meaning a washing machine's computer could theoretically perform astrophysics if provided with enough memory and I/O.
- Despite vast differences in hardware, all digital computers from the Analytical Engine to supercomputers share an identical repertoire of possible computations.
- Digital systems are superior to analogue ones because they allow for error correction, which is essential for lengthy or complex information processing.
- Analogue computation is inherently bounded because errors from thermal fluctuations or imperfect components accumulate until the result becomes useless.
- The ability to correct errors is not just a technical detail but a fundamental requirement for the open-ended creation of knowledge.
- Universality in computation requires a system that assumes errors are inevitable but treats them as soluble problems.
Error-correction is the beginning of infinity.
The Necessity of Digital Systems
- Analogue computation is inherently limited because errors accumulate without any way to distinguish a correct value from an incorrect one.
- Digital systems overcome this by using error-correction, where values are snapped to a discrete grid of whole numbers or specific positions.
- Universality requires digital representation because information that cannot be reliably retrieved or repeated is effectively lost.
- The jump to universality in human language and music notation relies on this discrete nature to ensure intelligibility and memory.
- All known jumps to universality occurred through human intervention, with the exception of one ancient biological precursor: the evolution of life.
- The laws of physics allow digital computers to simulate any physical object to any desired accuracy by using a sufficiently fine discrete grid.
Assigning meanings to the whole continuum of angles would nominally have allowed each wheel to carry (infinitely) more information; but, in reality, information that cannot be reliably retrieved is not really being stored.
The Reach of Genetic Code
- Life began with simple chemical catalysts that spontaneously promoted the formation of molecules similar to themselves.
- Evolution favored replicators that were increasingly robust and specific, eventually leading to groups of molecules that functioned as rudimentary organisms.
- The transition from simple catalysis to RNA-based replication introduced a system analogous to programming with a molecular alphabet.
- DNA eventually replaced RNA as the primary storage medium for genetic information due to its superior chemical stability.
- A pivotal moment occurred when the genetic code itself stopped evolving, becoming a universal standard for almost all subsequent life on Earth.
- The reach of this ancient code is extraordinary, as it was originally 'designed' for single-celled organisms but now specifies the complexity of all modern life.
But there came a moment when the code stopped evolving yet the organisms continued to do so.
The Universality of DNA
- The genetic code evolved to a point of immense reach, capable of specifying everything from simple bacteria to brains that explain quasars.
- After reaching this state of potential universality, the genetic code remained unchanged for over a billion years while only producing single-celled organisms.
- The system's reach was so vast that it contained the capacity for universal computation billions of years before humans utilized it for that purpose.
- While the genetic code may be a universal constructor, its true limits—such as whether it could specify a nuclear-powered spaceship—remain unknown.
- Human universality as 'universal explainers' is the most significant form, as it allows for the transcendence of parochial biological origins.
If intelligent extraterrestrials had visited Earth at any time during those billion years they would have seen no evidence that the genetic code could specify anything significantly different from the organisms that it had specified when it first appeared.
Universality and Artificial Intelligence
- Systems often undergo a 'jump to universality' where incremental improvements lead to a sudden, vast increase in functional reach.
- The jump to universality is a phenomenon unique to digital systems because error-correction is required for processes of unlimited length.
- Alan Turing established that artificial intelligence is possible because universal computers are, by definition, universal simulators.
- The Turing test was proposed as a benchmark for machine intelligence, focusing on a program's ability to be indistinguishable from a human in conversation.
- Early attempts at passing the Turing test, such as the Eliza program, relied on simple keyword scanning and templates to mimic human interaction.
- Human beings are unique as 'universal explainers' who provide the maintenance and energy required for technology to persist into the future.
Only people can rely on themselves into the unbounded future.
The Illusion of Machine Intelligence
- The Eliza program used simple keyword-matching and stock patterns to mimic conversation, yet many users were fooled into believing it possessed genuine understanding.
- Joseph Weizenbaum, Eliza's creator, warned against the dangers of anthropomorphism after observing people confiding personal problems to his simple script.
- Douglas Hofstadter was famously tricked by a human student pretending to be an AI, demonstrating that even experts can be prone to overestimating machine capabilities.
- The 'fluidity' of human-like responses in a conversation cannot be sustained by a collection of isolated tricks or pre-programmed templates.
- Despite decades of technical progress in parsing and databases, modern chatbots have not fundamentally improved upon Eliza's ability to simulate actual thought.
- The probability of a template-based system maintaining a coherent, human-like conversation decreases exponentially as the dialogue continues.
In retrospect, I am quite amazed at how much genuine intelligence I was willing to accept as somehow having been implanted in the program.
The Failure of Artificial Intelligence
- The Loebner Prize annually awards programs that attempt to pass the Turing test, though current entries remain far from achieving true thought.
- The Turing test faces structural difficulties, such as the bias inherent in requiring a machine to pretend to be human and the risk of humans imitating bots.
- Analysis of the award-winning bot Elbot reveals that it relies on keyword-triggered stock responses rather than processing the actual meaning of sentences.
- Despite fifty-eight years of astounding progress in computer hardware and technology, the quest for machines that can actually think has achieved nil success.
- AI enthusiasts often dismiss Turing test failures by citing specialized applications or hardware limitations, but these do not address the lack of general thinking ability.
- The failure to create AI is not a matter of insufficient computing power, as no existing algorithm could pass the test even if given unlimited time.
This is how much success the quest for ‘machines that think’ had achieved in the fifty-eight years following Turing’s paper: nil.
The Mystery of Qualia
- Alan Turing's 1950 prediction that machines would think by the year 2000 failed despite modern hardware vastly exceeding his technical specifications.
- The failure to create artificial intelligence suggests that the missing component is a specific type of program rather than raw computing power.
- Intelligence is linked to a cluster of philosophical puzzles including consciousness, free will, and the subjective nature of sensations known as qualia.
- The 'blue receptor' thought experiment demonstrates that while physical properties of light are predictable, the subjective experience of color remains scientifically indescribable.
- Philosophers like Daniel Dennett argue that qualia are false memories or mistaken beliefs rather than real phenomena, a position the author finds unsatisfactory.
But it can no more think than Turing’s slide rule could.
Intelligence and the Turing Test
- Denying the existence of qualia is an insufficient explanation for consciousness, as it fails to account for why these beliefs feel fundamentally unique.
- Commonly cited traits like self-awareness, tool use, and signaling are not indicators of general intelligence because they can already be programmed.
- The author proposes a strict criterion for understanding consciousness: if a process cannot be programmed, it has not yet been understood.
- The Turing test is flawed by its empiricist focus on behavior alone, ignoring the essential explanation of how the candidate's knowledge is generated.
- True artificial intelligence is defined by whether the program itself, rather than its designer, creates the knowledge within its utterances.
- Distinguishing between mechanical repetition and genuine understanding is a practical challenge faced in medical consent, exams, and magic tricks.
At the present state of the field, a useful rule of thumb is: if it can already be programmed, it has nothing to do with intelligence in Turing’s sense.
Explanations and the Turing Test
- The Turing test is fundamentally about seeking a hard-to-vary explanation for an entity's utterances rather than just observing its output.
- A program's output, such as a joke, can be evidence of either intelligence or mindless automation depending entirely on the explanation of how it was generated.
- If a complete, good explanation of an AI's internal knowledge-creation process existed, the Turing test itself would be redundant.
- While detailed computational steps might be too complex to track, an emergent, abstract explanation of how a program creates knowledge is sufficient to prove its personhood.
- True AI requires universality, meaning it must function as a general-purpose explainer rather than a collection of narrow, specialized functions.
- In a conversation with a genuine AI, the program will eventually explain itself in unpredictable ways, mirroring the behavior of a human person.
Thus the very same utterance by the program – the joke – can be either evidence that it is not thinking or evidence that it is thinking depending on the best available explanation of how the program works.
The Jump to AI Universality
- Artificial General Intelligence (AGI) is likely a 'jump to universality' rather than a gradual accumulation of specialized functions.
- The ability to imitate human behavior or fool a judge is not a path to true thinking, as faking intelligence is fundamentally different from possessing it.
- Behaviorism and the Turing test mistakenly equate external responses with internal mental states, leading AI research into a 'blind alley'.
- Chatbot tricks are compared to Lamarckism: they rely on pre-existing knowledge rather than the creative generation of new knowledge.
- True AI requires the 'inspiration' phase of creative thought, which cannot be replaced by automating the 'perspiration' phase of data processing.
Becoming better at pretending to think is not the same as coming closer to being able to think.
The Evolution of Robotics
- Designing a robot involves synthesizing existing knowledge from nature, engineering, and previous research into a physical and computational framework.
- The most difficult challenge is creating the software that interprets sensory feedback to make complex decisions about navigation and movement.
- Programmers manage complexity by breaking problems into subroutines, effectively creating a specialized language for the robot's locomotion.
- The 'perspiration' phase of development involves trial and error to refine the robot's behavior through manual debugging and testing.
- Evolutionary algorithms can automate the refinement process by running simulations of random variations and selecting the most successful versions.
- This transition from creative inspiration to automated selection mirrors the process of biological evolution within a digital environment.
When you have identified and solved as many of these sub-problems as you can, you will have created a code, or language, that is highly adapted to making statements about how your robot should walk.
The Illusion of Artificial Evolution
- Evolutionary programming often produces robots that walk well, but this may not constitute the genuine creation of knowledge.
- The apparent success of these programs is frequently an artifact of the programmer's own creativity and design choices.
- Knowledge embedded in the programming language or subroutines often has 'reach' that the programmer does not account for.
- A key indicator of failure is that these programs typically stop improving once the programmer's intended goal is reached.
- To prove genuine artificial evolution, one must eliminate the 'graduate student' and the specialized languages that smuggle in human knowledge.
- True evolution requires the creation of new knowledge through variation and selection, rather than just executing pre-designed potential.
Even if you yourself are the programmer, you are in no position to judge whether you created that relatively small amount of knowledge or not.
Universality and Artificial Intelligence
- Current artificial evolution fails because it lacks a language of subroutines that evolves alongside adaptations.
- The DNA genetic code represents a 'jump to universality' that allows a single language to describe organisms as diverse as bacteria and humans.
- Artificial General Intelligence (AGI) remains stagnant because we lack a philosophical understanding of how creativity and consciousness work.
- The 'argument from personal incredulity' is a poor basis for scientific reasoning, especially regarding counter-intuitive concepts like infinity.
- Historical breakthroughs in physics and mathematics, such as calculus, required embracing infinite and infinitesimal quantities to model reality.
Specifically, we do not know why the DNA code, which evolved to describe bacteria, has enough reach to describe dinosaurs and humans.
The Necessity of Infinity
- The growth of knowledge depends on the universality of nature's laws, which allows local symbols to represent all possible phenomena.
- People are universal explainers and constructors, serving as the physical mechanisms through which the 'beginning of infinity' is realized.
- Finitism is a philosophy that rejects the existence of infinite entities, but it collapses logically by being forced to deny the law of the excluded middle.
- Like instrumentalism, finitism is an anthropocentric doctrine that attempts to limit understanding to the narrow scope of direct human experience.
- The rejection of the infinite is a rejection of reason itself, as the best explanations inevitably lead toward universality and unbounded reach.
- All knowledge, whether of finite or infinite entities, is reached through theory rather than direct experience, making the finitist distinction arbitrary.
The reach of explanations cannot be limited by fiat.
The Mathematics of Infinity
- Georg Cantor established that abstract entities can be defined in any way provided they are unambiguous and consistent, a concept later dubbed the mathematicians' liberation movement.
- Cantor's work faced intense opposition from theologians and philosophers who viewed the study of infinity as an encroachment on divine prerogatives or as inherently meaningless.
- The Principle of Mediocrity and various forms of pessimism often act as barriers to understanding infinity by confining science to a finite, parochial bubble.
- Infinite sets are mathematically defined by the property that a part of the set can have as many elements as the whole set, demonstrated through one-to-one correspondence.
- David Hilbert's 'Infinity Hotel' thought experiment illustrates that in an infinite system, common intuitions like the existence of a 'last' number must be abandoned.
But in Infinity Hotel, where the number of rooms is infinity, all the rooms have numbers infinitely far below infinity.
The Paradoxes of Infinity Hotel
- Infinity Hotel demonstrates that 'fully occupied' does not mean 'no room for more guests' in a mathematical context.
- A single new guest can be accommodated by shifting every existing guest to the next room number, as there is no 'last room' to create a bottleneck.
- The hotel can provide infinite luxury for a low price by aggregating the income from infinite blocks of rooms to fund each individual room.
- Infinite sets of new arrivals, even an infinite number of infinite trains, can be accommodated by mapping guests to specific subsets of natural numbers.
- Despite its vastness, Georg Cantor proved that certain types of infinity, like the continuum of space, are larger than the infinity of the hotel's rooms.
- The thought experiment highlights how logical consistency in mathematics often contradicts human physical intuition.
What happens at the last room? There is no last room, and hence no problem about what happens there.
Cantor's Diagonal Argument
- Georg Cantor proved that the set of real numbers is a higher order of infinity than the set of natural numbers.
- The diagonal argument demonstrates that any attempt to list all real numbers will always omit at least one constructed value.
- Infinities are categorized as 'countable' if they can correspond to natural numbers, or 'uncountable' if they are larger.
- There are uncountably many orders of infinity, creating a hierarchy of sizes within the concept of the infinite.
- The set of all possible guest reassignments in Infinity Hotel is uncountable, meaning most permutations are mathematically unreachable.
- Because announcements must be finite sequences of characters, management can only specify an infinitesimal proportion of possible reassignments.
Almost all ways in which the guests could, as a matter of logic, be distributed among the rooms are unattainable.
The Paradox of Infinite Regress
- The Infinity Hotel uses a geometric series of time intervals to move trash through infinite rooms, causing it to vanish into a mathematical singularity.
- While each guest performs only a finite number of actions, the collective result is the total disappearance of physical matter from the universe.
- Infinite regress is identified as a logical fallacy where an explanation relies on a chain of identical steps that never reach a foundational cause.
- The 'turtles all the way down' anecdote illustrates how infinite regress fails as an explanation by leaving the original problem unresolved.
- The experiment demonstrates that actions in an infinite system are not always reversible, as seen when a puppy lost to a singularity cannot be recovered.
It was no exaggeration to say that the bags are nowhere. They have not been stuffed into a mythical ‘room number infinity’. They no longer exist; nor does the puppy.
The Beginning of Infinity
- The annihilation of a puppy through reversible actions demonstrates that infinite sequences of events require an ultimate explanation to avoid infinite regress.
- A 'naked singularity' in physics represents a point from which objects could emerge without a predictive law of nature, similar to a puppy appearing from an infinite chain of rooms.
- In an infinite hotel, every guest occupies a room that is 'untypically' close to the beginning, allowing a politician to theoretically favor everyone simultaneously.
- The concept of 'typical' or 'average' values fails in infinite sets, as proportions can be rearranged to make any subset appear as rare or common as desired.
- The unbounded growth of knowledge means that humanity will always be 'scratching the surface' and will always remain at the beginning of infinity.
- Probability and proportions in infinite sets are counterintuitive, as seen in the distribution of books where the likelihood of receiving a specific item cannot be calculated by standard ratios.
Every room is at the beginning of infinity. That is one of the attributes of the unbounded growth of knowledge too: we are only just scratching the surface, and shall never be doing anything else.
The Paradox of Infinite Probability
- The Infinity Hotel thought experiment demonstrates that room reassignments can make any outcome appear to have any probability.
- Mathematical concepts like 'rare' or 'common' lose all objective meaning when comparing infinite sets of natural numbers.
- This logical breakdown poses a significant challenge to anthropic arguments in physics regarding the fine-tuning of the universe.
- By simply relabeling an infinite set of universes, one can make the existence of life appear to be either the rule or a total anomaly.
- Scientific explanations are invalid if they depend on arbitrary labeling rather than the underlying physical laws.
At our whim, we can number them in such a way that astrophysicists seem to be the rule, or the exception, or anything in between.
The Limits of Evolutionary Cosmologies
- Anthropic reasoning alone fails to explain the fine-tuning of physical constants because it lacks predictive power.
- Lee Smolin's evolutionary cosmology suggests black holes spawn new universes with laws influenced by their parents.
- Smolin's theory faces logical hurdles regarding the origin of the first universe and the problem of infinite regress.
- If an ensemble of universes has existed forever, it should have reached equilibrium an infinite time ago, negating the evolutionary process.
- The author introduces a thought experiment involving a traveler named Lyra to explore how one might measure an infinite set of universes.
- Ultimately, Smolin's framework fails because it only connects individual parent-child universes rather than explaining the overarching system.
If there was no first universe or universes, but the whole ensemble has already existed for an infinite time, then the theory has an infinite regress problem.
Measuring the Multiverse
- A hypothetical device allows a traveler to visit an infinite set of universes within two minutes, returning with averaged data.
- The order in which universes are visited determines the resulting proportions, requiring a fixed physical order to ensure consistent probabilistic reasoning.
- By treating an infinite set of universes as a single physical entity with internal interactions, the concept of a 'measure' provides meaning to averages.
- Existing anthropic-reasoning theories often lack a formal measure, whereas quantum theory provides one for independent physical reasons.
- The mathematical definition of infinity differs from the intuitive notion of something being larger than any finite combination of things.
- Defining finiteness through human experience or measuring instruments helps avoid anthropocentrism in understanding physical quantities.
It is a single physical entity, a multiverse with internal interactions that relate different parts of it to each other and thereby provide a unique meaning, known as a measure, to proportions and averages over different universes.
Physics Defines the Infinite
- The distinction between finite and infinite is determined by the laws of physics rather than pure mathematical definitions.
- Physical measurements can involve an uncountable infinity of points while remaining finite operations in practice.
- Zeno's paradoxes fail because they assume mathematical infinity must correspond to a physical impossibility of action.
- In hypothetical scenarios like the Infinity Hotel, infinite transformations are possible through finite physical operations.
- The order and nature of physical laws dictate whether a set of events is achievable or physically impossible.
- Achilles overtaking a tortoise is a physical reality that overrides any mathematical abstraction of infinite steps.
If he is complaining that there is something inconsistent about motion because one could not experience each point along a continuous path, then he is simply confusing two different things that both happen to be called ‘infinity’.
Abstract Truths and Physical Laws
- Zeno's paradox illustrates the common error of confusing mathematical abstractions with physical reality.
- Immanuel Kant incorrectly argued that Euclidean geometry was an a priori truth of the physical world, making it impossible to rationally doubt.
- Einstein’s theory of curved spacetime eventually proved that physical geometry deviates from Euclidean rules, especially near massive objects like black holes.
- The theory of computation, pioneered by Turing, treats mathematical proofs as physical processes that must follow specific rules of inference.
- Hilbert’s challenge to define rigorous proof required that all steps and axioms be finite, mirroring the constraints of physical computation.
- The distinction between mathematical necessity and physical contingency is vital for scientific progress and understanding the nature of proof.
In general terms, the mistake is to confuse an abstract attribute with a physical one of the same name.
The Physics of Mathematical Truth
- The set of all mathematical functions is uncountably infinite, while the set of all possible programs is only countably infinite.
- Most mathematical truths are unprovable and undecidable because they exist beyond the reach of any physical computation.
- The existence of undecidable statements suggests that abstractions exist objectively and are not merely descriptions of physical behavior.
- Whether a mathematical statement is decidable depends on the laws of physics, which define the limits of what can be computed.
- The Infinity Hotel illustrates how different physical laws, such as those allowing infinite tasks in finite time, could render undecidable conjectures knowable.
- The 'narrow window' of our physical reality determines which parts of the infinite world of abstractions we can ever hope to understand.
The laws of physics provide us with only a narrow window through which we can look out on the world of abstractions.
Physics and Mathematical Proof
- The ability to prove mathematical truths is fundamentally constrained by the laws of physics rather than being a purely abstract property.
- Operations like 'and' and 'not' seem elementary only because our physical universe makes them easy to implement and compute.
- Alternative laws of physics could make currently non-computable functions seem natural and simple while making our basic logic non-computable.
- Quantum computation challenges classical notions of simplicity by making intuitively complex tasks easy and treating the 'bit' as a complex object.
- Critics argue that physics-dependent proof is not 'real' proof, yet all human knowledge of truth relies on physical processes like brain activity or computer states.
- The distinction between simple and complex explanations is not an inherent mathematical property but is determined by the physical hardware of the observer.
Quantum computation drives a coach and horses through the classical notion of a ‘simple’ or ‘elementary’ operation.
The Physicality of Proof
- Mathematical truth is transcendent, but the act of proving a proposition is a physical process governed by the laws of nature.
- Abstract theories of proof or computation have no bearing on what can actually be known or computed in reality without physical instantiation.
- Proof theory is not a branch of mathematics but a science, specifically a subset of computer science, because it relies on the behavior of physical objects.
- The traditional search for a perfectly secure foundation for mathematics is a mistaken form of justificationism; the true goal is explanation, not just proof.
- Computational universality allows human brains to model abstract entities and distant physical phenomena like quasars through a single set of operations.
- The reliability of mathematical knowledge is permanently subsidiary to our understanding of the physical reality that facilitates the proof.
Proof theory is a science: specifically, it is computer science.
The Physics of Computation
- The laws of physics are uniquely 'computation-friendly,' allowing for the existence of explanation and prediction.
- The 'Great Simulator' hypothesis fails as an explanation because it creates an infinite regress and makes the underlying hardware unknowable.
- Computational universality is not an a-priori mathematical truth but a property instantiated by the specific laws of our physical world.
- Attempts to place computation prior to physics reverse the real explanatory connection between the two.
- The 'unreasonable effectiveness of mathematics' cannot be explained by anthropic arguments or religious providence alone.
The whole point of universality is lost if one conceives of computation as being somehow prior to the physical world, generating its laws.
The Purpose of Mathematics
- Mathematics is primarily about understanding and explanation rather than the mere accumulation of proofs.
- Mathematical propositions can be understood and utilized in further research even if they remain unproved for centuries.
- The 'P ≠ NP' conjecture serves as a prime example of knowledge built on explanations and consequences rather than formal proof.
- Undecidability in mathematics is a form of success because it provides an explanation for why a specific question cannot be answered.
- Failing to solve a problem still generates knowledge by revealing why a particular approach or explanation is inadequate.
- The inherent limitations of physics and epistemology do not prevent the resolution of problems through conjecture and criticism.
One does not understand a mathematical proposition merely by proving it true.
The Solubility of Interesting Problems
- The author conjectures that any interesting problem in science, mathematics, or philosophy is inherently soluble.
- Insoluble problems are dismissed as inherently uninteresting, suggesting that the distinction between interesting and boring is an objective fact rather than subjective taste.
- The inability to prophesy future ideas is not a limitation on knowledge but a necessary condition for its unlimited growth.
- Solubility does not imply that solutions are currently known or can be produced on demand, as creative thought requires fallible judgment.
- The 'art of the soluble' involves the creative process of gaining or losing interest in specific sub-problems to navigate toward a solution.
- The world is currently explicable but not yet fully explained; every new discovery will reveal infinitely more left to explore.
The most important of all limitations on knowledge-creation is that we cannot prophesy: we cannot predict the content of ideas yet to be created, or their effects.
Infinity and the Optimist's Duty
- The concept of infinity is central to understanding both mathematical reach and the potential for unlimited growth in human knowledge.
- A counter-intuitive property of infinite progress is that we will always be at the very beginning of it, regardless of how much we achieve.
- Mathematical proof and the complexity of patterns are ultimately physical processes governed by the laws of physics.
- The survival of civilization is threatened by the potential for newly created knowledge to produce catastrophic weapons or accidental disasters.
- Lord Martin Rees suggests civilization has only a 50 percent chance of surviving the twenty-first century due to technological risks.
- Optimism is framed as a moral duty to fight for a better world rather than a passive prophecy of inevitable success or failure.
One of them is that, if unlimited progress really is going to happen, not only are we now at almost the very beginning of it, we always shall be.
Knowledge and Unknowable Futures
- The survival of civilization is a matter of human choice and problem-solving rather than random chance.
- Unlike games of chance with known probabilities, the future of civilization is unknowable because it depends on knowledge not yet created.
- Scientific theories are fundamentally limited because no explanation can predict the content or effects of its own future successors.
- The distinction between 'prediction' (logical conclusions from explanations) and 'prophecy' (claiming to know the unknowable) is vital for future planning.
- Prophesying based on current knowledge leads to a bias toward pessimism and the false belief that all fundamental discoveries have already been made.
- Historical examples, like Albert Michelson's 1894 claim that physics was nearly complete, illustrate the failure to conceive of revolutionary shifts like relativity.
The future of civilization is unknowable, because the knowledge that is going to affect it has yet to be created.
The Philosophy of the Unknowable
- Scientific breakthroughs often arise from experimental results that the discoverers themselves do not fully understand at the time.
- Michelson and Morley's 1887 experiment on the speed of light unwittingly laid the groundwork for Einstein's revolution while they remained stuck in old paradigms.
- Observations are 'theory-laden,' meaning our existing misconceptions bias our intuition and prevent us from conceiving of significant changes.
- Leibniz's original 'optimism' argued that we live in the best of all possible worlds, where every evil is necessary to prevent a greater harm.
- Philosophical optimism and pessimism are both criticized as poor explanations because they can be used to justify any state of affairs without predictive power.
- The central challenge of progress is developing a rational approach to the inconceivable and the scientifically unpredictable future.
Observations are theory-laden. Given an experimental oddity, we have no way of predicting whether it will eventually be explained merely by correcting a minor parochial assumption or by revolutionizing entire sciences.
Optimism, Pessimism, and Knowledge
- Theories like Leibniz's optimism imply that rational thought is powerless because true explanations would be beyond human imagination.
- Philosophical optimism and pessimism are distinct from psychological moods, as seen in the contrasting temperaments of Winston Churchill and Thomas Malthus.
- Blind optimism involves proceeding as if bad outcomes are impossible, often leading to recklessness or overconfidence.
- Blind pessimism, or the precautionary principle, attempts to avoid disaster by shunning anything not proven safe, yet it fails to account for the risks of stasis.
- Both blind optimism and blind pessimism are flawed because they ignore that survival depends on the continuous creation of new knowledge.
- The only finite harm is that which does not destroy the growth of knowledge, as knowledge is the primary tool for disaster recovery.
But blind pessimism is a blindly optimistic doctrine. It assumes that unforeseen disastrous consequences cannot follow from existing knowledge too (or, rather, from existing ignorance).
The Fallacy of Pessimism
- Pessimistic theories often rely on the false premise that our current era is uniquely dangerous compared to the past.
- Historically, most civilizations were destroyed not by over-innovation, but by a lack of the technological and abstract knowledge needed to survive disasters.
- The precautionary principle, often cited as a safeguard, was actually practiced by many failed civilizations that lacked the wealth and tools to adapt.
- Fear of extraterrestrial contact, as proposed by Stephen Hawking, ignores the fact that advanced civilizations would likely value knowledge over raw materials.
- The 'Spaceship Earth' misconception wrongly assumes that progress is limited by finite physical resources rather than by the growth of knowledge.
- Hiding from the galaxy is a flawed strategy that fails to account for the dangers of being inadvertently destroyed by benign civilizations.
Very few, if any, could have been saved by greater caution about innovation. In fact most had enthusiastically implemented the precautionary principle.
The Fallacy of Prophetic Pessimism
- The author argues that advanced extraterrestrials would not view humans as insects because all intelligent beings are universal explainers sharing the same fundamental logic of progress.
- Post-Enlightenment civilizations are qualitatively different from past ones, making them resilient to culture shock and capable of rapid adaptation through education.
- The precautionary principle is self-defeating because it assumes our current knowledge is sufficient to identify which innovations are dangerous, which is a form of prophetic knowledge.
- Blind optimism and blind pessimism are both flawed because they claim to know the unknowable future of knowledge and technological creation.
- Historical 'narrow escapes' like the Cold War and WWII suggest that survival depends on the continuous creation of new knowledge rather than stagnant caution.
The idea that there could be beings that are to us as we are to animals is a belief in the supernatural.
The Fallacy of Malthusian Pessimism
- Winston Churchill and Stefan Zweig represent contrasting reactions to the perceived doom of civilization during the mid-twentieth century.
- Thomas Malthus famously predicted that human progress would end in the nineteenth century due to population growth outstripping food production.
- Malthus's error lay in assuming population grows geometrically while subsistence only increases arithmetically, ignoring the potential for technological innovation.
- The failure of Malthus's prophecy demonstrates a systematic pessimistic bias that overlooks the unpredictable impact of future knowledge creation.
- The human condition is defined by the fact that we cannot predict what we have not yet discovered, making 'blind prophecy' a recurring intellectual trap.
- While problems and the risk of extinction are inevitable, the belief in an objective asymmetry between challenges and solutions is often a parochial mistake.
In reality they were all allowing themselves to be misled by the ineluctable fact of the human condition that we do not yet know what we have not yet discovered.
Knowledge as Survival
- Historical catastrophes often attributed to nature or gods were actually the result of a lack of knowledge.
- The distinction between a 'natural' disaster and one caused by ignorance is parochial and fades as science advances.
- Humanity's survival has historically been a game of 'Russian roulette' until the development of an Enlightenment-based civilization.
- Modern technology provides the first ever opportunity to defend the planet against rare but devastating events like asteroid impacts.
- Existential risks such as super-volcanoes and plagues require proactive knowledge creation rather than passive resignation.
- The primary defense against future extinction is the continued acceleration of scientific and technological progress.
People must have died of exposure literally on top of the means of making the fires that would have saved their lives, because they did not know how.
Policies as Conjectures
- Civilization faces inevitable and often unknowable existential threats, ranging from pandemics to cosmic events like gamma-ray bursts.
- Survival depends on a continuous increase in scientific knowledge and wealth rather than static defensive strategies.
- Political policies should be treated as conjectures rather than derived truths, evaluated by their quality as explanations and their resistance to easy variation.
- The traditional focus on 'who should rule' is a flawed starting point for political philosophy.
- Progress in politics and philosophy is achieved through a tradition of criticism aimed at detecting and eliminating errors.
- Objective progress is possible in non-scientific fields by seeking good explanations and using evidence to discard failed ideas.
I propose to replace, therefore, the question of the sources of our knowledge by the entirely different question: ‘How can we hope to detect and eliminate error?’
The Error of Political Authority
- Karl Popper argues that the question 'Who should rule?' is fundamentally flawed and mirrors the errors of empiricism and induction.
- Traditional political systems seek to justify leaders through fixed criteria like inheritance or majority opinion rather than error correction.
- The 'who should rule' approach inherently justifies violence and tyranny because it treats opposition as an attack on legitimacy.
- Utopian revolutionaries are characterized by a paradoxical pessimism, believing their vision is final and cannot be improved through persuasion.
- Progress in politics, like in science, depends on a system's ability to detect and eliminate errors and bad governments without violence.
- True political stability comes from the capacity for peaceful change rather than the search for a perfect or 'right' ruler.
Thus the very question ‘Who should rule?’ begs for violent, authoritarian answers, and has often received them.
The Principle of Optimism
- Political institutions should be designed to remove bad leaders and policies non-violently rather than focusing on the prophetic selection of good ones.
- A society's willingness to change its institutions depends on the expectation that future knowledge will be superior to present knowledge.
- The precautionary principle creates a closed loop that prevents progress by assuming any change is likely to do more harm than good.
- Optimism is defined as the principle that all evils are caused by a lack of knowledge rather than laws of nature or supernatural decrees.
- If a transformation is permitted by the laws of physics, the only barrier to achieving it is the knowledge of how to do so.
The Principle of Optimism: All evils are caused by insufficient knowledge.
The Physics of Immortality
- Any physical transformation not forbidden by the laws of physics is achievable given the right knowledge and resources.
- Death from disease or aging is a physical problem that is theoretically soluble, despite its reputation for being an insuperable obstacle.
- The complexity of aging is finite and confined to a narrow biological arena where basic principles are already understood.
- Arguments against immortality, such as overpopulation or social stultification, rely on the Malthusian fallacy and underestimate future problem-solving capabilities.
- Optimism is the recognition that evils are caused by a lack of knowledge and that progress depends on being open to inconceivable possibilities.
The prisoner understands that, while his immediate problems have to do with prison bars and the king and his horse, ultimately the evil he faces is caused by insufficient knowledge.
The Duty of Optimism
- True optimism is the realization that we cannot let the current absence of an idea prevent us from planning for its future discovery.
- The difficulty of a problem does not equate to a low probability of success; rather, hardness often motivates the creation of necessary knowledge.
- John F. Kennedy's moon mission exemplifies choosing an objective specifically because its difficulty forces the invention of new technologies.
- Rational expectations of success in complex projects are not based on statistical probability, but on the belief that problems are soluble through creativity.
- Pessimism throughout history has manifested as a demand for prophecy and a misinterpretation of obstacles as insuperable barriers.
- Optimism is a fundamental requirement for the growth of knowledge and the continuation of a beginningless progress.
We choose to go to the moon in this decade and do the other things, not because they are easy, but because they are hard.
The End of Pessimism
- Optimism emerges through a tradition of criticism, leading to an efflorescence of art, science, and open institutions.
- Historical 'mini-enlightenments' have occurred throughout history, but almost all were eventually extinguished by a return to pessimism.
- The Golden Age of Athens serves as the primary historical example of a mini-enlightenment driven by intellectual and political criticism.
- Pericles identified Athenian success as a product of democracy and discussion, which he viewed as prerequisites for wise action.
- An optimistic civilization values freedom and openness to foreign ideas, whereas a pessimistic one is defined by intolerance and conformity.
- The aspirations of a civilization are more critical indicators of its optimism than its current level of achievement.
The end of pessimism is potentially a beginning of infinity.
Sparta, Florence, and Progress
- Sparta represented a pessimistic civilization that prioritized military obedience and the prevention of improvement over knowledge creation.
- The defeat of Athens by Sparta led to the loss of Athenian optimism, ending its era of rapid, open-ended progress.
- The Florentine Renaissance emerged when thinkers moved beyond reviving ancient knowledge to believing they could improve upon it.
- Under the Medici, Florence fostered a culture of innovation where art, science, and humanism replaced dogma and traditional piety.
- The Florentine enlightenment was short-lived, eventually suppressed by the apocalyptic preaching and conformism of Girolamo Savonarola.
Thus almost the entire effort of the society was devoted to preserving itself in its existing state – in other words, to preventing improvement.
The Fragility of Enlightenment
- The Florentine Renaissance was stifled by Savonarola's religious fundamentalism, which replaced optimism with asceticism and the destruction of art.
- Historical figures like Roger Bacon and scholars of the Islamic Golden Age achieved scientific breakthroughs but failed to establish a lasting tradition of criticism.
- The author suggests that 'mini-enlightenments' may have occurred throughout history and prehistory, only to be snuffed out by dogma or violence.
- A successful enlightenment requires more than individual genius; it requires a sustained culture of criticism to prevent the death of progress.
- The failure of past enlightenments represents a massive loss for humanity, delaying technological and biological advancements by centuries.
- Modern society's success is an anomaly, as previous civilizations often concluded that optimism was factually incorrect based on their eventual collapses.
For if any of those earlier experiments in optimism had succeeded, our species would be exploring the stars by now, and you and I would be immortal.
The Principle of Optimism
- Optimism is defined as the theory that all evils and failures are fundamentally caused by a lack of knowledge.
- Progress is possible in all fields, including morality, through the pursuit of objective truth and good explanations.
- Problems are inevitable due to the infinite nature of knowledge, but they are always soluble through innovation.
- An optimistic civilization thrives on traditions of criticism and institutions designed to detect and eliminate errors.
- The dialogue between Socrates and Hermes illustrates the Athenian spirit of rational defiance and cool reasoning even when facing the divine.
- Wealth is redefined not as currency, but as the repertoire of physical transformations a person or society is capable of causing.
If benevolent, then what do I have to fear? If malevolent, then I disdain to fear you.
Socrates and the Divine Epistemologist
- Hermes praises the Athenian customs of defying bullies and remaining open to persuasion as two sides of a valuable coin.
- Socrates attempts to extract moral truths or the identity of the world's wisest man, but Hermes refuses to reveal facts or moral certainties.
- The dialogue shifts to epistemology, with Hermes defining his purpose as imparting 'knowledge about knowledge' rather than specific answers.
- Socrates argues that justice requires an individual to judge even the gods by the standards of reason and personal moral persuasion.
- Socrates rejects the desire for absolute certainty, viewing it as a boring state that serves only to mask a lack of genuine argument.
- The pursuit of truth is defined not as reaching a state of secure belief, but as a yearning to understand the objective nature of reality and morality.
I can think of nothing more boring – no offence meant, wise Apollo – than to attain the state of being perfectly secure in one’s beliefs, which some people seem to yearn for.
The Chimera of Justified Belief
- Hermes argues that justified belief is an unattainable chimera because any justification relies on other fallible beliefs, leading to an infinite regress.
- The dialogue distinguishes between true knowledge (explanation) and the dogmatic need for external authority to validate that knowledge.
- Socrates observes that relying on an authority for justification is foolish, as the authority may be deceptive, misunderstood, or illegitimate.
- Hermes challenges the reliability of sensory perception, using the example of what one 'sees' when their eyes are closed to demonstrate that even direct experience is not self-evident.
- The conversation highlights a paradox where the wisest mortals do not seek justification, while those who do seek it only find self-deception.
So the thing they call ‘knowledge’, namely justified belief, is a chimera. It is unattainable to humans except in the form of self-deception; it is unnecessary for any good purpose; and it is undesired by the wisest among mortals.
The Limits of Perception
- Socrates acknowledges that sensory perception is inherently fallible, susceptible to mirages, dreams, and intentional deceptions.
- He argues that one can never be certain of their physical surroundings or even whether they are currently awake or dreaming.
- Socrates distinguishes between sensory knowledge and moral knowledge, claiming the latter is less vulnerable to external tricks because it relies on reason.
- The dialogue suggests that moral disagreements among humans arise from the difficulty of the subject matter rather than active deception.
- The pursuit of truth is framed as a gradual, historical process of seeking and learning rather than divine revelation.
I am not sure what is in front of my eyes – ever – with my eyes open or closed, asleep or awake.
The Epistemology of Moral Progress
- Socrates argues that knowledge is gained by refusing to hold any ideas immune from criticism, a practice that distinguishes Athens from Sparta.
- Spartan conformity is enforced by laws and traditions that forbid dissent, whereas Athenian agreement arises from converging on objective truths through debate.
- The refusal to seek improvement or criticize received opinion creates a self-perpetuating trap where errors are never corrected.
- Hermes suggests that the immorality of dogmatic education is a logical consequence of epistemology rather than a subjective preference.
- Socrates acknowledges the difficulty of identifying one's own cultural 'mirages' and local biases, as illustrated by Xenophanes' observations on anthropomorphic gods.
Their whole way of life misleads and traps them – because one of their mistaken beliefs is that they must take no steps to prevent their way of life from misleading and trapping them!
Fallibilism and the Spartan Trap
- Socrates argues that the Spartan commitment to unchanging tradition implies a claim to perfection that is contradicted by their lack of knowledge.
- The Athenian way of life is contrasted as one that embraces error and inadequacy as necessary precursors to improvement.
- Hermes challenges Socrates to find any idea immune to criticism, including mathematical truths and geographical facts.
- Socrates realizes that the act of selecting 'obvious' truths requires a process of critical evaluation, proving he is a fallibilist.
- The dialogue concludes that knowledge held immune from criticism can never be improved or truly understood.
- Fallibilism is presented not just as a philosophical stance, but as a methodology where even the concept of fallibilism must be doubted to be understood.
My doubt improved my knowledge of an important truth – as knowledge held immune from criticism never can be improved!
The Imperative of Error Correction
- Socrates and Hermes explore a thought experiment where a society legalizes thievery, leading to economic collapse and starvation.
- Hermes suggests that fallible humans might initially respond to failure by doubling down on their errors rather than correcting them.
- The path to 'salvation' from societal disaster is identified as the process of thought, explanation, and persuasion.
- Banning debate and philosophy is identified as a 'deadly' error because it prevents the mechanism of self-correction from functioning.
- Socrates realizes that the fundamental difference between Athens and Sparta is that Sparta has blocked the path to undoing its mistakes.
- The dialogue concludes with the hypothesis that the only true moral imperative may be the protection of the means to correct mistakes.
This is a rare and deadly sort of error: it prevents itself from being undone.
The Source of Knowledge
- Hermes argues that nothing is easy to see without prior knowledge, challenging the idea that understanding flows directly from the senses.
- Socrates questions the origin of objective knowledge if it does not come from sensory experience.
- The dialogue explores the concept of persuasion as the primary vehicle for knowledge, even when the source is internal or imaginary.
- Hermes posits that the reality of the messenger is irrelevant to the validity of the epistemological arguments being made.
- The reliability of a source—whether friend, enemy, or dream—is secondary to the internal explanation the mind creates to account for the information.
- Hermes concludes that because he reveals no facts but only makes arguments, the need for trust in the source is bypassed entirely.
What matters in all cases is the explanation you create, within your own mind, for the facts, and for the observations and advice in question.
The Web of Guesses
- Socrates identifies his companion as Hermes, the god of messages and information flow, based on his detached perspective.
- Hermes challenges the validity of the Oracle of Apollo, suggesting that even divine revelations do not bypass the need for human interpretation.
- The dialogue explores the Xenophanes quote that 'all is but a woven web of guesses,' establishing that certain truth is unattainable even if objective knowledge is not.
- Hermes argues that all knowledge, whether from dreams or other people, originates from within the individual as a conjecture.
- The act of communication is revealed to be a process of guesswork, where the listener must reconstruct the speaker's meaning through their own internal models.
- Socrates realizes that misunderstanding and correct understanding both stem from the same internal process of guessing what others mean.
‘For all is but a woven web of guesses.’ Guesses!
Conjecture, Criticism, and Waking Dreams
- All knowledge, regardless of its source, originates from internal guesswork and conjecture rather than external authority.
- The validity of an idea is determined by a continuous process of criticism, flaw detection, and subsequent refinement.
- Even divine revelation or sensory experience is subject to the same fallibility and internal processing as any other form of knowledge.
- Sensory perception is described as a 'waking dream' where the mind creates a model of reality that is then tested against external inputs.
- The ultimate goal of this unified process is not just to understand reality, but to gain control over it by manipulating its corresponding aspects.
And then we hone our guesses, and then fashion the best ones into a sort of waking dream of reality.
The Godlike Power of Guessing
- Socrates contemplates the epistemological theory that humans have no direct access to the physical world, perceiving only 'flickers and shadows' through the senses.
- He argues that being 'imprisoned' in the skull makes humans more marvelous, as we must weave stories and test them to find true explanations.
- The process of refining these internal conjectures into robust explanations allows humans to understand and control objective reality, a power Socrates likens to magic.
- Hermes confirms that while humans are fallible, there is potentially no upper bound to what they can understand and achieve if they choose to pursue it.
- The dialogue concludes with Socrates waking from his vision, indifferent to whether the encounter was a dream or reality because the philosophical value remains the same.
- A young Plato joins the group, questioning the utility of the Oracle's revelation and signaling the continuation of their philosophical journey.
Here we sit, for ever imprisoned in the dark, almost-sealed cave of our skull, guessing.
Wrestling with Gods and Spartans
- Plato interprets the Oracle's declaration as a revelation of Socrates' extreme modesty and a public validation of his excellence.
- Plato recounts his experiences wrestling with Spartan youths at Delphi, noting their devotion to the sacred truce despite the ongoing war.
- The dialogue highlights the cultural differences between Athens and Sparta, specifically the Spartan lack of appreciation for living poets.
- Socrates reveals he was visited by the god Hermes in a dream, though he remains characteristically skeptical about the divine nature of the encounter.
- Hermes introduces Socrates to 'epistemology,' a new branch of philosophy focused on the nature of knowledge and its moral implications.
- Socrates notes that the god taught him not through direct revelation, but by asking questions and providing a 'god's-eye overview' of existing ideas.
We were up all night, wrestling by candlelight. I’ve never done that before. They’re really good! Though they do sometimes cheat as well.
The Spartan Socrates Riddle
- Socrates recounts a conversation with Hermes involving the thought experiment of a 'Spartan Socrates'.
- Plato and the companions debate the fundamental differences between the Athenian and Spartan ways of life.
- The group contrasts Athenian values of philosophy, poetry, and creativity against Spartan martial virtues like courage and endurance.
- Chaerephon offers a pragmatic view of the war, suggesting Athens desires peace while Sparta is perpetually antagonistic.
- Socrates challenges the common misconception that Spartans are inherently bloodthirsty or seek war for its own sake.
- The dialogue shifts toward uncovering a hidden, overriding concern that governs Spartan behavior beyond mere conquest.
How sneaky Apollo is! It’s the Spartan Socrates who’s the wisest man in the world – though only by the breadth of a hair, I’ll bet!
Improvement Versus Stasis
- Socrates identifies the fundamental conflict between Athens and Sparta as a clash between the pursuit of improvement and the preservation of stasis.
- Spartan culture suppresses philosophy, new poetry, and critical education because these activities inherently introduce change and the unknown.
- Athens is structured to accommodate rival ideas of perfection, using criticism and debate to winnow out truth and foster collective progress.
- Even Athenian politicians and sophists who believe they are perfect contribute to the city's improvement by proposing competing visions for the future.
- The Spartan statue of a chained Ares symbolizes their desire to harness violence only for protection while fearing the unpredictable change of total war.
- Chaerephon questions how these abstract philosophical differences translate into the specific political grievances and treaty violations that lead to war.
Perhaps it is significant that the statue of Ares that stands outside Sparta represents him chained, so that he will always be there to protect the city.
The Threat of Progress
- Socrates argues that the mere existence of a progressive Athens poses an existential threat to the static stability of Sparta.
- Spartan stasis is undermined by exposure to Athenian wealth, freedom, and cultural achievements, which breed envy and doubt among Spartan youth.
- The dialogue suggests that even if Athens is peaceful, its superior 'moves' in art and warfare will eventually outshine and destabilize its neighbors.
- Socrates characterizes democracy as an inherently dangerous 'monster' that must be chained by traditions of virtue, tolerance, and liberty to remain beneficial.
- The Athenian advantage lies in their ability to excel in multiple fields simultaneously—philosophy, art, and war—while Sparta remains specialized in only one.
We might do well to put up a statue of democracy chained, to symbolize the fundamental safeguard of our city.
The Philosopher King Paradox
- Socrates identifies Sparta's refusal to improve or innovate as its fundamental 'Achilles’ heel' in the ongoing war.
- Plato hypothesizes that a state could become invincible if its rulers, specifically a 'philosopher king,' embraced critical reform.
- Socrates argues that a leader's education must prioritize foundational subjects like history and geometry before philosophy.
- The group discusses the inherent danger of introducing new ideas in a rigid society where reformers face trials for heresy.
- Socrates asserts his wisdom lies solely in his awareness that justified belief is impossible due to human fallibility.
- Plato struggles to reconcile the paradox of seeking a justification for the belief that no belief can be justified.
Theorem: a king who’s a philosopher is the same as a philosopher who’s a king. So, what if a philosopher became king?
The Socratic Problem and Epistemology
- Socrates describes human perception as being trapped in a dark cave, seeing only shadows of reality rather than reality itself.
- Objective knowledge is framed as a process of conjecture and criticism originating from within, rather than direct observation.
- Plato is depicted as subtly misinterpreting Socrates' ideas, shifting the focus toward a mystical or 'kingly' version of philosophy.
- Socrates rejects writing down his philosophy, arguing that static records preserve misconceptions while oral debate allows for continuous improvement.
- The 'Socratic problem' highlights the historical difficulty of distinguishing Socrates' original teachings from Plato's later interpretations.
- The dialogue serves as a metaphor for the 'Golden Age of Athens' and the foundational questions of Western epistemology.
What is the point of writing down things that are going to be endlessly tinkered with and improved?
The Fallibility of Philosophical Communication
- The author presents a theory of knowledge based on Karl Popper's work, suggesting that Socrates would have likely embraced its fallibilist nature.
- Communication is inherently difficult and depends on guesswork, meaning even a devoted student like Plato likely misunderstood many of Socrates' original ideas.
- The 'Socratic problem'—the difficulty of knowing a thinker's true intent—persists even for authors who, unlike Socrates, wrote extensively.
- Philosophy is unique among academic disciplines for its heavy reliance on original historical texts rather than updated, cumulative expositions.
- In contrast, science education focuses on the most refined versions of theories found in textbooks, as original sources often contain the misconceptions of their era.
- Objective knowledge is attainable but difficult to reach because misunderstandings are ubiquitous and intelligence is no guarantee of accuracy.
In reality, the communication of new ideas – even mundane ones like directions – depends on guesswork on the part of both the recipient and the communicator, and is inherently fallible.
Scientific Transmission and Truth
- Scientists prioritize the utility and predictive power of a theory over the historical context of its origin.
- The 'difficulty of communication' is bypassed because scientists care about the objective reality the theory describes rather than the author's intent.
- A theory's validity remains independent of its creator's personal beliefs or motivations, as illustrated by the Einstein thought experiment.
- Superb theories are difficult to vary, which forces learners to converge on the same conclusions as the originator through critical inquiry.
- Faithful transmission across generations occurs not through dogmatic adherence, but through a shared pursuit of objective truth.
- The concept of doppelgängers in fiction serves as a metaphor for identical attributes and the nature of physical copies.
The way to converge with each other is to converge upon the truth.
Doppelgängers and Parallel Realities
- The physical impossibility of overlapping doppelgängers is highlighted by the fact that water at double density would exert hundreds of thousands of atmospheres of pressure.
- Fictional doppelgängers must eventually diverge in personality or experience to remain narratively interesting.
- Parallel universe stories often explore how a single minor change, such as a missed train or a different war outcome, creates vastly different histories.
- The 'phantom zone' trope involves characters who can observe the world but cannot interact with it, often leading to a struggle for rescue or recognition.
- Science fiction enthusiasts often demand internal consistency and logical explanations for fictional science rather than relying on 'wizard' hand-waving.
- Merging doppelgängers back into a single entity typically violates fundamental physical laws like the conservation of mass.
And if two identical human bodies were to coincide even approximately, they would explode simply because water at double its normal density exerts a pressure of hundreds of thousands of atmospheres.
The Logic of Fiction
- A story is flawed if it fails to make sense within its own internal logic or fails to provide a coherent explanation for its events.
- The 'wizard did it' trope is a poor explanation because it is infinitely flexible and can be used to justify any arbitrary event without constraints.
- Good fiction, including science fiction and art, functions like a scientific explanation by resting on consistent laws and logical consequences.
- The 'phantom zone' trope in fiction often collapses under scrutiny because it fails to account for physical interactions like light absorption, sound, and gravity.
- If fictional doppelgängers can see without absorbing light or walk through walls without falling through floors, the story requires increasingly complex and unexplained ad hoc justifications.
- Internal consistency in fiction is not about realism, but about the integrity of the imaginary laws and the knowledge required to sustain them.
Since a wizard could equally well have been said to conjure any events, in any story, it is a bad explanation; and that is why the fan is exasperated by it.
Science Fiction and Quantum Reality
- Good fictional science is difficult to invent because real scientific knowledge is hard to vary without losing internal consistency.
- Science fiction writers face a conflict between anthropocentric incentives, which make stories familiar, and anti-anthropocentric incentives, which explore strange scientific implications.
- Treating parallel universes as easily accessible reduces them to mere metaphors for geographical distance rather than exploring their true scientific nature.
- Quantum theory, specifically the many-universes interpretation, represents the deepest and most counter-intuitive explanation of physical reality.
- The author proposes a thought experiment involving a 'phantom zone' that is an exact doppelgänger of our universe to address flaws in typical fictional portrayals.
- The 'many-universes' view remains a minority position among physicists who often reject the idea of science as a literal explanation of reality.
We should not be surprised that good fictional science is hard to invent: it is a variant of real science, and real scientific knowledge is very hard to vary.
The Nature of Multiverses
- The author establishes a fictional multiverse model where universes are initially identical, deterministic, and imperceptible to one another.
- Physical laws are universal and symmetrical, meaning no inherent distinction exists between an 'original' universe and its 'phantom' counterpart.
- A universe is defined not as a container for objects, but as the collection of physical objects themselves, including space itself.
- Without a mechanism for universes to diverge, multiple universes would share a single history, rendering the 'multiplicity' scientifically and narratively redundant.
- The creation of new knowledge and explanations is the only way for new information to enter a deterministic system.
- Inexplicable worlds are used as philosophical tools to help define and understand the nature of explicability in real physics.
This is to stress that a universe is not a receptacle containing physical objects: it is those objects.
The Concept of Fungibility
- The author defines the world as a multiverse consisting of many universes, moving beyond the classical view of a single three-dimensional space.
- A central paradox is introduced: how two identical universes governed by deterministic laws can ever become different from one another.
- Fungibility is defined as the state of being identical in every physical way except for the fact that there are multiple instances of the entity.
- While Leibniz argued against the 'identity of indiscernibles,' modern physics proves fungibility exists in photons and cold atoms.
- The author argues that fungibility is a 'weird' attribute that enables radically new types of motion and information flow within the multiverse.
It is an even weirder attribute than Leibniz guessed – much weirder than multiple universes for instance, which are, after all, just common sense, repeated.
The Physics of Fungibility
- Dollars in bank accounts are configurational entities rather than physical objects, existing as abstract knowledge embodied in information-storage devices.
- Fungibility implies that when a unit is removed from a set of identical entities, there is no physical meaning to which specific unit was taken.
- In quantum physics, elementary particles are excitations of the vacuum, making them configurational entities that lack individual identity.
- Unlike identical objects governed by deterministic laws, fungible objects can diverge and acquire different attributes through physical processes.
- The laws of physics can allow symmetrical universes to become different precisely because they are initially fungible.
- Fungibility is a core property of quantum phenomena that allows for the differentiation of states in a multiverse.
It is not merely that we cannot know whether it was the same dollar, or have decided not to care: because of the physics of the situation there really is no such thing as taking the original dollar, nor such a thing as taking the one added subsequently.
Diversity Within Fungibility
- The concept of fungibility allows for a collection of identical objects to have different owners or properties without being physically distinct.
- Linguistic paradoxes arise when describing fungible items, such as dollars in a bank account, because they share all attributes yet differ in legal status.
- In the multiverse, universes are not separate in space or dimensions; they 'coincide' and are only distinguishable when they become differentiated.
- Quantum theory requires us to predict the transition from being fungible to becoming differentiated, unlike the static fungibility of money.
- Small, unpredictable events like voltage surges can cause identical universes to diverge, leading to vastly different macroscopic outcomes.
- Reason can grasp the concept of perfectly identical things coinciding even when the human imagination struggles to visualize it.
It is not that they coincide in anything, such as an external space: they are not in space. An instance of space is part of each of them.
Fungibility and Quantum Unpredictability
- Unpredictability arises from three sources: fundamental randomness, unknown deterministic complexity, or the differentiation of previously fungible instances of an observer.
- The author rejects fundamental randomness in physics, attributing quantum unpredictability instead to the branching of parallel universes.
- Fungibility is presented as the essential mechanism for explaining quantum randomness and other quantum phenomena without relying on indeterminism.
- Inter-universe communication in fiction often collapses the 'parallel' nature of universes, effectively turning a multiverse story into a single-universe narrative.
- The fallibility of knowledge remains a constant across universes, meaning information from a doppelgänger is subject to the same errors and lack of context as local information.
- Knowledge-creation relies on error-correction, which becomes significantly harder when dealing with difficult-to-obtain data from other branches of the multiverse.
The third – which had never been imagined before quantum theory – is that two or more initially fungible instances of the observer become different.
Inter-Universe Communication and Explicability
- The happiness of a doppelgänger in a parallel universe does not guarantee the same outcome for you due to diverging variables.
- Inter-universe communication acts as a form of advanced information processing, similar to a simulation of one's own life.
- Exchanging explanatory theories is a more efficient use of scarce inter-universe communication than comparing personal life choices.
- Parallel universes can be used to share the workload of complex computations, such as finding a medical antidote in half the time.
- The existence of accessible computing power in other universes would serve as evidence that those universes are real and structured.
- While real quantum physics forbids direct communication between histories, they can still affect each other through interference.
And if you have such a theory, then perhaps you have no need to be skulking in transporter rooms.
The Sphere of Differentiation
- Universes are not independent containers but are defined solely by the objects they contain and their fungibility.
- A decision or event creates a wave of differentiation that spreads at the speed of light, turning fungible instances into distinct ones.
- Information leakage through light and heat radiation ensures that differences spread even without intentional communication.
- The 'sphere of differentiation' becomes increasingly spherical as it expands across the cosmos.
- Classical physics suggests that even microscopic photon impacts should break fungibility for every atom on a planet.
- The conflict between total differentiation and remaining fungibility highlights the dichotomy between continuous classical physics and discrete information processing.
Thus, starting with the voltage happening in only one universe, a wave of differentiation between the universes spreads in all directions through space.
Quantum Discreteness and Knowledge
- Quantum theory resolves the conflict between continuous and discrete variables by establishing that physical quantities undergo minimal discrete changes called quanta.
- In large physical objects, small influences do not change every atom slightly; instead, most atoms remain unchanged while a few undergo a discrete, relatively large change.
- The effects of physical phenomena typically diminish with distance, with the singular exception of knowledge, which can travel vast distances and transform a destination.
- Knowledge-based effects require a recipient who 'cares' or has the specific instruments to detect and interpret the information.
- Fictional laws of physics involving universe differentiation must avoid faster-than-light communication to remain consistent with the principles of the real multiverse.
There is only one known phenomenon which, if it ever occurred, would have effects that did not fall off with distance, and that is the creation of a certain type of knowledge, namely a beginning of infinity.
Multiverse Communication and Measures
- A deterministic multiverse requires that laws of physics apply universally across all parallel instances to prevent logical contradictions.
- The prohibition of inter-universe communication creates an impasse when trying to define how events differentiate in only one universe.
- The only way to maintain determinism and locality while allowing differentiation is to posit an infinite number of initially fungible universes.
- Quantum theory uses a 'measure' to assign proportions to these infinite sets, allowing for meaningful averages and probabilities.
- Differentiation creates a branching history where various outcomes occupy specific, unequal proportions of the total multiverse.
- In this model, events like a voltage surge occur in a specific fraction of universes rather than being a binary 'yes' or 'no' for the whole system.
It is remarkable how much subtlety there can be in the apparently straightforward, binary distinction between ‘same’ and different’ – or between ‘affected’ and ‘unaffected’.
Determinism and Multiversal Randomness
- Quantum randomness arises subjectively from an objectively deterministic multiverse where histories split based on physical events.
- Observers cannot predict which specific outcome they will experience because they exist in all resulting branches simultaneously.
- The concept of 'diversity within fungibility' applies to people when identical instances of an observer diverge into different experiences.
- Probability is tested by the frequency of outcomes across the overwhelming majority of histories rather than a single timeline.
- Information such as newspaper text can be fungible across histories while representing entirely different categories like fact or fiction.
- The number of distinct histories grows exponentially, quickly exceeding the number of atoms in the visible universe through constant differentiation.
The same words, printed in the same column in the same newspaper, are fungible between the two histories; but they are fiction in one history and fact in the other.
The Illusion of Coincidence
- Apparent accidents and unlikely coincidences are often the deterministic results of physical laws rather than random chance.
- The 'naive audience' error occurs when observers fail to see a phenomenon as part of a wider, unobserved context.
- Common sense and classical physics suffer from the parochial error of assuming only a single history exists.
- In a multiverse model, an event can be simultaneously extremely unlikely in one sense and certain to happen in another.
- Despite the apparent chaos of superposed objects in a multiverse, there is profound order because all universes obey the same physical laws.
- Histories remain nearly autonomous, meaning events within a specific history are primarily influenced by that history's own past.
The ‘naive’ audience’s mistake is a form of parochialism: they observe a phenomenon – people phoning in because their watches stopped – but they are failing to understand it as part of a wider phenomenon, most of which they do not observe.
Entanglement and Rejoining Histories
- The autonomy of parallel histories is defined by entanglement information, which dictates which instances of objects can interact with one another.
- In a purely branching multiverse, histories behave as if others do not exist, making the complexity of the multiverse functionally indistinguishable from a single random universe.
- Without interaction between branches, the multiverse theory would be a 'bad explanation' because it adds unnecessary complexity that remains hidden from observers.
- Quantum physics differs from a simple branching tree because the laws of motion allow separated histories to occasionally rejoin and become fungible again.
- The ability for histories to interfere or rejoin is the key mechanism that makes the multiverse a necessary and testable scientific explanation rather than a redundant fiction.
The upshot is that our laws of physics must also say that every object carries within it information about which instances of it could interact with which instances of other objects.
Interference and the Multiverse
- Interference occurs when differentiated histories rejoin, merging distinct outcomes like X and Y back into a single state.
- This phenomenon provides empirical evidence for the multiverse because the final outcome depends on the presence of all intermediate histories.
- Interference is distinct from communication, as it does not allow inhabitants of different histories to exchange chosen messages.
- Rejoining histories is only possible if the object remains unentangled and isolated from the rest of the world.
- Once a wave of differentiation entangles an object with its surroundings, interference becomes infeasible, a process known as decoherence.
This is rather like the doppelgängers merging with their originals in some phantom-zone stories, except that here we do not need to repeal the principle of the conservation of mass.
Quantum Interference and Multiverses
- Decoherence usually happens so rapidly that the splitting of histories predominates over the observation of interference.
- Quantum interference phenomena provide the primary evidence for the existence of the multiverse and its physical laws.
- The Mach–Zehnder interferometer demonstrates that a single photon can split into two histories and then rejoin into a deterministic outcome.
- In the real multiverse, elementary particles undergo splitting and rejoining processes constantly without the need for special apparatus.
- While histories do not communicate via message-sending, they affect each other through interference patterns.
- The number of distinct histories grows at a mind-boggling rate, though interference allows for some spontaneous rejoining.
When a photon strikes such a mirror, it bounces off in half the universes, and passes straight through in the other half.
The Fungibility of Particles
- Individual particles do not retain a persistent identity over time because their instances become fungible during interference.
- The concept of speed is redefined in the multiverse, as a single location may contain a collection of fungible instances moving at different velocities.
- The Heisenberg uncertainty principle is explained as the necessary diversity of attributes within any fungible collection of instances.
- Quantum motion resembles a spreading 'ink blot' where a particle's instances occupy a range of locations and speeds simultaneously.
- Entanglement information ensures that despite the multiversal spread, no two instances of the same particle contribute to the same history.
- Classical motion is merely an approximation that occurs when the center of a particle's multiversal 'ink blot' moves at a specific average speed.
Because these two groups of instances of the particle, initially at different positions, have gone through a moment of being fungible, there is no such thing as which of them has ended up at which final position.
Quantum Stability and Multiversal Electrons
- Classical physics fails to explain why electrons do not spiral into the nucleus, as accelerating charges should emit radiation and lose energy.
- The stability of the hydrogen atom is achieved when the electron's tendency to spread due to the uncertainty principle balances its attraction to the proton.
- The solar system model of the atom is inaccurate because electrons in their lowest-energy state do not orbit but exist as stationary, spread-out entities.
- The 'uncertainty principle' is a misnomer; it describes a physical fact of diversity in attributes rather than a psychological state of human ignorance.
- Electrons are irreducibly multiversal objects that possess multiple positions and speeds simultaneously without being divisible into separate sub-entities.
- The reality of matter is an electron field where disturbances spread as waves, leading to the historical misconception of wave-particle duality.
Furthermore, it turns out that, in the hydrogen atom, the electron in its lowest-energy state is not orbiting at all but, as I said, just sitting there like an ink blot – its uncertainty-principle tendency to spread exactly balanced by the electrostatic force.
The Emergence of Histories
- The multiverse is the fundamental reality, while universes and histories are merely approximate, emergent phenomena.
- Histories function like geological strata, acting as autonomous channels of information flow that preserve their own past.
- Autonomy within a history allows for the use of classical physics to predict future events based on past conditions.
- Unlike geological strata where atoms can be assigned to a layer, atoms in the multiverse are not partitioned into histories; only complex objects are.
- The suppression of interference through entanglement allows large, complex objects to maintain stable, autonomous histories.
- Coarse-grained histories consist of many microscopic histories that interact through interference while remaining distinct at a macro level.
Universes, histories, particles and their instances are not referred to by quantum theory at all – any more than are planets, and human beings and their lives and loves.
The Reality of Parallel Histories
- Coarse-grained histories in the multiverse function as nearly autonomous 'universes' that resemble the world of classical physics to their inhabitants.
- The uncertainty principle causes single particles to spread across space like an ink blot, eventually striking multiple locations across different histories.
- Microscopic events, such as a cosmic-ray particle striking a specific cell, can trigger macroscopic divergence, including the onset of cancer or the outcome of a war.
- While many alternative-history fictions are factual somewhere in the multiverse, events violating the fundamental laws of physics remain impossible.
- Apparent deviations in physical constants may occur in rare histories due to a sequence of unlikely accidents, though the underlying laws remain uniform.
- The discrete nature of quantum interactions ensures that even a single photon from a distant source can trigger a detectable change in a specific history.
That particle must be travelling in a range of slightly different directions, because the uncertainty principle implies that in the multiverse it must spread sideways like an ink blot as it travels.
Quantum Parallelism and Computation
- Quantum signals are inherently digital because the discrete 'kick' of a photon protects information from being swamped by noise.
- Quantum computers function by preventing information-carrying variables from becoming entangled with their surroundings.
- Quantum parallelism allows a computer to perform enormous numbers of computations simultaneously across multiple autonomous histories.
- A register of qubits can represent an exponentially large number of instances, reaching two to the power of the number of qubits.
- The final output of a quantum algorithm is achieved by an interference process that combines information from these vast histories into a single result.
- A quantum computer with just a few hundred qubits could perform more parallel computations than there are atoms in the visible universe.
In such computations, a quantum computer with only a few hundred qubits could perform far more computations in parallel than there are atoms in the visible universe.
Quantum Interference and Mirror Entanglement
- Interference in a Mach–Zehnder interferometer requires that photons do not become entangled with the mirrors they strike.
- Conservation of momentum suggests that a mirror should retain a record of a photon's impact, which would theoretically destroy interference.
- In reality, a mirror exists in a vast number of histories with varying vibrational energies, rather than a single classical state.
- The impact of a single photon typically shifts the mirror's energy state into one that already existed in other histories, masking the interaction.
- Only an infinitesimal fraction of universes—perhaps one in a trillion trillion—actually record the impact and suppress interference.
- Energy transfer in quantum systems is a continuous process rather than an instantaneous 'quantum jump'.
Forget anything that you may have read about ‘quantum jumps’: they are a myth.
Quantum Transitions and Multiverse Logic
- Quantum transitions between discrete states occur continuously by changing the proportion of fungible instances in each state.
- In quantum physics, a 'tiny effect' is defined as a shift in the ratio of discrete attributes rather than a small change in a single value.
- Time is theorized to be an entanglement phenomenon where equal clock readings are placed into the same history across the multiverse.
- The parallel-universes aspect of quantum theory is ironically the most classical-looking part of the theory despite being the most controversial.
- Fiction can explore the moral and existential implications of counterparts, such as whether happiness based on a lie in one history is 'true' happiness.
- The existence of unlikely cosmic coincidences, like dense star clusters, can be explained by the anthropic selection of specific histories within the multiverse.
It is as if a continuously variable amount of money changed ownership gradually from one discrete owner to another.
Multiverse Histories and Coincidence
- The existence of intelligent life in specific locations may be a result of pure astronomical coincidence rather than a detectable physical law.
- In a multiverse framework, any fiction that does not violate the laws of physics is considered a factual reality in some history.
- A 'history' is defined as an approximately autonomous sequence of events that can be explained without referencing other parts of the multiverse.
- Highly improbable events, like a kettle turning into a rabbit, represent histories that only become explicable by referencing the larger multiverse.
- The language of 'random events' is an approximation used to describe the continuity between a standard history and a divergent, low-probability split.
- Memories in extreme outlier histories can be misleading, as the causal chain leading to them may not have existed in a stable, autonomous form.
In some tiny sliver of it, the kettle transforms itself into a top hat, and the water into a rabbit which then hops away, and I get neither tea nor coffee but am very surprised.
Knowledge in the Multiverse
- Apparent miracles, such as walking through walls, are actually low-probability events that require the existence of many 'losing' instances of oneself in the multiverse to be explained.
- The concept of a single history breaks down during interference phenomena, where objects like resonant molecules exist in multiple structures simultaneously.
- Sentient beings are multiversal objects, and any single observation is merely a 'sliver' or perspective of a vast entity extending across many universes.
- Knowledge-creation is a unique process of error-correction that causes different versions of an entity to become more alike across the multiverse over time.
- Unlike physical effects that diminish with distance and diverge across histories, knowledge-driven processes maintain coherence and similarity across the multiverse.
What an observer sees as a married couple is actually just a sliver of a vast entity that includes many fungible instances of such a couple, together with other instances of them who are divorced, and others who have never married.
The Multiverse and Information Flow
- The physical world is defined as a multiverse where information flows in quasi-autonomous streams known as histories or universes.
- Universes are not fundamental entities but emergent features of the multiverse, governed by the laws of quantum physics rather than classical physics.
- Fungibility and entanglement are core structural elements that determine how different instances of objects interact across the multiverse.
- Apparent randomness in the world is actually a deterministic process where initially identical (fungible) instances of objects become distinct.
- The capacity to create explanations places any entity, human or otherwise, at the 'top rank of significance' within the cosmic scheme.
- Quantum computation represents a breakthrough where information flow is no longer confined to a single history.
But let us remember that, just as we are at the top rank of significance in the great scheme of things, anything else that could create explanations would be too.
The Reach of Quantum Theory
- The existence of multiple universes is not just a theoretical implication but a necessary explanation for phenomena like single-photon interference.
- Quantum computers demonstrate the multiverse by producing outputs that depend on intermediate results calculated across vast numbers of different histories.
- The physical consistency of the world requires a multiverse; for example, barriers absorbing photons in other histories must be supported by other instances of floors and planets.
- The historical development of quantum mechanics by Heisenberg and Schrödinger provided the mathematical framework for this multiplicity, though they did not initially interpret it as physical reality.
- The widespread rejection of the multiverse among physicists is attributed to 'bad philosophy' rather than a lack of experimental evidence or explanatory power.
Are you claiming to be made of something other than atoms?
The Rise of Instrumentalism
- Physicists discovered that adding a 'rule of thumb'—collapsing multiple histories into one—allowed quantum theories to make successful predictions.
- The physics community largely adopted instrumentalism, prioritizing predictive success over the pursuit of explanatory truth.
- This 'shut-up-and-calculate' approach ignored logical inconsistencies and the physical processes occurring between measurements.
- The author defines this shift as 'bad philosophy' because it actively prevented the growth of knowledge and the unification of theories.
- Niels Bohr's Copenhagen interpretation institutionalized this ambiguity by denying the objective existence of unobserved phenomena.
Instead of trying to improve and integrate those two powerful but slightly flawed explanatory theories, and to explain why the rule of thumb worked, most of the theoretical-physics community retreated rapidly and with remarkable docility into instrumentalism.
The Copenhagen Interpretation's Legacy
- The Copenhagen interpretation restricts the use of classical language to observed variables, effectively forbidding questions about unobserved physical realities.
- The concept of 'particle-wave duality' is criticized as an equivocation that masks the multiversal nature of reality with logical contradictions.
- Heisenberg and Bohr introduced anthropocentrism into physics by suggesting that human consciousness causes the transition from 'potential' to 'actual' states.
- The defense of quantum inconsistency as 'complementarity' allowed the theory to evade standard rational criticism, a hallmark of bad philosophy.
- This institutionalized vagueness and immunity from criticism provided a pseudo-scientific foundation for various mystical and occult doctrines.
- Despite the dominance of Copenhagen, dissenters like Einstein, Bohm, and Schrödinger sought realist alternatives, including early hints of the multiverse.
Inconsistency was defended as ‘complementarity’ or ‘duality’; parochialism was hailed as philosophical sophistication.
The Rise of Bad Philosophy
- Erwin Schrödinger and Hugh Everett faced professional isolation for suggesting that quantum equations might literally describe a multiverse.
- Good philosophy and science rely on imaginative, critical thought and the testing of conjectures rather than mere justification.
- The phrase 'Because I say so' exemplifies bad philosophy by prioritizing authority over substance and shielding ideas from criticism.
- While early empiricism helped liberate science from dogma, its literal interpretation led to the restrictive doctrine of positivism.
- Positivism attempted to purge scientific theories of any elements not directly derived from observation, despite the fact that no theory is truly 'derived' that way.
Here was an eminent physicist joking that he might be considered mad. Why? For claiming that his own equation – the very one for which he had won the Nobel prize – might be true.
The Failure of Positivism
- Positivism initially helped Einstein eliminate Newtonian assumptions but later hindered science by denying the reality of unobservable entities like spacetime and atoms.
- The dogmatic rejection of atomic theory by Ernst Mach and others contributed to the tragic despair and suicide of physicist Ludwig Boltzmann.
- Einstein eventually abandoned positivism for realism, a shift that likely enabled his discovery of the dynamic, unseen entity of spacetime in general relativity.
- Logical positivism collapsed under its own weight because its core tenet—that only verifiable statements have meaning—is itself unverifiable and thus self-defeating.
- The influence of Wittgenstein led to a period where philosophy was declared meaningless, causing the field to lose interest in the actual methodology of science.
- Twentieth-century philosophy largely embraced anti-realism, with influential figures like Thomas Kuhn refusing to view scientific theories as representations of objective reality.
I wonder: if Einstein had continued to take positivism seriously, could he ever have thought of the general theory of relativity, in which spacetime not only exists but is a dynamic, unseen entity bucking and twisting under the influence of massive objects?
The Retreat from Reality
- Postmodernism and related movements argue that all ideas are arbitrary 'narratives' rather than objective truths.
- These anti-realist philosophies view scientific knowledge as an arrogant cultural conceit or a mere consensus of elites.
- Postmodernism is self-shielding against criticism because it dismisses rational critique as just another subjective narrative.
- Unlike myths or arbitrary stories, good explanations are difficult to create because they must correspond to an uncompromising objective reality.
- A damaging legacy of empiricism is the false dichotomy between a theory's predictive 'rules of thumb' and its 'interpretation' of reality.
- In fields like palaeontology, we correctly treat theories as explanations of what actually existed, such as dinosaurs, rather than mere interpretations of data.
Creating a good explanation is hard not because of what anyone has decided, but because there is an objective reality that does not meet anyone’s prior expectations, including those of authorities.
The Failure of Instrumentalism
- Instrumentalism allows for an infinity of rival interpretations that are empirically indistinguishable but logically inferior to rational explanations.
- Denying the reality of dinosaurs by reducing them to mere sensations or observer-dependent phenomena constitutes a 'bad explanation' because it is a general-purpose tool for denial.
- The methodology of excluding explanation from science serves primarily to protect specific theories from being criticized or falsified.
- In psychology, behaviorism functions as a form of instrumentalism that prioritizes stimulus-response rules over understanding internal states.
- Studies attempting to quantify subjective states like happiness often fail to account for the infinite alternative explanations for their data, such as genetic coding for appearance rather than mood.
The sensations are real, but the dinosaurs were not. Or, if they were, we can never know of them.
The Limits of Explanationless Science
- Behavioral studies cannot determine if happiness is inborn because they lack an explanatory theory linking objective physical attributes to subjective experience.
- Scientific measurement relies on chains of proxies, but without a theory to criticize each link, researchers risk fooling themselves with systematic errors.
- Political surveys and clinical drug trials are valid uses of proxies because they test specific, observable outcomes like voting behavior or verbal reports.
- The concept of 'heritability' in statistical studies is often non-explanatory, as it measures correlation without identifying the underlying causal mechanisms.
- Labeling a proxy as the thing itself—such as calling a checkbox response 'happiness'—is a common but unscientific shortcut in explanation-free research.
According to it, whether one was a slave or not was once a highly ‘heritable’ trait in America: it ran in families.
The Fallacy of Genetic Determinism
- Scientific studies often use technical terms like 'heritable' that the public and press mistakenly conflate with 'genetically determined'.
- Misinterpreting statistical correlations as fixed biological limits can lead to 'bad philosophy' that prematurely rejects explanatory theories of the mind.
- The principle of optimism suggests happiness comes from problem-solving, yet deterministic interpretations falsely claim 50% of happiness is beyond human control.
- Genetic effects on behavior are often mediated by knowledge and culture, meaning they can be altered by new ideas rather than just genetic engineering.
- Strict adherence to scientific methodology cannot prevent 'bad science' if the underlying philosophical framework stifles the growth of knowledge.
The headline will say, ‘New Study Shows Happiness 50% Genetically Determined’ – without quotation marks around the technical terms.
The Failure of Explanationless Science
- Theories that lack explanatory power often default to pessimism because they cannot account for the unpredictable effects of future knowledge-creation.
- Behavioristic psychology dehumanizes the human condition by treating the creative mind as a non-causative, mechanical automaton.
- Scientific studies on animal suffering often fail because they measure physical markers without an explanatory theory of subjective experience or qualia.
- Governments and organizations frequently use 'explanationless science' to bypass difficult philosophical and ethical debates.
- Without an underlying explanation, data collection can amplify errors and lead to contradictory conclusions from the same physical evidence.
- True progress in understanding consciousness and ethics requires explanatory knowledge rather than just the accumulation of measurable quantities.
For refusing to theorize about the mind as a causative agent is the equivalent of regarding it as a non-creative automaton.
The Necessity of Explanatory Theory
- Accurate data collection requires a sophisticated explanatory theory to define variables, such as what constitutes a 'visitor' to a museum.
- Comparing incoming and outgoing counts serves as a scientific check for accuracy, but only if one assumes a theory where visitors are not created or destroyed inside.
- Explanationless science often relies on unstated and uncriticized assumptions, leading to flawed interpretations of data anomalies.
- Without a robust theory, errors in measurement can be mislabeled as revolutionary phenomena like 'spontaneous human destruction' or 'teleportation'.
- Scientific reports that lack accuracy estimates or fail to account for mundane errors are essentially meaningless, regardless of the data's precision.
- Sensationalist claims can be technically 'true' by using idiosyncratic definitions that mask simple experimental incompetence.
The less competent your counting and tabulating are, the more often you will find those ‘inconsistencies with conventional physics’.
The Perils of Explanationless Science
- Scientific experiments are defined by their explanatory content rather than just their observational data or predictive accuracy.
- Without explanatory theories to detect and correct errors, false but 'exciting' results will inevitably drown out true ones.
- The rejection of explanation leads to an instability where scientists can be easily fooled by conjuring tricks or paranormal claims.
- Bad philosophy, such as positivism, protects itself from logical refutation by remaining immune to traditional argument.
- Progress is the only effective counter to bad philosophy because it makes denial of reality increasingly difficult to sustain.
- Bad philosophy is defined as any philosophy that denies the possibility or desirability of the growth of knowledge.
As a matter of logic, it would still be open to him to say, ‘I’m not seeing atoms, I’m only seeing a video monitor.’
Bad Philosophy and Apportionment
- The author argues that while the Enlightenment improved philosophy, it also birthed 'bad philosophy' like logical positivism which separates scientific prediction from explanation.
- Bad philosophy in science, particularly the 'shut-up-and-calculate' approach to quantum theory, has been used to immunize theories against criticism.
- The first US presidential veto by George Washington concerned the apportionment problem: how to fairly distribute House seats based on state populations.
- The US Constitution requires seats to be proportional to population, but fractional 'quotas' necessitate a rounding rule that remains controversial.
- An apportionment rule is considered fair if it 'stays within the quota,' meaning it assigns a state a number of seats within one of its exact fractional value.
- Common-sense solutions to rounding, such as rounding to the nearest whole number, surprisingly fail to stay within the quota when applied to a full legislature.
In quantum theory, bad philosophy manifested itself mainly as the Copenhagen interpretation and its many variants, and as the ‘shut-up-and-calculate’ interpretation.
The Paradox of Apportionment
- Rounding exact population quotas to whole numbers frequently results in a total seat count that differs from the intended legislative size.
- Simple rounding rules can lead to significant under-representation of large states, violating the principle of proportional fairness.
- Reallocation schemes designed to fix rounding errors often introduce 'apportionment paradoxes' that result in irrational or unfair outcomes.
- A strategy to minimize total deviation from quotas can lead to the complete disenfranchisement of small populations, violating the 'no taxation without representation' principle.
- The conflict between proportional allocation and the guarantee of representation for all citizens creates a fundamental mathematical and political tension.
- The Founding Fathers struggled to reconcile the desire for a bias-free system with the necessity of ensuring every citizen has a voice in government.
It is true that 5 per cent now have no representatives – so they will not be able to vote in congressional elections at all – but that still leaves them within the quota, and indeed only slightly further from their exact quota than they were.
The Paradox of Representation
- The US Constitution prioritizes the principle that every state must have at least one representative, even if it conflicts with strict proportionality.
- By counting non-voters like slaves and immigrants in the census, the Constitution inadvertently gave voters in those states disproportionate political power.
- The 'three-fifths' compromise was an attempt to mitigate the unfair political clout granted to slave-owning states, yet it remained a fundamental injustice.
- Early American leaders like Jefferson and Hamilton clashed over apportionment rules, revealing how mathematical formulas can favor different political interests.
- President Washington's first-ever veto was used to block a reallocation scheme, likely protecting the interests of his own populous home state.
- Despite repeated attempts to find a perfect mathematical rule for apportionment, every system has faced accusations of bias or logical inconsistency.
In this way the Constitution attempted to treat the population equally by treating voters unequally.
The Apportionment Paradoxes
- The population paradox allows a state with a growing population to lose seats to a state with a shrinking population.
- The Alabama paradox occurs when increasing the total number of seats in the House causes a specific state to lose a seat.
- While these paradoxes are statistically random and impartial in the long run, they undermine the immediate purpose of representative government.
- Small shifts in seat allocation are politically critical because many legislative votes and factional deals are decided by a single representative.
- Attempts to fix one paradox often introduce another, leading to a cycle of failed compromises and potentially unconstitutional legislation.
- The complexity of the issue is so great that even the National Academy of Sciences has provided conflicting recommendations over time.
Yet the paradoxes as a whole have the infuriating property that, no matter how firmly they are kicked out of the front door, they instantly come in again at the back.
The Paradox of Apportionment
- The recurring disputes over congressional apportionment suggest the problem is rooted in political philosophy rather than mathematical error.
- The 'Alabama paradox' and other arithmetic quirks, such as Colorado losing a seat when the total house size increases, undermine the perceived fairness of fixed rules.
- Attempting to solve disputes by averaging different apportionment rules or using majority voting among rules fails because the resulting hybrid lacks the logical integrity of its components.
- The author draws a parallel between political democracy and scientific inquiry, noting that while majority rule is disastrous for determining scientific truth, it serves a specific function in governance.
- Frustrated politicians have historically denounced mathematics as a 'divine science' gone wrong when its logical outcomes conflicted with their regional interests.
‘God help the State of Maine when mathematics reach for her and undertake to strike her down.’
The Paradox of Social Choice
- Mathematics cannot determine the 'right' criterion for fairness or impartiality, as different rules inherently favor different outcomes.
- Balinski and Young’s Theorem proves that no apportionment rule can simultaneously maintain proportionality and avoid the population paradox.
- The historical failure to find a perfect apportionment system is a mathematical necessity rather than a lack of political effort.
- Post-WWII Western planning sought to align society-wide decisions with individual preferences, raising the question of what constitutes 'the will of the people.'
- Social-choice theory emerged as a critical branch of game theory to address how collective institutions should rationally make decisions.
- The quest for a perfect democratic decision-making system faces 'no-go' theorems similar to those found in hard sciences like physics.
Every apportionment rule that stays within the quota suffers from the population paradox.
The Paradox of Social Choice
- Social-choice theory attempts to mathematically distill 'the will of the people' into coherent legislative and voting systems.
- Mathematical 'no-go' theorems, such as those by Balinski and Young, consistently prove that the assumptions behind these systems are often incoherent or inconsistent.
- Increasing the size of a legislature to minimize rounding errors fails because the same social-choice paradoxes simply reappear within internal factions and parties.
- Kenneth Arrow’s 1951 theorem suggests that no voting system can perfectly satisfy a set of seemingly basic, reasonable axioms for representative government.
- Arrow's axioms include the 'no-dictator' rule and the requirement that a group's preference should not flip if members change their minds in favor of that preference.
Arrow’s theorem appears to deny the very existence of social choice – and to strike at the principle of representative government, and apportionment, and democracy itself, and a lot more besides.
The Paradox of Collective Will
- Arrow's Theorem proves that five basic, rational axioms for group decision-making are logically inconsistent with one another.
- The theorem implies that any system attempting to define 'the will of the people' must be inherently irrational, arbitrary, or dictatorial.
- Attempts to resolve these paradoxes by measuring the intensity of preferences fail because such metrics are subjective and impossible to standardize.
- Decision-making systems often incentivize participants to lie about their preferences to gain a strategic advantage.
- Relying on civic responsibility to prevent lying inadvertently gives more power to those who lack it and are willing to manipulate the system.
- The fundamental conclusion is that 'society' cannot be viewed as a single decision-maker with self-consistent preferences.
So there is no such thing as ‘the will of the people’. There is no way to regard ‘society’ as a decision-maker with self-consistent preferences.
The Paradoxes of Proportional Representation
- Electoral systems are more complex than apportionment because they are designed to reflect the outcome of public persuasion and criticism.
- Proportional representation systems are mathematically prone to paradoxes where a majority-preferred party can receive fewer seats than its rival.
- A major flaw of proportional systems is the 'kingmaker' effect, where the third-largest party wields disproportionate power over government formation.
- In Germany, the FDP maintained near-constant control of the Foreign Ministry for decades despite receiving a small fraction of the total vote.
- These systems often make it harder for voters to remove specific policies or parties from power, as coalitions are formed through post-election deals.
- The logic of collective decision-making and Arrow's theorem can also be applied to the internal process of an individual choosing between competing explanations.
This disproportionate power that proportional representation gives the third-largest party is an embarrassing feature of a system whose whole raison d’être, and supposed moral justification, is to allocate political influence proportionately.
The Fallacy of Weighing Evidence
- The traditional 'weighing' metaphor for decision-making suggests that evidence acts as weights on a scale to justify a choice.
- Applying Arrow’s theorem to internal cognition implies that if we treat individual pieces of evidence as voters, rational decision-making is mathematically impossible.
- The conventional model fails because it views decision-making as a selection from fixed options rather than a creative problem-solving process.
- Rationality consists of creating new explanations and refuting old ones through conjecture and criticism rather than simple apportionment.
- Good explanations are 'hard to vary,' meaning they cannot be easily averaged or mixed with rival theories without losing their explanatory power.
- The goal of creative thought is not to balance countless nearly equal options but to struggle to find even one explanation that survives criticism.
They have been not outweighed, but out-argued, refuted and abandoned.
The Creativity of Decision-Making
- Good explanations are discrete and require creative acts to bridge the gaps between them.
- Real-world decision-making begins with a creative phase to define priorities before moving to mechanical calculations.
- Social-choice theory fails because it assumes preferences are fixed and known rather than created through thought.
- The 'dictator' in Arrow's theorem is a technical term for individual agency, such as a voter's control over their own ballot.
- Rational decision-making actually depends on the 'dictatorships' of individual consent and freedom of thought.
In reality, the voter is choosing between explanations, not checkboxes.
Logic, Progress, and Democracy
- The common regret over mathematical no-go theorems in social choice theory stems from a fundamental confusion between justice and logical contradictions.
- Adhering to logically impossible values forces a rejection of optimism and prevents the acquisition of knowledge necessary for progress.
- Political systems should be judged by Popper's criterion: the ability to remove bad policies and rulers without violence, rather than 'who should rule.'
- The traditional focus on finding the 'will of the people' through apportionment or voting rules is a misguided search for a non-existent oracle.
- The essence of democracy is the creation and testing of new ideas between elections, not just the final choice made at the ballot box.
- Voters should be viewed as fallible truth-seekers attempting to improve the world through explanation rather than sources of empirical wisdom.
If your conception of rationality conflicts with a mathematical theorem (or, in this case, with many theorems) then your conception of rationality is irrational.
The Rationality of Elections
- Progress is achieved through the creation of new ideas rather than the redistribution of existing resources or the synthesis of static preferences.
- Elections function as scientific experiments where voters choose which policies to test and, more importantly, which failed explanations to abandon.
- Social-choice theories like Arrow’s theorem fail because they treat preferences as fixed, ignoring the human capacity for persuasion and creative problem-solving.
- The value of inclusivity in a democracy is not to ensure everyone's ideas are implemented, but to prevent the entrenchment of policies by allowing for universal criticism.
- Compromise policies are often detrimental because they represent ideas no one actually believes in, making it impossible to learn from their failure.
- Plurality voting systems, while less proportional, may be more effective at allowing for the clear rejection of failed experiments compared to coalition-heavy systems.
If a policy is no one’s idea of what will work, then why should it work?
Plurality Versus Proportional Representation
- Plurality voting is superior under Popper’s criterion because it is more effective at removing bad governments and policies.
- In plurality systems, the winning party takes sole charge, ensuring they are fully accountable for their choices without the ability to blame coalition partners.
- Proportional representation often results in coalitions where losing parties remain in power, shielding politicians from the consequences of public opinion.
- Plurality systems incentivize parties to seek better explanations and broader appeal to avoid being relegated to total powerlessness.
- Proportional systems can give disproportionate power to small factions, leading to a proliferation of minor parties and political instability.
- Small shifts in public opinion are more likely to result in a complete change of government under plurality voting than under proportional systems.
The all-or-nothing nature of the constituency elections, and the consequent low representation of small parties, makes the overall outcome sensitive to small changes in opinion.
The Virtues of Plurality Voting
- Proportional representation can fail its own fairness criteria, sometimes awarding a majority of seats to parties that lost the popular vote due to threshold effects.
- Plurality systems possess error-correcting attributes that tend to undo disproportionate outcomes quickly in subsequent election cycles.
- The plurality system ensures that small shifts in public opinion result in significant changes in government, maintaining high sensitivity to voter will.
- Proportional systems often lead to compromise platforms that no one voted for, as third-party kingmakers decide which major party takes power.
- While plurality voting is not a universal fix for all cultures, it is superior for Enlightenment-based polities where the creation of knowledge and the removal of bad governments are paramount.
- The United States Senate provides an alternative model of representation based on the sovereignty of states rather than population size.
What is the point of giving the party with the most votes the most seats, if the party with the third-largest number of seats can then put the second-largest party in power regardless – there to enact a compromise platform that absolutely no one voted for?
Convergence on Objective Truth
- Discrepancies in legislative proportionality are often overshadowed by the fact that different branches of government usually align under the same party control.
- The plurality voting system functions as a problem-solving mechanism that shifts voter preferences through persuasion and shared knowledge.
- Political convergence mirrors scientific progress, where initial disputes eventually resolve into near-unanimous agreement as objective truths are uncovered.
- Historical shifts in morality, such as the abolition of slavery and women's suffrage, demonstrate that society can reach a broad consensus that transcends previous paradoxes.
- The primary value of a political system is its ability to facilitate the elimination of errors rather than the precise mathematical fairness of its representation.
- While societies debate minor technicalities like apportionment, the most significant progress occurs through momentous, eventually uncontroversial, moral improvements.
They converge with each other on any given issue because they are all converging on the objective truth.
Creativity and Objective Truth
- Democratic systems should aim for future unanimity by incentivizing the abandonment of bad ideas in favor of better conjectures.
- The growth of knowledge does not reduce controversy; rather, human progress relies on advancing from one misconception to a slightly better one.
- Decision-making is fundamentally about the creation of new options rather than merely weighing existing, fixed choices.
- Popper’s criterion suggests that the best political institutions are those that facilitate the non-violent removal of bad rulers and policies.
- The aesthetic beauty of music and the validity of scientific theories both share the attribute of being 'hard to vary' while performing their function.
Human life can improve without limit as we advance from misconception to ever better misconception.
The Objectivity of Beauty
- The prevailing cultural view suggests that artistic standards are purely subjective, based on individual whim or biological accidents.
- The author argues that dismissing objective beauty is a relic of empiricism, which wrongly asserts that philosophical knowledge cannot exist.
- Aesthetic truths may be linked to physical facts through explanations, similar to how moral truths are connected to reality.
- While art often relies on parochial human senses, it may represent a first approximation of something universal that could be shared by extraterrestrials.
- Scientific discovery often depends on 'elegance,' a specific form of beauty found in deep explanations.
- The relationship between beauty and truth is complex, as evidenced by the 'tragedy' of beautiful hypotheses being slain by ugly facts.
The poet John Keats’ assertion (which I think was ironic) that ‘Beauty is truth, truth beauty’ is refuted by what the evolutionist Thomas Huxley called ‘the great tragedy of Science – the slaying of a beautiful hypothesis by an ugly fact’.
The Objectivity of Beauty
- Elegance serves as a powerful heuristic in science, where slain hypotheses are frequently replaced by even more beautiful ones.
- The creative processes of scientists and artists are remarkably similar, often involving a cycle of agonizing effort, failure, and refinement.
- The existence of 'prodigies' like Mozart or Ramanujan suggests that the trial-and-error process of knowledge creation can occur invisibly within the brain.
- Cultural relativism fails to explain why artists feel they are improving a tradition rather than merely changing it to suit arbitrary whims.
- Aesthetic value is not merely a product of genetic predisposition or cultural fashion, as evidenced by the universal pursuit of objective standards.
- Beauty in art is found primarily in form and composition rather than the literal information or content being depicted.
And when a ‘beautiful hypothesis’ is slain, it is more often than not replaced, as the spontaneous-generation theory was, by a more beautiful one.
The Objectivity of Beauty
- Beauty serves an instrumental purpose through attraction, compelling people to travel, dwell on works, or return to them repeatedly.
- The author distinguishes between mechanical attraction, such as gravity or traffic lights, and the creative attraction found in aesthetic appreciation.
- If beauty is merely a subjective brain state governed by physics, then scientific and mathematical truths would also lose their objective status.
- Artistic creation is compared to scientific discovery as a form of knowledge-creation that adds something irreducibly new to the world.
- Unlike biological tastes or repetitive animal behaviors, true art is unpredictable and avoids the mechanical nature of simple chemical responses.
But if beauty is objective, then a new work of art, like a newly discovered law of nature or mathematical theorem, adds something irreducibly new to the world.
The Universality of Objective Beauty
- Humans are universal explainers who can override genetic predispositions, such as turning an inborn fear of heights into the aesthetic thrill of skydiving.
- The ability to reinterpret biological aversions into attractive experiences suggests that human attraction is not purely inborn or hardwired.
- While beauty can be influenced by culture and genes, the author suggests it may have an objective component similar to scientific truth.
- Flowers and insects co-evolved a signaling system based on nectar and pollen, creating specific criteria for attractiveness within those species.
- It is a remarkable and unexplained fact that humans find flowers beautiful despite the flowers having evolved specifically to signal to insects.
- Unlike the 'hideous' appearances of many animals that evolved for intra-species mating, flowers possess a cross-species aesthetic appeal that hints at universal standards.
To a skydiver, the vista from which we were born to recoil is beautiful.
The Evolution of Objective Beauty
- Human appreciation for the beauty of flowers is a rare cross-species anomaly that suggests beauty may be objective rather than purely cultural.
- The co-evolution between flowers and insects required a complex, hard-to-forge signaling system to ensure efficient pollination and prevent 'cheating' by other plants.
- Unlike mate selection within a single species, cross-species signaling cannot rely on shared genetic knowledge or pre-existing species-specific recognition.
- To bridge the gap between vastly different species, flowers evolved to utilize universal, objective standards of beauty that are recognizable by diverse pattern-matching algorithms.
- This theory implies that 'prettiness' is a functional adaptation rather than an accidental side effect of plant biology.
- While tastes like the sweetness of honey are based on shared biochemical heritage, the visual beauty of flowers represents a convergence on objective aesthetic truths.
So flowers have to create objective beauty, and insects have to recognize objective beauty.
The Objective Nature of Beauty
- The author argues that human attraction to flowers cannot be reduced to simple traits like symmetry, color, or contrast, as many unattractive things share these features.
- Unlike sunsets or waterfalls, flowers possess an 'appearance of design' where even minor changes to their structure would diminish their aesthetic appeal.
- The text suggests that beauty is not merely a subjective preference but exists in two forms: parochial (species-specific) and universal (objective).
- Universal beauty is described as a form of knowledge with 'universal reach' that bridges the gap between different biological systems, such as insects and humans.
- The existence of flowers suggests a shared aesthetic language that allows a genome's solution for pollination to be recognized as art by a human mind.
Flowers are like that: they have the appearance of having been evolved for a purpose which we call ‘beauty’, which we can (imperfectly) recognize, but whose nature is poorly understood.
The Evolution of Objective Beauty
- Human communication across individual minds is as difficult as communication between different biological species due to our unique creative individuality.
- To bridge the gap between subjective minds, humans must reach for objective beauty and universal truths rather than just genetic or parochial signals.
- Human physical appearance may be evolving toward objective beauty through sexual selection, diverging from the aesthetic standards of our ape ancestors.
- Artistic creation is divided into 'applied' beauty for practical signaling and 'pure' beauty created for its own sake.
- The pursuit of pure art is fundamentally identical to pure science, as both seek universal, objective truths through the creation of good explanations.
- While scientific explanations are explicit, the explanations for beauty in art and music are often inexplicit and difficult to translate into words.
Signalling across the gap between two humans is analogous to signalling across the gap between two entire species.
The Objectivity of Art
- Art and science both develop specialized languages to express truths that ordinary language cannot efficiently capture.
- Objective beauty exists independently of subjective preference, much like mathematical truth or physical laws.
- Progress in art is only possible in the objective direction, as subjective or parochial pursuits are inherently finite.
- The theory of art as self-expression is flawed because it focuses on conveying existing subjective states rather than creating new objective knowledge.
- True artistic progress requires a process of error correction and difficulty, which spontaneous or mechanical acts lack.
- Future advancements may allow for the design of new senses and qualia, enabling the appreciation of currently inconceivable forms of beauty.
I guess that we shall also be able to design new senses, and design new qualia, that can encompass beauty of new kinds literally inconceivable to us now.
Objective Aesthetics and Cultural Evolution
- Aesthetics contains objective truths, and the belief that beauty is purely subjective is a flawed relic of empiricism.
- The universal appeal of flowers suggests that beauty functions as an objective, hard-to-forge signal that transcends species.
- Cultures are defined by 'memes,' which are sets of ideas—both explicit and inexplicit—that act as replicators in human minds.
- Inexplicit knowledge, such as physical skills or philosophical concepts, is difficult to communicate accurately and often leads to cultural schisms.
- Cultural ideas are rarely identical between individuals; instead, they exist as a collection of variants that produce similar characteristic behaviors.
The fact that flowers reliably seem beautiful to humans when their designs evolved for an apparently unrelated purpose is evidence that beauty is objective.
The Evolution of Memes
- Most ideas are short-lived and fail to be replicated, whereas long-lived cultures are built upon exceptional memes that resist change over many generations.
- The survival of a meme depends on its ease of replication and the eagerness of its holders to enact or communicate it.
- Historical attempts to apply evolutionary theory to culture, such as Marxism and Nazism, were based on fundamental misunderstandings of biological processes.
- Biological evolution is primarily a competition between gene variants within a species, not a struggle between classes or species, and can produce cooperation as easily as conflict.
- Analogies between the biosphere and culture often lead to reductionist fallacies that ignore essential human distinctions like creativity, choice, and morality.
- A central question for cultural study is determining the conditions under which long-lived memes can change for the better rather than remaining static.
The biosphere is a grim place. It is rife with plunder, deceit, conquest, enslavement, starvation and extermination.
The Evolution of Memes
- Biological and cultural evolution share the same underlying theory of replicators but differ vastly in their mechanisms and outcomes.
- The analogy between genes and memes is often misused to debunk human agency, yet the two are only similar at the level of knowledge preservation.
- Jokes serve as a primary example of memes that can evolve through repeated cycles of imperfect copying and selection without a single original author.
- Cultural evolution can occur through accidental variation or through the collective, intentional creativity of many co-authors over time.
- Human creativity itself is an internal evolutionary process within the brain, functioning through a cycle of conjecture and criticism.
If a joke has evolved in that way from a non-joke, it truly has no author.
The Reality of Memes
- Memes are real entities that exist regardless of classification disputes or the lack of a known physical storage mechanism in the brain.
- The identity of a meme is preserved through transmission even when translated or adapted into different languages and behaviors.
- Memeplexes are groups of ideas that function as a single unit, similar to how genes work together to form complex biological adaptations.
- Ideas cannot be infinitely subdivided because a meme must retain enough complexity to ensure its own reliable replication.
- Human behavior is often driven by inexplicit rules or memes, such as grammar or humor, whose underlying logic remains unknown to the person enacting them.
We are in the counter-intuitive (but common) position of having been mistaken about the reason for our own behaviour.
The Dual Life of Memes
- Memes, like genes, contain implicit knowledge that causes their own replication through variation and selection.
- Unlike genes, which are copied automatically in a single physical form (DNA), memes must alternate between two forms: memory in a brain and physical behavior.
- A meme is only replicated if it is enacted; if it is not expressed as behavior, it cannot be observed or copied by another mind.
- The replication of memes requires surviving two distinct selection mechanisms: the memory must trigger the behavior, and the behavior must trigger a new memory.
- The transmission of memes is often independent of the holder's conscious intent or their explanations for their own behavior.
A meme cannot be downloaded like a computer program. If it is not enacted, it will not be copied.
The Evolution of Selfish Memes
- Most attempts to start new religions or traditions fail because ideas rarely contain the necessary knowledge to ensure faithful replication across generations.
- The theory that children are simply gullible is insufficient to explain long-lived religions, as evidenced by the widespread failure to successfully transmit proficiency in subjects like algebra.
- To survive, a meme must contain sophisticated knowledge that compels a host to both assimilate the idea faithfully and actively enact it.
- Memes are 'selfish' replicators that evolve to maximize their own spread, regardless of whether they benefit or harm the individual host or the broader society.
- Unlike genes, memes must constantly compete for attention and expression against a host's existing ideas and other external behaviors.
- Successful memes can be destructive, leading to the collapse of societies or the death of individuals who adopt irrational or dangerous ideologies.
If establishing a faithfully replicating meme were that easy, the whole adult population in our society would be proficient at algebra, thanks to the efforts made to teach it to them when they were children.
The Evolution of Memes
- The human brain acts as an arena for intense variation and selection, allowing memes to evolve through thousands of cycles of imagination before being enacted.
- Meme evolution is significantly faster than genetic evolution because it occurs within a single lifetime and can be transmitted horizontally across a population.
- A substantial proportion of all evolution on Earth has actually occurred within human brains, making biological history merely a preface to the story of memes.
- The inherent unreliability of meme replication, caused by the need for recipients to guess at inexplicit content, makes the faithful transmission of ideas a difficult feat.
- Most human history has been characterized by 'static societies' where memes changed so slowly that life appeared constant across generations.
- Long-lived memes must survive a gauntlet of human criticism and intentional improvement to persist over time.
The whole of biological evolution was but a preface to the main story of evolution, the evolution of memes.
The Suppression of Creativity
- Even in primitive societies, individuals naturally generate original ideas to alleviate suffering and improve daily life.
- A single beneficial idea can act as a revolutionary force, potentially transforming a society exponentially over a few generations.
- Static societies remain unchanged not by accident, but through active mechanisms that prevent the evolution of memes.
- While taboos and laws suppress the spread of new ideas, they are insufficient on their own to maintain a total status quo.
- The primary method for maintaining a static society is the systematic disabling of human creativity and critical faculties during childhood.
- By instilling values that favor conformity over distinctiveness, these societies ensure that transformative ideas are never even conceived.
The primary method is always – and can only be – to disable the source of new ideas, namely human creativity.
The Evolution of Static Memes
- Static societies are maintained by constitutive memes that define the identity and self-worth of their members through obedience and devotion.
- Memes evolve through a process of selection where variants that are more efficient at suppressing rival ideas become prevalent.
- Long-lived memes accumulate implicit knowledge of the human condition to exploit psychological weaknesses and ensure faithful replication.
- While static societies appear unchanging to humans, they undergo slow meme evolution that is still faster than biological evolution.
- Memes do not evolve for the benefit of the group or individual, but use humans as tools for their own propagation, occasionally conferring sub-optimal benefits.
- The 'knowledge' within a meme is not sentient but is a result of millions of failed variants that lacked the ruthless efficiency to survive.
Just as genes for the eye implicitly ‘know’ the laws of optics, so the long-lived memes of a static society implicitly possess knowledge of the human condition, and use it mercilessly to evade the defences and exploit the weaknesses of the human minds that they enslave.
The Evolution of Static Societies
- Memes act like viruses that control specific parts of human thinking to ensure their own replication.
- Evolutionary pressure forces memes to minimize general damage to the host while entrenching a narrow, deep compulsion.
- Static societies emerge when all significant behaviors and thoughts are subordinated to the faithful replication of memes.
- In these societies, the human spirit of creativity is systematically extinguished to prevent any innovation or change.
- The lack of critical faculties in static societies makes populations vulnerable to harmful, irrational ideas during crises.
- Long-lived religions often use specific fears to prevent deviation while maintaining the host's general functionality for survival.
The spirit of creativity with which we are all born is systematically extinguished in them before it can ever create anything new.
The Nature of Static Societies
- Static societies maintain stability by suppressing creative variation and individual preferences, which are the primary drivers of meme evolution.
- In a static society, any new idea is statistically likely to be harmful because the culture lacks the mechanisms to filter and improve knowledge safely.
- The survival of a static society necessitates oppression and the sacrifice of individual welfare to prevent any deviation from established norms.
- Historical 'primitive' societies were inherently static; had they allowed the growth of knowledge, they would have either modernized or collapsed.
- The suppression of creativity in static societies is 'unnatural' and catastrophically harmful to individuals, as it prevents the fulfillment of the human need to create knowledge.
- Western civilization is unique in history as the only long-lived dynamic society capable of sustained, peaceful, and rapid improvement.
It can perpetuate itself only by suppressing its members’ self-expression and breaking their spirits, and its memes are exquisitely adapted to doing this.
The Rise of Rational Memes
- Static societies preserve memes by eliminating individual choice and suppressing change, ensuring ideas are never critically evaluated.
- In dynamic environments, memes must survive unpredictable selection criteria as individuals choose ideas based on diverse, changing needs.
- The most resilient memes in a changing society are those that embody 'truth with reach'—ideas that remain useful across different contexts and objectives.
- Unlike static memes, these 'rational memes' rely on active criticism and rational thought to outperform rivals and maintain their integrity.
- A rational meme's survival is tied to its objective value, whether it is factually true, morally right, or aesthetically beautiful.
The best way to seem useful to diverse people under diverse, unpredictable circumstances is to be useful.
Rational and Anti-Rational Memes
- Memes are categorized into rational and anti-rational types based on their distinct replication strategies and evolutionary paths.
- Rational memes survive by being perceived as beneficial and true, evolving toward deep truths and optimism through a tradition of criticism.
- Anti-rational memes propagate by disabling the host's critical faculties, often exploiting psychological vulnerabilities and unpleasant emotions like fear.
- The non-existence of a meme's subject, such as a hobgoblin, can actually aid anti-rational replication by making the threat unconstrained and harder to combat.
- Rational memes thrive in dynamic societies that value problem-solving, while anti-rational memes are the natural inhabitants of static societies.
- The transition from a static to a dynamic society in the West was likely catalyzed by the scientific philosophies of Galileo and Newton.
On the contrary, the non-existence of the hobgoblin helps to make the meme a better replicator, because the story is then unconstrained by the mundane attributes of any genuine menace, which are always finite and to some degree combatable.
The Persistence of Anti-Rational Memes
- Newtonian science established a high-fidelity rational meme that made the philosophical implications of reason impossible to ignore.
- The rapid progress initiated by the Enlightenment created a choice for societies: embrace the 'beginning of infinity' or face destruction.
- Modern Western culture remains incomplete, with many areas still dominated by memes that suppress critical faculties and ignore individual preference.
- Gender stereotypes function as ancient memes that disable critical thought by inducing feelings of unease or embarrassment when challenged.
- Unlike ancestors who valued obedience, modern individuals find it difficult to accept that they are still largely governed by ritualistic, anti-rational memes.
- The transmission of these memes often relies on the 'Because I say so' justification, which is a rare instance of a meme's explicit content being literally true.
If their thoughts ever wander in the forbidden directions, they feel uneasiness and embarrassment, and the same sort of fear and loss of centredness as religious people have felt since time immemorial at the thought of betraying their gods.
The Transitional Era of Memes
- Modern individuals often hold a rational self-image while remaining governed by narrow social conventions and anti-rational memes.
- The transition from a static to a dynamic society is necessarily gradual because it requires the creation of vast amounts of new knowledge.
- Rational and anti-rational memes are fundamentally incompatible, as one requires critical thinking while the other depends on its suppression.
- Some anti-rational memes, like constitutional monarchies, can evolve toward rationality and serve a positive role in democratic systems.
- Anti-rational subcultures like bigotry persist by selectively suppressing criticism, even when such beliefs harm the individuals holding them.
- Modern education remains a hybrid system that explicitly values critical thinking while implicitly relying on rote learning and psychological pressure.
Consider how you would be judged by other people if you went shopping in pyjamas, or painted your home with blue and brown stripes.
Memes and Creative Progress
- Standardized education often leads to an instrumental acquisition of knowledge that fails to replicate the critical memes of science and reason.
- The lack of a discriminating approach to learning allows individuals to simultaneously utilize advanced technology and believe in supernatural energy.
- Existing meme theories often fail to distinguish between rational and anti-rational modes of replication, leading to a misunderstanding of human progress.
- While biological evolution lacks objective 'better' or 'worse' outcomes, human creativity in a dynamic society drives genuine progress toward better ideas.
- The 'heroic inventor' is a valid concept in dynamic societies where significant adaptations occur within individual minds rather than through blind meme evolution.
- Human fallibility and the influence of autonomous memes can be overcome through the process of conjecture, criticism, and the search for good explanations.
And so we live in a society in which people can spend their days conscientiously using laser technology to count cells in blood samples, and their evenings sitting cross-legged and chanting to draw supernatural energy out of the Earth.
Detecting Anti-Rational Memes
- Memes can be detected indirectly by observing complex behaviors that persist even when they thwart personal goals or lack justification.
- The presence of deference to authority and the suppression of criticism are key indicators of anti-rational meme evolution.
- A dynamic society must actively examine laws and customs to ensure they do not foster conditions for static-society thinking.
- The Enlightenment represents a shift where explanatory knowledge becomes the primary driver of physical events and progress.
- Humanity is transitioning from passive recipients of innovation to active agents of progress in a rational universe.
Anything that says ‘Because I say so’ or ‘It never did me any harm,’ anything that says ‘Let us suppress criticism of our idea because it is true,’ suggests static-society thinking.
Creativity and Meme Evolution
- Memes replicate through two primary strategies: providing rational utility to the holder or disabling the holder's critical faculties.
- Western civilization represents an unstable transition from static societies built on anti-rational memes to a dynamic society based on rational memes.
- Static societies survive by extinguishing individual creativity and breaking the human spirit to prevent cultural change.
- Creativity is the unique biological adaptation capable of producing scientific knowledge, art, and large-scale environmental transformation.
- For most of human history, creativity was largely invisible as humans repeated genetically and culturally static lifestyles.
- A long-lived dynamic society is a unique phenomenon that can only be sustained through the continuous application of creative thought.
Either they are static, and survive only by extinguishing their members’ creativity and breaking their spirits, or they quickly lose their knowledge and disintegrate, and violence takes over.
The Paradox of Human Creativity
- Humanity is distinguished from other species by the ability to improve memes through creativity rather than random trial and error.
- The rapid evolution of the human brain suggests that creativity provided a massive survival advantage over less creative cousins.
- A paradox exists because while genetic capacity for creativity was evolving rapidly, the archaeological record shows almost no innovation for hundreds of thousands of years.
- Creativity and meme replication should have triggered a runaway co-evolution of rapid technological progress, yet stagnation prevailed until the dawn of agriculture.
- The lack of cumulative improvement suggests that even the most creative individuals for most of human history produced no noticeable innovations during their lifetimes.
Their ability to innovate was increasing rapidly, but they were barely innovating.
The Paradox of Stagnant Creativity
- The rapid evolution of human creativity is puzzling because it did not result in a corresponding history of practical innovation.
- Sexual selection theories suggest creativity evolved to attract mates through displays like storytelling or wit, similar to a peacock's tail.
- Creativity is an unlikely target for sexual selection because it is a complex adaptation that is harder to evolve and assess than physical traits.
- Even if creativity were used for social status or intrigue, it remains unclear why those creative minds did not apply their skills to functional tools like spears.
- Static societies likely suppressed innovation by punishing taboo-violators, creating a paradox where creativity was used to ensure perfect conformity.
- The evolution of creativity may have been driven by the need to faithfully replicate complex memes rather than to invent new ones.
So how does one gain status, specifically by exercising more creativity than anyone else, without becoming noticeable as a taboo-violator?
The Myth of Imitation
- Meme replication is commonly misunderstood as simple imitation, but ideas cannot be directly observed or downloaded between brains.
- The only way to access a meme's content is through observing the holder's behavior, speech, or writing.
- Human meme acquisition is a 'miraculous' process because it involves learning complex, inexplicit subtleties that are never explicitly taught.
- The author argues that imitation is logically impossible without a pre-existing theory to define what specific aspects of a behavior should be copied.
- Following Karl Popper's philosophy, the author suggests that knowledge must be conjectured rather than derived from observation or mimicry.
- There are infinitely many ways to interpret a single action, making the choice of what to 'imitate' a creative act of the mind.
There are infinitely many possible interpretations of ‘imitate Popper’, each defining a different behaviour for the imitator.
The Illusion of Imitation
- Imitating behavior is impossible without first understanding the underlying ideas or theories that cause that behavior.
- Explicit statements and laws rely on a vast foundation of inexplicit knowledge and cultural context to be understood or enacted.
- The criteria for 'who to imitate' cannot be learned through imitation itself, as judging a good imitator requires prior knowledge of the goal.
- Human language and social rules are passed to new generations with high fidelity despite being largely inexplicit and often untaught.
- Apes and parrots can 'ape' or 'parrot' only because their genes provide hard-wired, inexplicit theories on what specific sounds or actions to replicate.
- The acquisition of memes is a process of theory-building rather than a passive recording of observed actions.
As Popper remarked, ‘It is impossible to speak in such a way that you cannot be misunderstood.’
Imitation and Meaning
- Mirror neurons allow animals to replicate actions they perceive, but they do not explain the full complexity of the human mind.
- Parrots replicate sounds based on rigid, inborn genetic criteria rather than creative choice or understanding of meaning.
- A parrot can transmit the sounds of a philosophical lecture without acquiring the memes, as it cannot replicate the underlying knowledge.
- True meme replication requires capturing the meaning of an idea, which allows for varied behaviors rather than just rote repetition.
- Apes demonstrate a higher level of imitation than parrots by adjusting their actions to achieve a goal, such as cracking a nut.
- The difference between simple mimicry and human-like imitation lies in the ability to resolve the infinite ambiguity of an action through creativity.
The parrot could not be said to have acquired the memes, because it would be reproducing only one of the countless behaviours that they could produce.
The Logic of Behavior Parsing
- Apes replicate complex tasks like nut-cracking through 'behavior parsing' rather than by understanding the underlying purpose or explanation.
- The parsing process involves breaking down observed actions into a sequence of simpler, pre-existing behaviors already present in the ape's genetic repertoire.
- Connecting these behavioral elements requires long-term observation of statistical patterns, making it a highly inefficient method compared to human imitation.
- This system limits apes to relatively simple memes, as they can only copy actions for which they have a pre-existing 'mirror-neuron' translation.
- Despite its inefficiency, this memetic ability provides apes with a significant evolutionary advantage by allowing them to access food sources faster than genetic evolution alone would permit.
- Apes are unable to imitate sounds because their behavior-parsing system lacks a predetermined translation mechanism between hearing and uttering.
It is a very inefficient method, requiring a lot of watching of behaviours that a human could mimic almost immediately by understanding their purpose.
Meaning Versus Imitation
- Ape meme replication relies on statistical analysis and pre-existing, inexplicit meanings for specific actions.
- Human meme replication is fundamentally different because it focuses on discovering unknown meanings rather than copying actions.
- Humans can replicate the core content of a meme without being able to repeat the specific sentences or gestures used to convey it.
- Unlike parrots or apes, humans use conjecture and criticism to 'see through' behavior to the underlying intention.
- Human learning is a process of explanation-building where the observer may even correct the errors of the person they are learning from.
- Imitation is not the heart of human culture; instead, it is a special case of the general human objective of explaining the world.
In fact a student might well acquire a complex meme at a lecture without being able to repeat a single sentence spoken by the lecturer, even immediately afterwards.
Creativity and Meme Replication
- Human creativity evolved not to innovate, but as a mechanism to replicate existing memes by reconstructing their hidden meanings.
- Meme transmission is a creative act where the recipient must guess the underlying explanation for a behavior rather than just imitating it.
- The logical challenge of acquiring a meme is identical to that of a scientist discovering a law of nature through evidence and testing.
- The belief that memes are copied through simple imitation is a fallacy similar to empiricism or Lamarckism, which wrongly assume the environment 'instructs' the mind.
- Knowledge is always generated from within through a process of trial and error, or 'making before matching,' rather than being absorbed from without.
- This evolutionary 'reach' meant that the ability to acquire existing knowledge automatically granted humans the power to create entirely new knowledge.
The transmission of human-type memes – memes whose meaning is not mostly predefined within the receiver – cannot be other than a creative activity on the part of the receiver.
Evolution of Universal Creativity
- Human creativity evolved as a mechanism to increase the volume and accuracy of memetic information transfer.
- Universal explanation was the most efficient evolutionary path to achieving high-fidelity meme replication.
- Early human societies became static because meme evolution favors extreme faithfulness and anti-rationality.
- In static societies, innovation was suppressed even as the biological capacity for it grew rapidly.
- Social status and survival depended on using creativity to decipher and meet the inexplicit expectations of others.
Innovation remained imperceptibly slow, even as the capacity for it was increasing rapidly.
The Evolution of Creativity
- In static societies, individuals used creativity paradoxically to replicate existing tribal standards and avoid innovation.
- The transition to universality shifted the mechanism of meme replication from a lack of creativity to a reliance on it.
- Creativity is a software property that emerged once biological hardware, like memory capacity, reached a necessary threshold.
- The 'creativity program' likely evolved as a co-evolutionary hybrid of genetic hardware and memetic software.
- Human brains were likely capable of sentience and creativity long before the specific programs for them were actually developed.
- Early creative programming would have been highly inefficient, gradually becoming easier as brain hardware improved through evolution.
Hence, paradoxically, it requires creativity to thrive in a static society – creativity that enables one to be less innovative than other people.
Creativity and the Beginning of Infinity
- While various theories like climate change or sexual selection attempt to explain human evolution, the author argues that creativity was the essential catalyst for human-level mental achievements.
- Creativity is both necessary and sufficient for human meme replication, distinguishing us from apes who merely imitate behavior without understanding the underlying knowledge.
- The evolution of creativity allowed for the transition from limited, expensive ape memes to universal, efficiently transmitted human memes.
- For hundreds of thousands of years, static societies acted as a 'hideous practical joke,' using human creativity solely to preserve existing memes rather than to innovate.
- The Enlightenment represents the pivotal moment when creativity was finally reassigned from preserving tradition to creating new knowledge, enabling an escape from stagnation.
- The author defines the 'Beginning of Infinity' in this context as the evolution of creativity and its eventual application toward progress.
The horror of static societies, which I described in the previous chapter, can now be seen as a hideous practical joke that the universe played on the human species.
Easter Island and Civilizational Progress
- The author argues that complex memes are replicated through human creativity rather than direct downloading, as we must infer rules from observed actions.
- Easter Island serves as a historical case study for civilizational collapse, traditionally attributed to self-inflicted environmental destruction and deforestation.
- Alternative archaeological theories suggest the island's decline was actually caused by European-introduced epidemics rather than ecological mismanagement.
- Jacob Bronowski used the island's statues to symbolize the unique capacity of modern civilization to achieve continuous progress through specific values.
- David Attenborough later used the same setting to deliver a contrasting message, viewing the statues as a warning of technological overreach and unsustainability.
- The divergence between Bronowski and Attenborough highlights a fundamental philosophical debate regarding the nature of human achievement and its survival.
We can see the actions, but not the rules, so how do we replicate them? We replicate them by creativity.
The Failure of Static Societies
- The author contrasts David Attenborough’s view of Easter Island as a warning of resource depletion with Jacob Bronowski’s view of it as a failure of rational knowledge.
- Bronowski argues that the repetitive, identical nature of the statues is evidence of a static society that failed to innovate or understand the world.
- The islanders' inability to leave the island or engage in trade is presented as a lack of knowledge rather than a lack of physical resources.
- As environmental disaster loomed, the islanders accelerated the construction of monuments rather than seeking creative solutions to their problems.
- The text highlights a fundamental philosophical divide: whether modern civilization is a 'miniature world' destined for collapse or a unique culture defined by the 'ascent of man' through infinite knowledge.
These frozen faces, these frozen frames in a film that is running down, mark a civilization which failed to take the first step on the ascent of rational knowledge.
Sustainability and Static Societies
- The author critiques the 'Spaceship Earth' analogy by contrasting the static culture of Easter Island with the dynamic progress of modern Britain.
- Attenborough's view of Easter Island suggests that traditional cultures 'sustain' people, but the author argues this often means suppressing necessary change.
- True sustainability in a static society involves repeating the same behaviors, whereas innovation is inherently 'unsustainable' because it forces social evolution.
- The collapse of Easter Island is attributed to a culture that was proficient at maintaining fixed patterns of behavior even when they led to starvation.
- The high population density and standard of living in Britain are possible only because its culture abandoned the static sustainability of the past in favor of creative problem-solving.
It sustained the values that placed forests – literally – beneath statues.
The Fallacy of Resource Management
- The author critiques the popular 'Spaceship Earth' metaphor that uses Easter Island's collapse as a cautionary tale for modern resource management.
- Labeling disasters as 'poor resource management' is a vacuous explanation that ignores the underlying political and philosophical causes of failure.
- The true cause of societal collapse in static societies is not the occurrence of problems, but the inability to correct them through open criticism.
- Progress is potentially infinite and sustainable, provided a society maintains the Enlightenment-style thinking characteristic of a dynamic society.
- Modern civilization has little to learn from the 'elementary' failures of primitive societies, as our structural capacity for problem-solving is fundamentally different.
- The knowledge required to save the Easter Islanders, such as basic navigation and forestry science, has already been mastered by our civilization for centuries.
The ancient Roman ruler Julius Caesar was stabbed to death, so one could summarize his mistake as ‘imprudent iron management, resulting in an excessive build-up of iron in his body’.
Knowledge Versus Geography
- Civilizational success depends primarily on the possession of knowledge and the ability to seek good explanations rather than environmental factors.
- The failure of past civilizations was not an inevitable warning for our future, but a result of lacking specific problem-solving tools like the scientific outlook.
- Physical transformations are only limited by the laws of physics; achieving them is strictly a matter of knowing how to do so.
- Jared Diamond’s 'ultimate explanation' argues that geography and natural resources, rather than human ideas, dictate the course of history.
- The author critiques the biogeographical view by questioning why useful resources, like llamas, were never spread by human agency if geography was the only constraint.
The conditions for a beginning of infinity exist in almost every human habitation on Earth.
Ideas Over Geography
- The author challenges Jared Diamond's biogeographical determinism by arguing that physical barriers like hot lowlands do not inherently stop the spread of technology.
- Knowledge and trade can bridge vast distances, as evidenced by Polynesian sailors who transported livestock across much more formidable ocean barriers.
- The failure to export llamas from the Andes to Central America was likely a failure of human imagination or cultural outlook rather than a geographical impossibility.
- Historical outcomes are often the result of 'bold conjectures' or specific ideas, such as the hypothetical choice to domesticate mega-fauna instead of hunting them to extinction.
- Biogeographical explanations are often post-hoc justifications for outcomes that were actually determined by the presence or absence of innovative thinking.
What would have happened if one of those hunters had had a different idea: to ride the beast before killing it?
The Primacy of Ideas
- The transition from animal-like behavior to human history was driven by the emergence of abstract language and explanatory knowledge.
- Biogeographical factors like climate and flora fail to explain modern historical outcomes, such as the result of the Cold War.
- Mechanical and reductionist interpretations of history are criticized for being both explanatory failures and morally wrong by denying human agency.
- Knowledge is the unique factor that transforms a passive landscape into a collection of usable resources.
- Progress is determined not by physical environments but by whether a culture's ideas are rational or self-disabling.
- The author argues that the landscape we inhabit is a product of our ideas rather than the cause of them.
It is knowledge alone that converts landscapes into resources, and humans alone who are the authors of explanatory knowledge and hence of the uniquely human behaviour called ‘history’.
Ideas Over Biogeography
- Human ideas and decisions, rather than primeval resource distribution, are the primary determinants of historical progress.
- Static societies are inherently unstable because they lack the creative capacity to solve new, inevitable challenges.
- The collapse of Easter Island was caused by a failure to innovate and solve problems, not by environmental factors alone.
- Isolation and hospitality are subjective qualities defined by a society's knowledge and technological capabilities.
- The survival of a civilization depends on optimism, a tradition of criticism, and institutions that protect dissent.
- The fall of a static tyranny does not guarantee progress unless it is replaced by a culture of sustained knowledge creation.
The Easter Island civilization collapsed because no human situation is free of new problems, and static societies are inherently unstable in the face of new problems.
The Fallacy of Pessimism
- The author recounts a 1971 lecture by Paul Ehrlich that predicted imminent global collapse due to overpopulation and resource depletion.
- Ehrlich’s predictions failed because they were based on the static assumption that human knowledge and problem-solving would cease to advance.
- The author argues that Malthusian catastrophes are avoided not by limiting growth, but by the continuous creation of new knowledge.
- Pessimistic prophecies often mistake the current lack of a solution for the impossibility of ever finding one.
- The 'catastrophe' of resource depletion is a misunderstanding of human potential, as it ignores our ability to innovate around physical constraints.
Once I realized that Ehrlich’s prophesies amounted to saying, ‘If we stop solving problems, we are doomed,’ I no longer found them shocking, for how could it be otherwise?
The Limits of Resource Pessimism
- A 1970s environmental science student argued that colour television signaled the collapse of consumer society due to resource scarcity.
- The argument relied on the scarcity of europium, an element then essential for red phosphors in cathode-ray tubes.
- The student predicted a future of permanent class distinction where elites hoard remaining resources while the masses live in resentment.
- The author questions the 'miracle' of nature providing exactly one element for a specific human technology, suggesting this view is suspiciously fine-tuned.
- The narrative highlights a recurring pessimistic worldview that assumes human technology has reached its ultimate physical and resource limits.
After all, why should nature supply elements with properties to suit our convenience?
Optimism and Problem Solving
- The author critiques the 1970s pessimistic view that technological progress was merely an insane rush to exploit finite planetary resources.
- While critics feared the depletion of rare elements like europium for frivolous uses, innovation led to entirely new technologies like liquid crystals that bypassed the resource constraint.
- The fundamental conflict lies between viewing humans as 'wasters' of resources versus viewing them as creative 'problem-solvers.'
- Static societies that prioritize sustainability over innovation eventually collapse because stasis itself is unsustainable in a changing universe.
- The author argues that while problems are inevitable and solutions create new challenges, human creativity is the only effective 'cure' for these cycles.
- Modern technology has proven to be egalitarian, breaking down barriers to information and art that were once entrenched by resource scarcity.
In the pessimistic conception, that distinctive ability of people is a disease for which sustainability is the cure. In the optimistic one, sustainability is the disease and people are the cure.
The Sustainability of Progress
- No resource-management strategy or political system can prevent disasters because the future cannot be scientifically planned.
- The only rational policy is to build institutions that are effective at correcting mistakes and recovering from unforeseen failures.
- Critics of progress argue that advancements like antibiotics create new vulnerabilities, such as antibiotic-resistant pathogens and global pandemics.
- A focus on sustainability through restriction and dispersal fails because it lacks the wealth and research capacity to solve new problems.
- True sustainability is found only in continuous progress and the ability to innovate solutions for problems that have not yet occurred.
- Addressing issues like climate change requires the same capacity for rapid problem-solving and technological implementation rather than mere prevention.
The fact that reliance on specific antibiotics is unsustainable is only an indictment from the point of view of someone who expects a sustainable lifestyle. But in reality there is no such thing. Only progress is sustainable.
Wealth, Knowledge, and Climate Resilience
- Current climate policy relies heavily on supercomputer simulations and economic projections for the next century.
- Humanity has been fortunate that the physical consequences of carbon emissions did not reach a tipping point in the early 20th century.
- In 1902, society lacked the computational power, specialized physicists, and general wealth necessary to predict or mitigate a climate disaster.
- Wealth and scientific knowledge are the primary tools for resilience, as seen in the historical difficulty of massive engineering projects like the Panama Canal.
- Economic forecasts regarding climate change are often 'prophecies' rather than predictions because they cannot account for future knowledge creation.
- The ability to solve environmental problems depends on the continued growth of technology and the resources to deploy it.
From society’s point of view, physicists were a luxury in 1902, like colour televisions were in the 1970s.
The Unpredictability of Climate Policy
- Scientific predictions of future emissions are inherently flawed because they cannot account for future human ideas and technological shifts.
- The political focus on the 'anthropogenic' nature of climate change creates a false dichotomy where natural disasters are treated as less worthy of mitigation.
- Historical examples, such as the unforeseen rise and subsequent political suppression of nuclear power, illustrate the futility of long-term energy forecasting.
- Current climate strategies often prioritize prevention over the development of flexible capabilities to intervene in unforeseen future events.
- The shift from 1970s fears of global cooling to current fears of global warming demonstrates how rapidly scientific consensus and perceived threats can change.
- True resilience lies in increasing our general ability to solve problems rather than subordinating all policy to specific, fallible predictions.
It is as if people were arguing about how best to prepare for the next hurricane while all agreeing that the only hurricanes one should prepare for are human-induced ones.
The Beginning of Infinity
- Prevention is only effective against foreseeable problems, whereas the ability to recover is the only defense against the unknown.
- Current climate strategies focus too heavily on emission reductions rather than technological solutions to lower temperatures or adapt efficiently.
- The aspiration for a 'sustainable lifestyle' is dangerous because it seeks to freeze the world in its current state, including its mistakes.
- True sustainability is found in an open-ended journey of creation where each unsustainable step is redeemed by the next discovery.
- Static societies are doomed to fail because their inability to create knowledge rapidly eventually turns problems into catastrophes.
- History is driven by the evolution of ideas rather than the mechanical effects of biogeography or material circumstances.
But if we choose instead to embark on an open-ended journey of creation and exploration whose every step is unsustainable until it is redeemed by the next – if this becomes the prevailing ethic and aspiration of our society – then the ascent of man, the beginning of infinity, will have become, if not secure, then at least sustainable.
The Illusion of Finitude
- The Enlightenment shifted our perspective of Earth from an enormous realm to a tiny speck relative to the cosmic scale.
- While we have overcome geographic parochialism, we remain trapped in a parochial view of theoretical knowledge.
- The 'prophecy bias' leads even brilliant thinkers to assume we are nearing the end of scientific discovery.
- Richard Feynman’s comparison of physics to the discovery of America fails to account for evolving modes of explanation.
- Future progress will consistently render current levels of wealth and knowledge pathetically small by comparison.
- Humanity will never be 'nearly there' because the horizon of the unknown expands as we advance.
Even Feynman cannot get round the fact that the future is not yet imaginable.
The Pessimism of Finality
- Utopian claims of a 'perfected state' or a 'final discovery' are inherently pessimistic because they deny the possibility of further progress.
- If 19th-century physicists like Michelson had been correct, the universe would have remained an 'ocean of incomprehensibility' with only a few known rules of thumb.
- A belief in the completeness of current knowledge creates an anthropocentric boundary that prevents the investigation of deeper fundamental structures.
- Creativity is stifled by pessimism; individuals rarely seek breakthroughs in fields where they believe no further discovery is possible.
- Scientific progress is best understood as a continuous transition from one 'misconception' to a slightly better, less mistaken one.
Their system of the world would for ever remain a tiny, frozen island of explanation in an ocean of incomprehensibility.
The Infinite Potential of Ignorance
- Science and all forms of knowledge are characterized by a lack of finality and infallibility.
- Progress is best understood as a transition from problems to better, more sophisticated problems rather than final solutions.
- The growth of knowledge in physics and mathematics demonstrates that current problems embody more depth than those of the past.
- Infinite ignorance is presented as a necessary condition for the existence of infinite potential for future knowledge.
- Rejecting the 'nearly there' conceit is essential to avoiding dogmatism, stagnation, and political tyranny.
- The author critiques the 'End of Science' thesis, arguing that objective truth exists in all fields without ever reaching a final state.
Infinite ignorance is a necessary condition for there to be infinite potential for knowledge.
The Illusion of Scientific Finality
- John Horgan argues that fundamental science has reached its limits, leaving only 'ironic science' which offers multiple interpretations without objective truth.
- Bad philosophy allows any future discovery to be dismissed as either a mere 'rule of thumb' or a subjective philosophical interpretation.
- Horgan's thesis relies on a prophetic fallacy that reinterprets potential progress as non-progress by definition.
- Contrary to the idea of scientific completion, current physics faces a historically unique scale of ignorance and fundamental contradictions.
- The blatant inconsistency between quantum theory and general relativity serves as a primary example of a deep, unresolved problem in our understanding of reality.
- Unlike the end of the nineteenth century, modern science is acutely aware that its best theories are profoundly mismatched with the reality they describe.
Never before in the history of human thought has it been so obvious that our knowledge is tiny and our ignorance vast.
Cosmology and Infinite Computation
- The traditional view of cosmology held that the universe's expansion would either slow down forever or eventually recollapse in a Big Crunch.
- The possibility of infinite knowledge creation depends on whether physics allows for an unbounded number of computational steps.
- Frank Tipler's 'omega-point' theory suggested that a recollapsing universe could power infinite computation through gravitational tidal effects.
- Recent observations of distant supernovae have revolutionized the field by proving that the universe's expansion is actually accelerating.
- The discovery of 'dark energy' has ruled out omega-point models and reopened fundamental questions about the future of the cosmos and energy.
- The existence of dark energy suggests that cosmology is far from a completed science and may offer new resources for future civilizations.
To the inhabitants – who would eventually have to upload their personalities into computers made of something like pure tides – the universe would last for ever because they would be thinking faster and faster, without limit, as it collapsed.
Infinite Space and Fine-Tuning
- Dark energy provides a driving force for unbounded knowledge creation, even if computation must slow down over vast distances.
- In an infinite universe, every physically possible phenomenon—no matter how improbable—must exist somewhere beyond our current light horizon.
- The expansion of the universe means that eventually, any civilization colonizing space in an unbounded way will reach our location.
- A single infinite universe could replace the multiverse in anthropic explanations, as life would be guaranteed to arise somewhere.
- Mathematical properties of physical laws suggest that the probability of life is non-zero for almost any set of physical constants.
- The anthropic argument ultimately fails to explain fine-tuning because it implies life would exist regardless of whether the constants were 'tuned' or not.
Everything physically possible will eventually be revealed: watches that came into existence spontaneously; asteroids that happen to be good likenesses of William Paley; everything.
Probabilities in Infinite Universes
- Cosmologists struggle to define probabilities within a spatially infinite universe or an infinite set of outcomes.
- The 'quantum suicide' argument suggests one can achieve subjective certainty of winning the lottery by killing off versions of oneself that lose, though this relies on the questionable assumption that absent decision-makers should be ignored.
- The simulation argument posits that we likely live in a computer model because future civilizations would run vastly more simulations than there are original worlds.
- The author challenges the simulation argument by suggesting that counting 'instances' of oneself is a poor guide for probability compared to counting distinct 'histories'.
- Ethical concerns arise regarding simulations, as recreating a world with suffering might be immoral unless identical instances of consciousness are considered a single entity.
Imagine that physicists discover that space is actually many-layered like puff pastry; the number of layers varies from place to place; the layers split in some places, and their contents split with them.
The Ethics of Infinite Minds
- The creation of an AI will likely emerge from a new explanatory theory rather than just increased computing power.
- A thought experiment involving quantum randomizers suggests that a computer could theoretically contain all possible AI programs, including those in states of extreme suffering.
- The 'doomsday argument' fails to account for the possibility of an infinite human population or the advent of effective immortality.
- Technological advancements like brain backups and the curing of aging will soon decouple the number of humans from the total lifespan of the species.
- The 'Singularity' concept, while popular, may overstate the impact of AI given that billions of human intelligences already exist.
- Evolutionary pressure will eventually make biological backups a necessity for survival, leading to a transition toward immortality.
So my question is: is it wrong to switch the computer on, setting it executing all those programs simultaneously in different histories?
The Myth of Superhuman Minds
- The author argues that because humans are universal explainers, there is no such thing as a 'superhuman' mind that is qualitatively superior to our own.
- Artificial Intelligence will likely automate the 'perspiration' phases of thought rather than replacing the creative and conceptual abilities of humans.
- The Singularity is not a moment of discontinuity or danger, but a continuation of the Enlightenment's accelerating growth of knowledge.
- As the rate of innovation increases through technology, our capacity to cope with and enjoy that change will increase at the same or a faster rate.
- Historical shifts like the Industrial Revolution and the Enlightenment were themselves 'singularities' that fundamentally altered the human world view.
- Universality implies that humans and AIs will remain equal in their fundamental ability to understand any concept or argument.
Universality implies that, in every important sense, humans and AIs will never be other than equal.
The Horizon of Knowledge
- Predicting the future is impossible because the creation of new knowledge is inherently unforeseeable.
- Speculation is a vital and rational process that begins with identifying problems that reach beyond the horizon of prediction.
- Despite our technological advancements, we remain as ignorant of the vast universe as Eratosthenes was of the Earth.
- Fundamental mysteries persist regarding the nature of creativity, qualia, the genetic code, and the ultimate laws of physics.
- The universe is explicable and accessible through profound abstractions, yet much of it remains mysterious and open to discovery.
Stand up, look back on all those equations, some perhaps more hopeful than others, raise one’s finger commandingly, and give the order ‘Fly!’ Not one of those equations will put on wings, take off, or fly. Yet the universe ‘flies’.
Choosing an Infinite Future
- The author argues that the ultimate sense or senselessness of the world depends entirely on human thought and action.
- Progress and long-term survival are only possible through a specific way of thinking: seeking good explanations via creativity and criticism.
- Humanity faces an inevitable infinity, regardless of our personal aversions to the concept.
- The fundamental choice for our species is whether that infinity will be defined by ignorance and death or knowledge and life.
- The text transitions into a comprehensive bibliography of foundational works on science, philosophy, and the nature of reality.
All we can choose is whether it is an infinity of ignorance or of knowledge, wrong or right, death or life.
Index of Universal Knowledge
- The index covers a vast range of intellectual history, from the objectivity of beauty and aesthetics to the technical evolution of algorithms and AI.
- It highlights the tension between anthropocentrism and the principle of mediocrity, particularly in the context of quantum theory and cosmology.
- Significant focus is placed on the history of computation, tracing a path from the Analytical Engine to modern artificial intelligence and the Turing test.
- The text catalogs the Enlightenment's rebellion against authority and the shift toward seeking objective knowledge through science and reason.
- Political and mathematical paradoxes, such as Arrow's theorem and apportionment problems, are listed as key constraints on human systems.
The objectivity of beauty 122, 353–68
Index of Ideas and Infinity
- The text provides a detailed index of scientific and philosophical concepts ranging from the Big Bang and black holes to the evolution of the biosphere.
- It highlights the intersection of aesthetics and science, specifically examining the objectivity of beauty and its relationship to truth.
- A significant portion of the entries focuses on the nature of knowledge, including how it is encoded in human brains and its role in environmental control.
- The index tracks the history and vulnerability of civilizations, contrasting the optimism of the Enlightenment with various existential risks and historical disasters.
- It includes technical and mathematical topics such as social-choice theory, quantum interpretation, and the development of early computing engines.
humans as chemical scum 44–8, 51, 72, 73
Index of Knowledge and Computation
- The text explores the deep intersection between physics and computation, highlighting concepts like computational universality and quantum computation.
- It examines the creation of knowledge as an evolutionary process, linking it to error correction, optimism, and the transition from problems to better problems.
- Creativity is analyzed as a biological and cultural puzzle, specifically its role in non-innovating cultures and its evolution alongside meme transmission.
- The role of conjecture and criticism is emphasized as the primary mechanism for scientific progress and the discovery of objective truth.
- Various philosophical and scientific frameworks are referenced, including the Copenhagen interpretation, neo-Darwinism, and the Enlightenment.
Puzzle of what use it was in non-innovating cultures 398–402, 410–15 as a hideous joke played on humans 416.
Index of Scientific and Philosophical Ideas
- The text provides a detailed index covering evolutionary biology, including meme evolution, Darwinian theory, and the genetic code's jump to universality.
- It explores complex physical concepts such as the curvature of spacetime, dark matter, and the differentiation of histories in a multiverse.
- Political and social philosophy are addressed through entries on democratic decision-making, Popper’s criteria for removing bad governments, and social-choice theory.
- The index highlights the intersection of technology and nature, referencing digital technology, DNA as a computer, and the environmental history of Easter Island.
- Epistemological themes are present, specifically regarding the Enlightenment, dogmatism, and the Popperian view of reality as a 'waking dream'.
Popper’s criterion of ridding ourselves of bad governments without violence 344–51, 352
Index of Scientific Epistemology
- The text highlights the central role of error correction and digital information in maintaining knowledge and universality.
- It critiques empiricism and inductivism, arguing that the senses are deceptive and that theory-free observation is a misconception.
- The concept of emergence is explored across multiple levels, from physics and reductionism to consciousness and causation.
- The Enlightenment is framed as a pivotal era for progress, universality, and the evolution of memes.
- Scientific concepts like quantum entanglement and evolution are linked to broader philosophical questions about knowledge creation and evidence.
The falseness of empiricism: the deceptiveness of the senses and the mistaken idea of theory-free observation.
Index of Explanatory Knowledge
- The text distinguishes between 'good' explanations, which are hard to vary, and 'bad' explanations, which are easy to vary and often mythical.
- Explanatory knowledge is described as an open-ended stream that creates new problems while expanding the reach of human understanding.
- The concept of fallibilism is highlighted as a core principle, emphasizing the recognition of human error and the need to avoid self-deception.
- The index connects scientific progress with the avoidance of extinction, suggesting that human creativity allows an escape from biological limitations.
- Future knowledge is characterized as inherently unpredictable, asserting that the growth of knowledge ensures the future will not merely resemble the past.
The quest for good explanations: good (hard to vary) vs. bad (easy to vary).
Index of Universal Ideas
- The text provides a comprehensive index of scientific and philosophical concepts, ranging from dark energy and genetic universality to the history of ideas.
- It highlights the intersection of biology and information, specifically the relationship between genes, memes, and the knowledge implicit in genetic codes.
- Significant attention is given to quantum physics and the multiverse, detailing the differentiation, splitting, and rejoining of histories.
- The index tracks the evolution of human thought through historical periods like the Golden Age of Athens and the Islamic Golden Age.
- It addresses the philosophical status of humans, contrasting the view of people as 'chemical scum' with their significance as creators of knowledge and problem-solvers.
significance of knowledge and 70–75, 76
Index of Infinite Reach
- The text explores the intersection of mathematics and physics through the lens of infinity, specifically referencing the 'Infinity Hotel' thought experiment and Cantor’s definitions.
- It categorizes human cognitive processes such as imagination, imitation, and the evolution of humor as mechanisms for knowledge creation.
- A significant focus is placed on the 'jump to universality,' where specific innovations or ideas gain the capacity for infinite reach and application.
- The index highlights the tension between inductivism and the actual growth of knowledge through conjecture, explanation, and the correction of 'infinite ignorance.'
- It examines the survival of civilization as being dependent on the role of people as universal constructors and the continuous flow of information.
The infinite reach of ideas 167–93; our infinite ignorance 447.
Index of Knowledge and Memes
- The text provides a comprehensive index of concepts related to the creation, evolution, and physical embodiment of knowledge.
- It categorizes knowledge into various forms, including objective, moral, inexplicit, and genetic, while linking it to the potential for infinite growth.
- A significant portion of the index is dedicated to 'memes,' exploring their replication, their role as anti-rational forces, and their evolutionary relationship with genes.
- Scientific and philosophical figures such as Lamarck, Leibniz, and Malthus are cross-referenced with theories on evolution, sustainability, and the 'Principle of Mediocrity.'
- The index highlights the intersection of physical phenomena, like light and matter, with human-centric developments like language, measurement, and creativity.
anti-rational 81, 381, 385, 388–90, 391–3, 394–396, 397, 413, 428, 457
Index of Scientific and Philosophical Concepts
- The text provides a comprehensive index of topics ranging from quantum mechanics and the multiverse to moral philosophy and aesthetics.
- It highlights the intersection of physics and biology through entries on natural selection, neo-Darwinism, and the replication of memes.
- Significant attention is given to the 'multiverse' theory, including its origins with Schrödinger and Everett and its implications for probability and parallel universes.
- The index covers the history of scientific progress, referencing figures like Newton, Mozart, and Michelangelo alongside concepts like the laws of nature.
- Philosophical problems such as the mind-body problem, objective beauty, and the nature of moral knowledge are categorized as central themes.
- Mathematical and logical constraints are noted through entries on natural numbers and 'no-go' theorems like Arrow’s theorem.
fictional variations on the doppelganger idea 258–62, 270
Index of Scientific and Philosophical Concepts
- The text catalogs the intersection of optimism and pessimism, highlighting the 'duty of optimism' and the historical impact of 'blind pessimism' on societal progress.
- It explores the concept of parochialism, specifically how narrow perspectives can limit scientific understanding in fields like quantum theory and the Principle of Mediocrity.
- The role of 'people' is defined through their cosmic significance as 'universal explainers' capable of ultimate reach through knowledge.
- The index references the detrimental effects of 'bad philosophy' in preventing the growth of knowledge, particularly within the interpretation of quantum theory.
- Key scientific themes include the nature of elementary particles, the history of optics, and the biological implications of evolution as seen through Paley and the peacock's tail.
people as universal explainers 146, 164, 416, 429; cosmic significance of 72–74, 458, 459; as a disease or cure 435
Index of Scientific and Philosophical Concepts
- The text outlines the deep connection between the laws of physics, computation, and the nature of abstractions.
- It highlights Karl Popper’s contributions to the theory of knowledge, specifically his criterion for non-violent government removal and the concept of letting theories 'die in our place.'
- The index explores the relationship between scientific prediction and explanation, noting that predictions are useless without an underlying interpretive framework.
- Political philosophy and decision-making are addressed through the lens of voting systems, the 'will of the people,' and the US Constitution.
- The role of infinity is examined across multiple disciplines, including its presence in physics, singularities, and Zeno’s paradoxes.
Popper’s criterion of ridding ourselves of bad governments without violence; letting theories die in our place.
Index of Infinite Progress
- The text outlines a philosophical framework where problems are viewed as inevitable but ultimately soluble through human creativity.
- Progress is characterized as an unbounded process of moving from old misconceptions to better, less mistaken ones.
- A distinction is drawn between prophecy, which is often pessimistic and fallacious, and scientific prediction based on explanatory knowledge.
- The 'Principle of Mediocrity' and the 'Jump to Universality' serve as key conceptual anchors for understanding humanity's place in the cosmos.
- Scientific advancement is linked to the rejection of 'bad philosophy' and the embrace of optimism and the Enlightenment tradition.
Problems are inevitable, but problems are soluble.
Index of Universal Concepts
- The text explores the nature of randomness, distinguishing between apparent randomness, quantum mechanics, and the fundamental difference between randomness and unknowability.
- It details the concept of 'reach,' applying it to the universality of human ideas, genetic codes, mathematical knowledge, and the adaptations of the human brain.
- Reality is examined through the lens of objective truth, the reality of abstractions, and the role of scientific instruments in moving closer to an unobserved reality.
- The index highlights the tension between reason and unreason, covering the faculty of rationality, rational memes, and the rejection of reductionism.
- It addresses the mechanics of replicators, specifically how knowledge, genes, and memes function as abstract replicators within a physical system.
- Political and social structures are indexed through representative government, the paradoxes of proportional representation, and the management of finite resources.
reach: always has an explanation; and the jump to universality.
Index of Universal Ideas
- The text provides a comprehensive index of philosophical and scientific concepts, ranging from the Scientific Revolution to quantum theory.
- It highlights the tension between 'static' societies that resist change and 'dynamic' societies, such as those born of the Enlightenment, that embrace progress.
- A recurring theme is the critique of 'Spaceship Earth' and parochialism, contrasting human significance with the vastness of intergalactic space.
- The index references the evolution of ideas through memes, including the concept of being 'slaves' to genetic or memetic instructions.
- It touches upon the 'shut-up-and-calculate' interpretation of quantum mechanics as an example of an explanationless theory.
scum, humans as chemical 44–8, 51, 72, 73
Index of Universal Progress
- The text explores the 'jump to universality' across diverse domains including numeral systems, printing, and the genetic code.
- It highlights the fundamental link between technology and explanation, emphasizing that tools are extensions of our explanatory power.
- A central theme is the unpredictability of knowledge growth and the inherent unsustainability of static, non-critical societies.
- The concept of 'universal constructors' is introduced, identifying both DNA and humans as entities capable of transforming the physical world.
- Scientific progress is framed as a tradition of criticism that allows theories to 'die in our place' through testability and error correction.
The mistake of separating prediction from explanation leads to a view of science as a mere tool for tallying, rather than a quest for truth.
Index and Explanatory Notes
- The text provides a comprehensive index of topics ranging from political systems like proportional representation to scientific concepts like the Schrödinger equation.
- It highlights significant historical and philosophical figures including John von Neumann, Karl Popper, and Socrates.
- Footnotes clarify the distinction between 'static' and 'dynamic' societies, a key conceptual framework for the author.
- Technical distinctions are made between 'AI' and 'AGI' (Artificial General Intelligence) and between different definitions of 'replicators'.
- The text addresses the 'simulation argument' and the physical reality of the multiverse versus speculative parallel universes.
- Mathematical logic is applied to social problems, such as Balinski and Young’s theorem regarding voting systems.
Zeno’s mistake (confusing abstract attributes with physical ones of the same name)
Scientific and Historical Footnotes
- Ancient Greek theories of vision incorrectly posited that the eye emits light to interact with objects.
- Human perception is described as a virtual-reality rendering occurring entirely within the brain.
- Quantum information is argued to be carried locally within objects, a point of ongoing scientific debate.
- The 'three-fifths' rule was a political mechanism to limit the power of slave-owning states rather than a direct measure of humanity.
- A distinction is made between speculative parallel universes and the quantum multiverse, for which there is significant evidence.
Our experience of the world is indeed a form of virtual-reality rendering which happens wholly inside the brain.
The Beginning of Infinity
- Human progress is driven by the quest for good explanations, aligning our activity with universal laws of nature.
- Progress is unbounded rather than destined for completion or catastrophe.
Behind it all is surely an idea so simple, so beautiful, that when we grasp it – in a decade, a century, or a millennium – we will all say to each other, how could it have been otherwise?
Cosmic Violence and Creation
Its neutrino radiation alone would kill a human at a range of billions of kilometres, even if that entire distance were filled with lead shielding.
The Reach of Theory
- Scientific theories are bold conjectures and creative guesses, not direct derivations from observation.
- Experience mainly filters between competing theories that have already been imagined.
We do not read them in nature, nor does nature write them into us. They are guesses – bold conjectures.
The Failure of Inductivism
For millennia people dreamed about flying, but they experienced only falling.
The Failure of Inductivism
To the extent that experiencing dots ‘writes’ something into our brains, it does not write explanations but only dots.
The Quest for Good Explanations
- The search for good explanations distinguishes the Enlightenment and science from other approaches to knowledge.
- We should consider something real only if it is essential to our best explanation of a phenomenon.
It is the feature that distinguishes those approaches to knowledge from all others, and it implies all those other conditions for scientific progress I have discussed: It trivially implies that prediction alone is insufficient.
The Reach of Explanations
- An explanation’s reach is its ability to solve problems far beyond the evidence or setting that inspired it.
- Finite human thoughts can describe universal realities across time and space—the beginning of infinity.
The theory reaches out, as it were, from its finite origins inside one brain that has been affected only by scraps of patchy evidence from a small part of one hemisphere of one planet – to infinity.
Knowledge and Physical Possibility
- Any physical transformation is either forbidden by the laws of physics or achievable with the right knowledge.
- This implies human reach may be universal rather than parochial.
That is to say, every putative physical transformation, to be performed in a given time with given resources or under any other conditions, is either impossible because it is forbidden by the laws of nature; or achievable, given the right knowledge.
Knowledge and Universal Construction
- Humans are universal constructors, able in principle to transform matter into anything the laws of physics allow.
- The difference between a hospitable environment and a deathtrap is the presence of explanatory knowledge.
In the unique case of humans, the difference between a hospitable environment and a deathtrap depends on what knowledge they have created.
The Beginning of Infinity
- Problems are inevitable but soluble; progress is limited only by physics and by acquiring the right knowledge.
- We will never reach perfection, but will always be at the beginning of infinity.
Neither the human condition in particular nor our explanatory knowledge in general will ever be perfect, nor even approximately perfect. We shall always be at the beginning of infinity.
The Cosmic Significance of Knowledge
- Astrophysics is incomplete without a theory of people and knowledge, because matter’s future can depend on intelligent intentions.
- Knowledge is physically significant because predictions must account for possible technological intervention.
Outside our parochial perspective, astrophysics is incomplete without a theory of people, just as it is incomplete without a theory of gravity or nuclear reactions.
The Paradox of Creation
- Scientific discovery is unpredictable: if a discovery’s content could be predicted, the prediction would already be the discovery.
- Evolution and creative thought achieve unpredictable creation through variation and selection.
Creationism is really creation denial – and so are all those other false explanations.
The Reality of Abstractions
- A computer wins at chess because of the knowledge in its program, not the specific behavior of its atoms.
- A domino can remain standing not because of mechanics alone, but because 641 is prime.
The observer points at [that domino] and asks with curiosity, ‘How come that domino there is never falling?’
The Enlightenment Jump to Universality
- The Enlightenment made progress seem desirable and attainable, turning universality into a sought-after property.
- Movable-type printing was a physical jump to universality: one set of tools could produce any document.
In all those cases, universality was being sought deliberately, as a desirable feature in its own right – even a necessary feature for an idea to be true – and not just as a means of solving a parochial problem.
The Jump to Universality
- All digital computers, from the Analytical Engine to supercomputers, share the same repertoire of possible computations.
- Error correction is a fundamental requirement for open-ended knowledge creation.
Error-correction is the beginning of infinity.
The Universality of DNA
- The genetic code’s reach is immense: it specifies everything from bacteria to brains that explain quasars.
- It contained the capacity for universal computation billions of years before humans used it that way.
If intelligent extraterrestrials had visited Earth at any time during those billion years they would have seen no evidence that the genetic code could specify anything significantly different from the organisms that it had specified when it first appeared.
Explanations and the Turing Test
- The Turing test is really a search for a hard-to-vary explanation of an entity’s utterances, not just its outputs.
- True AI must be a general-purpose explainer, not a collection of narrow functions.
Thus the very same utterance by the program – the joke – can be either evidence that it is not thinking or evidence that it is thinking depending on the best available explanation of how the program works.
The Principle of Optimism
- Optimism is the principle that all evils are caused by lack of knowledge, not by nature or supernatural decrees.
- If a transformation is physically permitted, the only barrier is knowing how to do it.
The Principle of Optimism: All evils are caused by insufficient knowledge.
The Chimera of Justified Belief
- Justified belief is a chimera: every justification depends on further fallible beliefs, leading to infinite regress.
- The wiser stance is not seeking authority for knowledge, but improving explanations through criticism.
So the thing they call ‘knowledge’, namely justified belief, is a chimera. It is unattainable to humans except in the form of self-deception; it is unnecessary for any good purpose; and it is undesired by the wisest among mortals.
The Imperative of Error Correction
- Banning debate and philosophy is deadly because it prevents self-correction.
- The deepest moral imperative may be to protect the means of correcting mistakes.
This is a rare and deadly sort of error: it prevents itself from being undone.
Interference and the Multiverse
- Interference is evidence for the multiverse because outcomes depend on all intermediate histories.
- Decoherence occurs when an object becomes entangled with its surroundings, making interference infeasible.
This is rather like the doppelgängers merging with their originals in some phantom-zone stories, except that here we do not need to repeal the principle of the conservation of mass.
Quantum Parallelism and Computation
- Quantum computers use interference to combine information from vast numbers of histories into one result.
- A quantum computer with a few hundred qubits could perform more parallel computations than there are atoms in the visible universe.
In such computations, a quantum computer with only a few hundred qubits could perform far more computations in parallel than there are atoms in the visible universe.
The Fallacy of Weighing Evidence
- Treating pieces of evidence as voters implies, via Arrow’s theorem, that rational decision-making would be impossible.
- Rationality is conjecture and criticism—creating explanations and refuting bad ones—not weighing fixed options.
They have been not outweighed, but out-argued, refuted and abandoned.
The Rationality of Elections
- Elections function like experiments: voters choose policies to test and, crucially, which failed explanations to abandon.
- Compromise policies can be harmful because no one believes in them, making failure hard to learn from.
If a policy is no one’s idea of what will work, then why should it work?
The Evolution of Objective Beauty
- Flowers may use universal, objective standards of beauty recognizable by very different pattern-matching systems.
- The visual beauty of flowers suggests convergence on objective aesthetic truths, not merely shared biochemistry.
So flowers have to create objective beauty, and insects have to recognize objective beauty.
The Rise of Rational Memes
- In changing societies, the most resilient memes embody truth with reach—ideas useful across contexts and goals.
- Rational memes survive through criticism, tying their persistence to objective value: truth, rightness, or beauty.
The best way to seem useful to diverse people under diverse, unpredictable circumstances is to be useful.
Creativity and Meme Replication
- Meme transmission is creative: recipients must guess the explanation behind behavior, not merely imitate it.
- Acquiring a meme poses the same logical challenge as discovering a law of nature from evidence and testing.
The transmission of human-type memes – memes whose meaning is not mostly predefined within the receiver – cannot be other than a creative activity on the part of the receiver.
Creativity and the Beginning of Infinity
- For hundreds of thousands of years, static societies used human creativity mainly to preserve existing memes rather than innovate.
- The Enlightenment redirected creativity from preserving tradition to creating new knowledge.
The horror of static societies, which I described in the previous chapter, can now be seen as a hideous practical joke that the universe played on the human species.
The Sustainability of Progress
- No resource-management strategy can prevent all disasters, because the future cannot be scientifically planned.
- True sustainability lies in continuous progress and the ability to solve problems that have not yet occurred.
The fact that reliance on specific antibiotics is unsustainable is only an indictment from the point of view of someone who expects a sustainable lifestyle. But in reality there is no such thing. Only progress is sustainable.
The Myth of Superhuman Minds
- Because humans are universal explainers, no mind can be qualitatively ‘superhuman’ in understanding concepts or arguments.
- The Singularity would be a continuation of Enlightenment knowledge growth, not a discontinuity beyond human reach.
Universality implies that, in every important sense, humans and AIs will never be other than equal.
Choosing an Infinite Future
- Progress and long-term survival require seeking good explanations through creativity and criticism.
- Humanity’s choice is whether infinity will mean ignorance and death, or knowledge and life.
All we can choose is whether it is an infinity of ignorance or of knowledge, wrong or right, death or life.